Profiles >> Fortress Investment Group >> 13Fs >> 2014-03-31
Fortress Investment Group
Last Updated: 3/2/2021
Fortress Investment Group is a Limited Liability Company that started in 1998 and is primarily owned and controlled by Wesley R. Edens, which was later sold to SoftBank Group Corp on December 27th, 2017. Fortress operates within SoftBank as an independent business. To see a profile of the company, click here.
Below is the 13F Filing for Fortress Investment Group for Report Period 2014-03-31. Historical analysis on the top 100 Holdings are available by clicking on the Issuer Name in the list.
Historical 13F Holdings - 2014-03-31
| Issuer | Title of Class | CUSIP | Value(1000s) | Share | SH/PRN | Put/Call | Investment Discretion | Other Manager | Sole | Shared | None |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ADVISORY BRD CO | COM | 00762W107 | 95 | 1475 | SH | DFND | 1475 | 0 | 0 | ||
| ALEXION PHARMACEUTICALS INC | COM | 015351109 | 228 | 1500 | SH | DFND | 1500 | 0 | 0 | ||
| ALLISON TRANSMISSION HLDGS I | COM | 01973R101 | 8454 | 282361 | SH | DFND | 282361 | 0 | 0 | ||
| ALLISON TRANSMISSION HLDGS I | COM | 01973R101 | 13725 | 458438 | SH | DFND | 458438 | 0 | 0 | ||
| ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 242 | 3600 | SH | DFND | 3600 | 0 | 0 | ||
| AMERICAN AIRLS GROUP INC | COM | 02376R102 | 1548 | 42281 | SH | DFND | 42281 | 0 | 0 | ||
| AMERICAN AIRLS GROUP INC | COM | 02376R102 | 1860 | 50819 | SH | DFND | 50819 | 0 | 0 | ||
| AMERICAN INTL GROUP INC | COM NEW | 026874784 | 281129 | 5621501 | SH | DFND | 5621501 | 0 | 0 | ||
| AMERICAN INTL GROUP INC | COM NEW | 026874784 | 29962 | 599116 | SH | DFND | 599116 | 0 | 0 | ||
| AMERICAN TOWER CORP NEW | COM | 03027X100 | 759 | 9274 | SH | DFND | 9274 | 0 | 0 | ||
| ASSURED GUARANTY LTD | COM | G0585R106 | 235 | 9286 | SH | DFND | 9286 | 0 | 0 | ||
| ASSURED GUARANTY LTD | COM | G0585R106 | 3355 | 132531 | SH | DFND | 132531 | 0 | 0 | ||
| AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | 6381 | 99054 | SH | DFND | 99054 | 0 | 0 | ||
| AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | 1246 | 19346 | SH | DFND | 19346 | 0 | 0 | ||
| AVIS BUDGET GROUP | COM | 053774105 | 7663 | 157349 | SH | DFND | 157349 | 0 | 0 | ||
| AVIS BUDGET GROUP | COM | 053774105 | 12350 | 253586 | SH | DFND | 253586 | 0 | 0 | ||
| BIOGEN IDEC INC | COM | 09062X103 | 551 | 1800 | SH | DFND | 1800 | 0 | 0 | ||
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 227 | 3322 | SH | DFND | 3322 | 0 | 0 | ||
| BOULEVARD ACQUISITION CORP | UNIT 99/99/9999 | 10157P203 | 1005 | 100000 | SH | DFND | 100000 | 0 | 0 | ||
