Profiles >> Alcentra NY LLC

Alcentra NY LLC

Last Updated: 12/3/2020

Alcentra NY LLC is a Limited Liability Company that started in 2002 and is primarily owned and controlled by BNY Mellon.

We provide discretionary and non-discretionary investment advisory services to institutional clients, including U.S. registered investment companies, U.S. private funds, other pooled investment vehicles and other institutions.

Alcentra NY LLC operates out of an office in New York, NY. Based on the Form ADV filed on 2020-05-27 00:00:00, the investment firm is comprised of 149 employees, only 76 of whom performs investment advisory functions.

Fact Sheet

      Name: Alcentra NY LLC
      CRD No: 128557
      Filing Recorded: 2020-05-27 00:00:00
      Year of Origin: 2002
      Employees: 149
      Clients: 59
      AUM: 17,227,321,061
      Management Fee: Unknown Percent
      Performance Fee: Unknown Percent
      Client Type: Pooled Investment Vehicles, Investment Companies, Business Development Companies, Pension and Profit Sharing Plans, Corporations or Other Businesses
      Assets Traded: Investment Grade Corporate Bonds, Non-Investment Grade Corporate Bonds, Cash and Cash Equivalents, Other


Investment Strategy

According to the brochure submitted to IAPD, Alcentras investment strategy is as follows:

We offer investment advisory services tailored to meet a client’s individual investment goals. We work with clients to create investment guidelines mutually acceptable to the client and to us. When creating investment guidelines, clients may impose investment restrictions in certain individual securities or types of securities. Clients who impose investment restrictions might limit our ability to employ the strategy resulting in investment performance that differs from that of the model and other client accounts. The strategies in which we may invest in client assets and the fees we may receive for managing such strategies are described below.

Alcentra also offers investment advisory services in the form of pooled investment vehicles or “funds.” Each pooled investment vehicle has an investment objective and a set of investment policies and/or guidelines that we must follow. For this reason, we cannot tailor the investment advisory services we provide to Funds to meet individual investor needs. In addition, we cannot impose individual investment restrictions on our investment strategies for underlying investors in the pooled investment vehicles

We may also provide management services on a non-discretionary basis, where we make recommendations to the client but all investment decisions are made by the client and may or may not be implemented by us.

Methods of Analysis

In addition, Alcentras methods of analysis include:

We focus on the sub-investment grade debt capital markets. Our employees are primarily organized into four teams:

U.S. Leveraged Loan (i.e. broadly syndicated leverage loans)

U.S. Direct Lending (i.e. direct investments in middle market companies through first lien, second lien, unitranche, and, to a lesser extent given the current credit environment, mezzanine debt and primary equity investments)

Structured Credit (i.e. investments in securities issued by collateralized loan obligations (“CLOs”)

Alcentra High Yield (i.e. high yield bonds).

Alcentra NY LLC does not have a Form 13F in our records

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