| BROOKDALE SR LIVING INC | COM | 112463104 | 589569 | 17593826 | SH | DFND | 17593826 | 0 | 0 | ||
| CADENCE DESIGN SYSTEM INC | COM | 127387108 | 9927 | 638839 | SH | DFND | 638839 | 0 | 0 | ||
| CADENCE DESIGN SYSTEM INC | COM | 127387108 | 10430 | 671161 | SH | DFND | 671161 | 0 | 0 | ||
| CAMECO CORP | COM | 13321L108 | 1187 | 51849 | SH | DFND | 51849 | 0 | 0 | ||
| CAMECO CORP | COM | 13321L108 | 3622 | 158151 | SH | DFND | 158151 | 0 | 0 | ||
| CAMECO CORP | COM | 13321L108 | 1302 | 56800 | SH | Call | DFND | 56800 | 0 | 0 | |
| CAMECO CORP | COM | 13321L108 | 5868 | 256200 | SH | Call | DFND | 256200 | 0 | 0 | |
| CARDIOME PHARMA CORP | COM NO PAR | 14159U301 | 7764 | 981596 | SH | DFND | 981596 | 0 | 0 | ||
| CATAMARAN CORP | COM | 148887102 | 864 | 19304 | SH | DFND | 19304 | 0 | 0 | ||
| CEMEX SAB DE CV | SPON ADR NEW | 151290889 | 12700 | 1005529 | SH | DFND | 1005529 | 0 | 0 | ||
| CEMEX SAB DE CV | SPON ADR NEW | 151290889 | 7463 | 590931 | SH | DFND | 590931 | 0 | 0 | ||
| CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 215 | 378 | SH | DFND | 378 | 0 | 0 | ||
| CHURCH & DWIGHT INC | COM | 171340102 | 501 | 7258 | SH | DFND | 7258 | 0 | 0 | ||
| CITIGROUP INC | COM NEW | 172967424 | 10037 | 210858 | SH | DFND | 210858 | 0 | 0 | ||
| CITIGROUP INC | COM NEW | 172967424 | 10544 | 221526 | SH | DFND | 221526 | 0 | 0 | ||
| CME GROUP INC | COM | 12572Q105 | 262 | 3536 | SH | DFND | 3536 | 0 | 0 | ||
| COMVERSE INC | COM | 20585P105 | 3 | 94 | SH | DFND | 94 | 0 | 0 | ||
| CONSUMER PORTFOLIO SVCS INC | COM | 210502100 | 6730 | 983939 | SH | DFND | 983939 | 0 | 0 | ||
| CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 51 | 1056 | SH | DFND | 1056 | 0 | 0 | ||
| COSTAMARE INC | SHS | Y1771G102 | 761 | 35410 | SH | DFND | 35410 | 0 | 0 | ||
| COSTAMARE INC | SHS | Y1771G102 | 5799 | 269716 | SH | DFND | 269716 | 0 | 0 | ||
| COSTCO WHSL CORP NEW | COM | 22160K105 | 1284 | 11496 | SH | DFND | 11496 | 0 | 0 | ||
| CROWN CASTLE INTL CORP | COM | 228227104 | 992 | 13445 | SH | DFND | 13445 | 0 | 0 | ||
| CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 207 | 4100 | SH | DFND | 4100 | 0 | 0 | ||
| DELPHI AUTOMOTIVE PLC | SHS | G27823106 | 1791 | 26385 | SH | DFND | 26385 | 0 | 0 | ||
| DELPHI AUTOMOTIVE PLC | SHS | G27823106 | 1705 | 25115 | SH | DFND | 25115 | 0 | 0 | ||
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | 8096 | 233675 | SH | DFND | 233675 | 0 | 0 | ||
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | 14993 | 432673 | SH | DFND | 432673 | 0 | 0 | ||
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | 804 | 23200 | SH | Call | DFND | 23200 | 0 | 0 | |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | 6126 | 176800 | SH | Call | DFND | 176800 | 0 | 0 | |
| DEX MEDIA INC NEW | COM | 25213A107 | 115 | 12551 | SH | DFND | 12551 | 0 | 0 | ||
| DIAGEO P L C | SPON ADR NEW | 25243Q205 | 301 | 2416 | SH | DFND | 2416 | 0 | 0 | ||
| DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | 1510 | 30975 | SH | DFND | 30975 | 0 | 0 | ||
| DICKS SPORTING GOODS INC | COM | 253393102 | 109 | 2005 | SH | DFND | 2005 | 0 | 0 | ||
| DISCOVERY COMMUNICATNS NEW | COM SER A | 25470F104 | 1059 | 12805 | SH | DFND | 12805 | 0 | 0 | ||
| DISH NETWORK CORP | CL A | 25470M109 | 768 | 12345 | SH | DFND | 12345 | 0 | 0 | ||
| DISH NETWORK CORP | CL A | 25470M109 | 22868 | 367600 | SH | Call | DFND | 367600 | 0 | 0 | |
| DISH NETWORK CORP | CL A | 25470M109 | 7571 | 121700 | SH | Call | DFND | 121700 | 0 | 0 | |
| DISH NETWORK CORP | CL A | 25470M109 | 2342 | 37655 | SH | DFND | 37655 | 0 | 0 | ||
| DOW CHEM CO | COM | 260543103 | 1411 | 29045 | SH | DFND | 29045 | 0 | 0 | ||
| DOW CHEM CO | COM | 260543103 | 5175 | 106525 | SH | DFND | 106525 | 0 | 0 | ||
| DRIL-QUIP INC | COM | 262037104 | 116 | 1033 | SH | DFND | 1033 | 0 | 0 | ||
| DUNKIN BRANDS GROUP INC | COM | 265504100 | 85 | 1690 | SH | DFND | 1690 | 0 | 0 | ||
| EBAY INC | COM | 278642103 | 1392 | 25200 | SH | DFND | 25200 | 0 | 0 | ||
| E-COMMERCE CHINA DANGDANG IN | SPN ADS COM A | 26833A105 | 517 | 36000 | SH | DFND | 36000 | 0 | 0 | ||
| EQUINIX INC | COM NEW | 29444U502 | 1108 | 5993 | SH | DFND | 5993 | 0 | 0 | ||
| FMC TECHNOLOGIES INC | COM | 30249U101 | 1158 | 22141 | SH | DFND | 22141 | 0 | 0 | ||
| GAMING & LEISURE PPTYS INC | COM | 36467J108 | 382860 | 10500825 | SH | DFND | 10500825 | 0 | 0 | ||
| GENERAL GROWTH PPTYS INC NEW | COM | 370023103 | 708 | 32160 | SH | DFND | 32160 | 0 | 0 | ||
| GENERAL MTRS CO | COM | 37045V100 | 464 | 13490 | SH | DFND | 13490 | 0 | 0 | ||
| GENERAL MTRS CO | COM | 37045V100 | 3403 | 98900 | SH | Call | DFND | 98900 | 0 | 0 | |
| GENERAL MTRS CO | COM | 37045V100 | 1794 | 52100 | SH | Call | DFND | 52100 | 0 | 0 | |
| GENERAL MTRS CO | COM | 37045V100 | 6613 | 192139 | SH | DFND | 192139 | 0 | 0 | ||
| GENERAL MTRS CO | COM | 37045V100 | 6948 | 201861 | SH | DFND | 201861 | 0 | 0 | ||
| GLOBAL PMTS INC | COM | 37940X102 | 502 | 7062 | SH | DFND | 7062 | 0 | 0 | ||
| GLOBAL X FDS | FTSE GREECE 20 | 37950E366 | 629 | 25584 | SH | DFND | 25584 | 0 | 0 | ||
| GLOBAL X FDS | FTSE GREECE 20 | 37950E366 | 4788 | 194878 | SH | DFND | 194878 | 0 | 0 | ||
| GOODYEAR TIRE & RUBR CO | COM | 382550101 | 5891 | 225435 | SH | DFND | 225435 | 0 | 0 | ||
| GOODYEAR TIRE & RUBR CO | COM | 382550101 | 9947 | 380656 | SH | DFND | 380656 | 0 | 0 | ||
| GOOGLE INC | CL A | 38259P508 | 2340 | 2100 | SH | DFND | 2100 | 0 | 0 | ||
| GOOGLE INC | CL A | 38259P508 | 2113 | 1896 | SH | DFND | 1896 | 0 | 0 | ||
| GOOGLE INC | CL A | 38259P508 | 11053 | 9918 | SH | DFND | 9918 | 0 | 0 | ||
| GRAPHIC PACKAGING HLDG CO | COM | 388689101 | 1549 | 152472 | SH | DFND | 152472 | 0 | 0 | ||
| GRAPHIC PACKAGING HLDG CO | COM | 388689101 | 1474 | 145128 | SH | DFND | 145128 | 0 | 0 | ||
| HAIN CELESTIAL GROUP INC | COM | 405217100 | 340 | 3720 | SH | DFND | 3720 | 0 | 0 | ||
| HEALTHCARE SVCS GRP INC | COM | 421906108 | 84 | 2881 | SH | DFND | 2881 | 0 | 0 | ||
| HOLLYFRONTIER CORP | COM | 436106108 | 1413 | 29697 | SH | DFND | 29697 | 0 | 0 | ||
| HOLLYFRONTIER CORP | COM | 436106108 | 5158 | 108411 | SH | DFND | 108411 | 0 | 0 | ||
| HONEYWELL INTL INC | COM | 438516106 | 11128 | 119965 | SH | DFND | 119965 | 0 | 0 | ||
| HONEYWELL INTL INC | COM | 438516106 | 20306 | 218908 | SH | DFND | 218908 | 0 | 0 | ||
| HOWARD HUGHES CORP | COM | 44267D107 | 440 | 3081 | SH | DFND | 3081 | 0 | 0 | ||
| ICONIX BRAND GROUP INC | COM | 451055107 | 57 | 1454 | SH | DFND | 1454 | 0 | 0 | ||
| INTEL CORP | COM | 458140100 | 599 | 23200 | SH | Put | DFND | 23200 | 0 | 0 | |
| INTEL CORP | COM | 458140100 | 4563 | 176800 | SH | Put | DFND | 176800 | 0 | 0 | |
| INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 429 | 1300 | SH | DFND | 1300 | 0 | 0 | ||
| INTERCONTINENTALEXCHANGE GRO | COM | 45866F104 | 1333 | 6737 | SH | DFND | 6737 | 0 | 0 | ||
| INTREXON CORP | COM | 46122T102 | 1483 | 56416 | SH | DFND | 56416 | 0 | 0 | ||
| INTREXON CORP | COM | 46122T102 | 521 | 19789 | SH | DFND | 19789 | 0 | 0 | ||
| ISHARES | CHINA LG-CAP ETF | 464287184 | 79 | 2226 | SH | DFND | 2226 | 0 | 0 | ||
| ISHARES | CHINA LG-CAP ETF | 464287184 | 63 | 1774 | SH | DFND | 1774 | 0 | 0 | ||
| ISHARES | MSCI EMG MKT ETF | 464287234 | 4716 | 115068 | SH | DFND | 115068 | 0 | 0 | ||
| ISHARES | MSCI EMG MKT ETF | 464287234 | 8954 | 218432 | SH | DFND | 218432 | 0 | 0 | ||
| ISHARES | RUSSELL 2000 ETF | 464287655 | 8411 | 72300 | SH | Put | DFND | 72300 | 0 | 0 | |
| ISHARES | RUSSELL 2000 ETF | 464287655 | 64068 | 550700 | SH | Put | DFND | 550700 | 0 | 0 | |
| ISHARES | U.S. REAL ES ETF | 464287739 | 1035 | 15308 | SH | DFND | 15308 | 0 | 0 | ||
| ISHARES | U.S. REAL ES ETF | 464287739 | 859 | 12692 | SH | DFND | 12692 | 0 | 0 | ||
| ISTAR FINL INC | COM | 45031U101 | 187 | 12680 | SH | DFND | 12680 | 0 | 0 | ||
| ISTAR FINL INC | COM | 45031U101 | 1450 | 98237 | SH | DFND | 98237 | 0 | 0 | ||
| JETBLUE AIRWAYS CORP | COM | 477143101 | 233 | 26800 | SH | DFND | 26800 | 0 | 0 | ||
| KENNAMETAL INC | COM | 489170100 | 117 | 2644 | SH | DFND | 2644 | 0 | 0 | ||
| LAUDER ESTEE COS INC | CL A | 518439104 | 146 | 2180 | SH | DFND | 2180 | 0 | 0 | ||
| LINKEDIN CORP | COM CL A | 53578A108 | 703 | 3800 | SH | DFND | 3800 | 0 | 0 | ||
| MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 2951 | 109003 | SH | DFND | 109003 | 0 | 0 | ||
| MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 11105 | 410097 | SH | DFND | 410097 | 0 | 0 | ||
| MARATHON PETE CORP | COM | 56585A102 | 1393 | 16006 | SH | DFND | 16006 | 0 | 0 | ||
| MARATHON PETE CORP | COM | 56585A102 | 5523 | 63454 | SH | DFND | 63454 | 0 | 0 | ||
| MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | 34397 | 1457200 | SH | Call | DFND | 1457200 | 0 | 0 | |
| MARKET VECTORS ETF TR | VIETNAM ETF | 57060U761 | 750 | 34566 | SH | DFND | 34566 | 0 | 0 | ||
| MARKET VECTORS ETF TR | VIETNAM ETF | 57060U761 | 2287 | 105434 | SH | DFND | 105434 | 0 | 0 | ||
| MARRIOTT INTL INC NEW | CL A | 571903202 | 1727 | 30835 | SH | DFND | 30835 | 0 | 0 | ||
| MASONITE INTL CORP NEW | COM | 575385109 | 357 | 6316 | SH | DFND | 6316 | 0 | 0 | ||
| MASONITE INTL CORP NEW | COM | 575385109 | 5170 | 91483 | SH | DFND | 91483 | 0 | 0 | ||
| MERITOR INC | COM | 59001K100 | 3261 | 266223 | SH | DFND | 266223 | 0 | 0 | ||
| MERITOR INC | COM | 59001K100 | 6316 | 515617 | SH | DFND | 515617 | 0 | 0 | ||
| MICRON TECHNOLOGY INC | COM | 595112103 | 5868 | 248000 | SH | Put | DFND | 248000 | 0 | 0 | |
| MICRON TECHNOLOGY INC | COM | 595112103 | 1302 | 55000 | SH | Put | DFND | 55000 | 0 | 0 | |
| MICROS SYS INC | COM | 594901100 | 130 | 2447 | SH | DFND | 2447 | 0 | 0 | ||
| MICROSOFT CORP | COM | 594918104 | 4906 | 119696 | SH | DFND | 119696 | 0 | 0 | ||
| MONSTER BEVERAGE CORP | COM | 611740101 | 100 | 1437 | SH | DFND | 1437 | 0 | 0 | ||
| MSCI INC | COM | 55354G100 | 141 | 3282 | SH | DFND | 3282 | 0 | 0 | ||
| NATIONSTAR MTG HLDGS INC | COM | 63861C109 | 2199563 | 67762251 | SH | DFND | 67762251 | 0 | 0 | ||
| NETSUITE INC | COM | 64118Q107 | 54 | 570 | SH | DFND | 570 | 0 | 0 | ||
| NEW MEDIA INVT GROUP INC | COM | 64704V106 | 208 | 13831 | SH | DFND | 13831 | 0 | 0 | ||
| NEW RESIDENTIAL INVT CORP | COM | 64828T102 | 1239 | 191600 | SH | DFND | 191600 | 0 | 0 | ||
| NEWCASTLE INVT CORP | COM | 65105M108 | 4875 | 1037091 | SH | DFND | 1037091 | 0 | 0 | ||
| NEWCASTLE INVT CORP | COM | 65105M108 | 901 | 191600 | SH | DFND | 191600 | 0 | 0 | ||
| NRG ENERGY INC | COM NEW | 629377508 | 0 | 3 | SH | DFND | 3 | 0 | 0 | ||
| PANDORA MEDIA INC | COM | 698354107 | 80 | 2652 | SH | DFND | 2652 | 0 | 0 | ||
| PANDORA MEDIA INC | COM | 698354107 | 1028 | 33900 | SH | DFND | 33900 | 0 | 0 | ||
| PENN NATL GAMING INC | COM | 707569109 | 1944 | 157823 | SH | DFND | 157823 | 0 | 0 | ||
| PERFECT WORLD CO LTD | SPON ADR REP B | 71372U104 | 128 | 6200 | SH | DFND | 6200 | 0 | 0 | ||
| PETSMART INC | COM | 716768106 | 62 | 896 | SH | DFND | 896 | 0 | 0 | ||
| PHILLIPS 66 | COM | 718546104 | 1421 | 18440 | SH | DFND | 18440 | 0 | 0 | ||
| PHILLIPS 66 | COM | 718546104 | 5674 | 73633 | SH | DFND | 73633 | 0 | 0 | ||
| PRAXAIR INC | COM | 74005P104 | 178 | 1362 | SH | DFND | 1362 | 0 | 0 | ||
| PRECISION CASTPARTS CORP | COM | 740189105 | 2620 | 10365 | SH | DFND | 10365 | 0 | 0 | ||
| PRECISION CASTPARTS CORP | COM | 740189105 | 5074 | 20075 | SH | DFND | 20075 | 0 | 0 | ||
| PRICE T ROWE GROUP INC | COM | 74144T108 | 181 | 2195 | SH | DFND | 2195 | 0 | 0 | ||
| PRICELINE COM INC | COM NEW | 741503403 | 2145 | 1799 | SH | DFND | 1799 | 0 | 0 | ||
| PRICELINE COM INC | COM NEW | 741503403 | 11897 | 9982 | SH | DFND | 9982 | 0 | 0 | ||
| QUALCOMM INC | COM | 747525103 | 2079 | 26368 | SH | DFND | 26368 | 0 | 0 | ||
| RACKSPACE HOSTING INC | COM | 750086100 | 889 | 27079 | SH | DFND | 27079 | 0 | 0 | ||
| RIGNET INC | COM | 766582100 | 702 | 13039 | SH | DFND | 13039 | 0 | 0 | ||
| RITCHIE BROS AUCTIONEERS | COM | 767744105 | 125 | 5187 | SH | DFND | 5187 | 0 | 0 | ||
| ROADRUNNER TRNSN SVCS HLDG I | COM | 76973Q105 | 111 | 4398 | SH | DFND | 4398 | 0 | 0 | ||
| ROCKWELL COLLINS INC | COM | 774341101 | 7970 | 100038 | SH | DFND | 100038 | 0 | 0 | ||
| ROCKWELL COLLINS INC | COM | 774341101 | 4115 | 51652 | SH | DFND | 51652 | 0 | 0 | ||
| ROUSE PPTYS INC | COM | 779287101 | 21 | 1206 | SH | DFND | 1206 | 0 | 0 | ||
| ROYAL BK SCOTLAND GROUP PLC | ADR PREF SHS R | 780097747 | 948 | 43000 | SH | DFND | 43000 | 0 | 0 | ||
| RYDER SYS INC | COM | 783549108 | 7145 | 89394 | SH | DFND | 89394 | 0 | 0 | ||
| RYDER SYS INC | COM | 783549108 | 12428 | 155503 | SH | DFND | 155503 | 0 | 0 | ||
| SALESFORCE COM INC | COM | 79466L302 | 892 | 15618 | SH | DFND | 15618 | 0 | 0 | ||
| SBA COMMUNICATIONS CORP | COM | 78388J106 | 206 | 2262 | SH | DFND | 2262 | 0 | 0 | ||
| SCHEIN HENRY INC | COM | 806407102 | 139 | 1162 | SH | DFND | 1162 | 0 | 0 | ||
| SCHLUMBERGER LTD | COM | 806857108 | 2703 | 27724 | SH | DFND | 27724 | 0 | 0 | ||
| SCRIPPS NETWORKS INTERACT IN | CL A COM | 811065101 | 260 | 3422 | SH | DFND | 3422 | 0 | 0 | ||
| SEADRILL PARTNERS LLC | COMUNIT REP LB | Y7545W109 | 1280 | 42664 | SH | DFND | 42664 | 0 | 0 | ||
| SEADRILL PARTNERS LLC | COMUNIT REP LB | Y7545W109 | 101 | 3357 | SH | DFND | 3357 | 0 | 0 | ||
| SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 3210 | 143700 | SH | DFND | 143700 | 0 | 0 | ||
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 3192 | 61000 | SH | DFND | 61000 | 0 | 0 | ||
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 3158 | 66800 | SH | DFND | 66800 | 0 | 0 | ||
| SINA CORP | ORD | G81477104 | 876 | 14500 | SH | DFND | 14500 | 0 | 0 | ||
| SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 423 | 15629 | SH | DFND | 15629 | 0 | 0 | ||
| SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 5948 | 219576 | SH | DFND | 219576 | 0 | 0 | ||
| SOUTHWEST AIRLS CO | COM | 844741108 | 231 | 9800 | SH | DFND | 9800 | 0 | 0 | ||
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | 12361 | 100000 | SH | Call | DFND | 100000 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 21847 | 116800 | SH | Call | DFND | 116800 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 166409 | 889700 | SH | Call | DFND | 889700 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 11728 | 62700 | SH | Put | DFND | 62700 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 89368 | 477800 | SH | Put | DFND | 477800 | 0 | 0 | |
| SPDR SERIES TRUST | S&P BK ETF | 78464A797 | 1166 | 34235 | SH | DFND | 34235 | 0 | 0 | ||
| SPDR SERIES TRUST | S&P BK ETF | 78464A797 | 12808 | 376265 | SH | DFND | 376265 | 0 | 0 | ||
| SPDR SERIES TRUST | S&P HOMEBUILD | 78464A888 | 2574 | 79058 | SH | DFND | 79058 | 0 | 0 | ||
| SPDR SERIES TRUST | S&P HOMEBUILD | 78464A888 | 2179 | 66942 | SH | DFND | 66942 | 0 | 0 | ||
| SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 1177 | 28432 | SH | DFND | 28432 | 0 | 0 | ||
| SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 8962 | 216568 | SH | DFND | 216568 | 0 | 0 | ||
| SPLUNK INC | COM | 848637104 | 386 | 5400 | SH | DFND | 5400 | 0 | 0 | ||
| SPRINGLEAF HLDGS INC | COM | 85172J101 | 1846953 | 73437500 | SH | DFND | 73437500 | 0 | 0 | ||
| SPRINT CORP | COM SER 1 | 85207U105 | 482 | 52500 | SH | DFND | 52500 | 0 | 0 | ||
| SPRINT CORP | COM SER 1 | 85207U105 | 320 | 34800 | SH | Call | DFND | 34800 | 0 | 0 | |
| SPRINT CORP | COM SER 1 | 85207U105 | 2437 | 265200 | SH | Call | DFND | 265200 | 0 | 0 | |
| STERICYCLE INC | COM | 858912108 | 116 | 1018 | SH | DFND | 1018 | 0 | 0 | ||
| TD AMERITRADE HLDG CORP | COM | 87236Y108 | 215 | 6345 | SH | DFND | 6345 | 0 | 0 | ||
| TESLA MTRS INC | NOTE 0.250% 3/0 | 88160RAB7 | 281 | 305000 | PRN | DFND | 305000 | 0 | 0 | ||
| TESLA MTRS INC | NOTE 0.250% 3/0 | 88160RAB7 | 642 | 695000 | PRN | DFND | 695000 | 0 | 0 | ||
| TESLA MTRS INC | NOTE 1.250% 3/0 | 88160RAC5 | 278 | 305000 | PRN | DFND | 305000 | 0 | 0 | ||
| TESLA MTRS INC | NOTE 1.250% 3/0 | 88160RAC5 | 631 | 695000 | PRN | DFND | 695000 | 0 | 0 | ||
| TESORO CORP | COM | 881609101 | 1428 | 28218 | SH | DFND | 28218 | 0 | 0 | ||
| TESORO CORP | COM | 881609101 | 5183 | 102440 | SH | DFND | 102440 | 0 | 0 | ||
| THERAPEUTICSMD INC | COM | 88338N107 | 395 | 62535 | SH | DFND | 62535 | 0 | 0 | ||
| THERAPEUTICSMD INC | COM | 88338N107 | 1001 | 158769 | SH | DFND | 158769 | 0 | 0 | ||
| TIFFANY & CO NEW | COM | 886547108 | 94 | 1090 | SH | DFND | 1090 | 0 | 0 | ||
| TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | 8354 | 102348 | SH | DFND | 102348 | 0 | 0 | ||
| TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | 14530 | 178020 | SH | DFND | 178020 | 0 | 0 | ||
| TW TELECOM INC | COM | 87311L104 | 107 | 3431 | SH | DFND | 3431 | 0 | 0 | ||
| U S CONCRETE INC | COM NEW | 90333L201 | 278 | 11815 | SH | DFND | 11815 | 0 | 0 | ||
| UNDER ARMOUR INC | CL A | 904311107 | 116 | 1008 | SH | DFND | 1008 | 0 | 0 | ||
| UNITED CONTL HLDGS INC | COM | 910047109 | 232 | 5200 | SH | DFND | 5200 | 0 | 0 | ||
| VALERO ENERGY CORP NEW | COM | 91913Y100 | 5763 | 108531 | SH | DFND | 108531 | 0 | 0 | ||
| VALERO ENERGY CORP NEW | COM | 91913Y100 | 1448 | 27265 | SH | DFND | 27265 | 0 | 0 | ||
| VEECO INSTRS INC DEL | COM | 922417100 | 1735 | 41392 | SH | DFND | 41392 | 0 | 0 | ||
| VEECO INSTRS INC DEL | COM | 922417100 | 7225 | 172294 | SH | DFND | 172294 | 0 | 0 | ||
| VERINT SYS INC | COM | 92343X100 | 6 | 122 | SH | DFND | 122 | 0 | 0 | ||
| VERISIGN INC | COM | 92343E102 | 65 | 1213 | SH | DFND | 1213 | 0 | 0 | ||
| VERISK ANALYTICS INC | CL A | 92345Y106 | 419 | 6980 | SH | DFND | 6980 | 0 | 0 | ||
| VISA INC | COM CL A | 92826C839 | 1846 | 8551 | SH | DFND | 8551 | 0 | 0 | ||
| WALKER & DUNLOP INC | COM | 93148P102 | 172436 | 10546534 | SH | DFND | 10546534 | 0 | 0 | ||
| WEST PHARMACEUTICAL SVSC INC | COM | 955306105 | 76 | 1732 | SH | DFND | 1732 | 0 | 0 | ||
| WILLBROS GROUP INC DEL | COM | 969203108 | 572 | 45350 | SH | DFND | 45350 | 0 | 0 | ||
| XILINX INC | COM | 983919101 | 1251 | 23058 | SH | DFND | 23058 | 0 | 0 | ||
| YELP INC | CL A | 985817105 | 408 | 5300 | SH | DFND | 5300 | 0 | 0 | ||
| YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | 11475 | 409200 | SH | Call | DFND | 409200 | 0 | 0 | |
| YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | 631 | 22500 | SH | DFND | 22500 | 0 | 0 | ||
| YOUKU TUDOU INC | SPONSORED ADR | 98742U100 | 2546 | 90800 | SH | Call | DFND | 90800 | 0 | 0 |