Profiles >> Fortress Investment Group >> 13Fs >> 2013-09-30
Fortress Investment Group
Last Updated: 3/2/2021
Fortress Investment Group is a Limited Liability Company that started in 1998 and is primarily owned and controlled by Wesley R. Edens, which was later sold to SoftBank Group Corp on December 27th, 2017. Fortress operates within SoftBank as an independent business. To see a profile of the company, click here.
Below is the 13F Filing for Fortress Investment Group for Report Period 2013-09-30. Historical analysis on the top 100 Holdings are available by clicking on the Issuer Name in the list.
Historical 13F Holdings - 2013-09-30
| Issuer | Title of Class | CUSIP | Value(1000s) | Share | SH/PRN | Put/Call | Investment Discretion | Other Manager | Sole | Shared | None |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 3-D SYS CORP DEL | COM NEW | 88554D205 | 189 | 3500 | SH | Call | DFND | 3500 | 0 | 0 | |
| 3-D SYS CORP DEL | COM NEW | 88554D205 | 81 | 1500 | SH | Call | DFND | 1500 | 0 | 0 | |
| 3M CO | COM | 88579Y101 | 925 | 7745 | SH | DFND | 7745 | 0 | 0 | ||
| 3M CO | COM | 88579Y101 | 902 | 7555 | SH | DFND | 7555 | 0 | 0 | ||
| ABBOTT LABS | COM | 002824100 | 123 | 3691 | SH | DFND | 3691 | 0 | 0 | ||
| AGCO CORP | COM | 001084102 | 1655 | 27397 | SH | DFND | 27397 | 0 | 0 | ||
| AGCO CORP | COM | 001084102 | 5837 | 96603 | SH | DFND | 96603 | 0 | 0 | ||
| AIRGAS INC | COM | 009363102 | 111 | 1044 | SH | DFND | 1044 | 0 | 0 | ||
| AMAZON COM INC | COM | 023135106 | 680 | 2174 | SH | DFND | 2174 | 0 | 0 | ||
| AMAZON COM INC | COM | 023135106 | 2644 | 8459 | SH | DFND | 8459 | 0 | 0 | ||
| AMAZON COM INC | COM | 023135106 | 10330 | 33041 | SH | DFND | 33041 | 0 | 0 | ||
| AMAZON COM INC | COM | 023135106 | 5971 | 19100 | SH | Call | DFND | 19100 | 0 | 0 | |
| AMAZON COM INC | COM | 023135106 | 22978 | 73500 | SH | Call | DFND | 73500 | 0 | 0 | |
| AMERICAN INTL GROUP INC | COM NEW | 026874784 | 30527 | 627733 | SH | DFND | 627733 | 0 | 0 | ||
| AMERICAN INTL GROUP INC | COM NEW | 026874784 | 279949 | 5756753 | SH | DFND | 5756753 | 0 | 0 | ||
| AMERICAN TOWER CORP NEW | COM | 03027X100 | 1060 | 14299 | SH | DFND | 14299 | 0 | 0 | ||
| AMPHENOL CORP NEW | CL A | 032095101 | 298 | 3852 | SH | DFND | 3852 | 0 | 0 | ||
| ANGLOGOLD ASHANTI LTD | SPONSORED ADR | 035128206 | 980 | 73804 | SH | DFND | 73804 | 0 | 0 | ||
| APPLE INC | COM | 037833100 | 1844 | 3867 | SH | DFND | 3867 | 0 | 0 | ||
| ASSURED GUARANTY LTD | COM | G0585R106 | 174 | 9286 | SH | DFND | 9286 | 0 | 0 | ||
| ASSURED GUARANTY LTD | COM | G0585R106 | 2544 | 135714 | SH | DFND | 135714 | 0 | 0 | ||
| BAIDU INC | SPON ADR REP A | 056752108 | 1116 | 7196 | SH | DFND | 7196 | 0 | 0 | ||
| BAIDU INC | SPON ADR REP A | 056752108 | 5649 | 36404 | SH | DFND | 36404 | 0 | 0 | ||
| BEAM INC | COM | 073730103 | 944 | 14604 | SH | DFND | 14604 | 0 | 0 | ||
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 153 | 2118 | SH | DFND | 2118 | 0 | 0 | ||
| BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 39 | 1567 | SH | DFND | 1567 | 0 | 0 | ||
| BLACKSTONE MTG TR INC | COM CL A | 09257W100 | 586 | 23233 | SH | DFND | 23233 | 0 | 0 | ||
| BOEING CO | COM | 097023105 | 529 | 4500 | SH | Call | DFND | 4500 | 0 | 0 | |
| BOEING CO | COM | 097023105 | 1235 | 10500 | SH | Call | DFND | 10500 | 0 | 0 | |
| BROOKDALE SR LIVING INC | COM | 112463104 | 462718 | 17593826 | SH | DFND | 17593826 | 0 | 0 | ||
| CANADIAN SOLAR INC | COM | 136635109 | 2517 | 148100 | SH | DFND | 148100 | 0 | 0 | ||
| CANADIAN SOLAR INC | COM | 136635109 | 639 | 37650 | SH | DFND | 37650 | 0 | 0 | ||
| CATAMARAN CORP | COM | 148887102 | 923 | 20091 | SH | DFND | 20091 | 0 | 0 | ||
| CATERPILLAR INC DEL | COM | 149123101 | 959 | 11507 | SH | DFND | 11507 | 0 | 0 | ||
| CATERPILLAR INC DEL | COM | 149123101 | 958 | 11493 | SH | DFND | 11493 | 0 | 0 | ||
| CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 159 | 370 | SH | DFND | 370 | 0 | 0 | ||
| CHURCH & DWIGHT INC | COM | 171340102 | 385 | 6408 | SH | DFND | 6408 | 0 | 0 | ||
| CHURCHILL DOWNS INC | COM | 171484108 | 995 | 11498 | SH | DFND | 11498 | 0 | 0 | ||
| CHURCHILL DOWNS INC | COM | 171484108 | 14056 | 162458 | SH | DFND | 162458 | 0 | 0 | ||
| CME GROUP INC | COM | 12572Q105 | 238 | 3223 | SH | DFND | 3223 | 0 | 0 | ||
| COMVERSE INC | COM | 20585P105 | 3 | 94 | SH | DFND | 94 | 0 | 0 | ||
| CONSUMER PORTFOLIO SVCS INC | COM | 210502100 | 5835 | 983939 | SH | DFND | 983939 | 0 | 0 | ||
| COSTCO WHSL CORP NEW | COM | 22160K105 | 1115 | 9677 | SH | DFND | 9677 | 0 | 0 | ||
| CROWN CASTLE INTL CORP | COM | 228227104 | 1292 | 17689 | SH | DFND | 17689 | 0 | 0 | ||
| CROWN HOLDINGS INC | COM | 228368106 | 1438 | 33995 | SH | DFND | 33995 | 0 | 0 | ||
| CROWN HOLDINGS INC | COM | 228368106 | 4258 | 100705 | SH | DFND | 100705 | 0 | 0 | ||
| DEX MEDIA INC NEW | COM | 25213A107 | 102 | 12551 | SH | DFND | 12551 | 0 | 0 | ||
| DIAGEO P L C | SPON ADR NEW | 25243Q205 | 269 | 2113 | SH | DFND | 2113 | 0 | 0 | ||
| DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | 1930 | 30975 | SH | DFND | 30975 | 0 | 0 | ||
| DICKS SPORTING GOODS INC | COM | 253393102 | 72 | 1342 | SH | DFND | 1342 | 0 | 0 | ||
| DOLE FOOD CO INC NEW | COM | 256603101 | 1855 | 136165 | SH | DFND | 136165 | 0 | 0 | ||
| DOLE FOOD CO INC NEW | COM | 256603101 | 33348 | 2448460 | SH | DFND | 2448460 | 0 | 0 | ||
| DORCHESTER MINERALS LP | COM UNIT | 25820R105 | 100 | 4200 | SH | DFND | 4200 | 0 | 0 | ||
| DRIL-QUIP INC | COM | 262037104 | 78 | 682 | SH | DFND | 682 | 0 | 0 | ||
| DUNKIN BRANDS GROUP INC | COM | 265504100 | 69 | 1528 | SH | DFND | 1528 | 0 | 0 | ||
| EATON CORP PLC | SHS | G29183103 | 4188 | 60840 | SH | DFND | 60840 | 0 | 0 | ||
| EATON CORP PLC | SHS | G29183103 | 11778 | 171099 | SH | DFND | 171099 | 0 | 0 | ||
| EHEALTH INC | COM | 28238P109 | 148 | 4581 | SH | DFND | 4581 | 0 | 0 | ||
| EHEALTH INC | COM | 28238P109 | 581 | 18019 | SH | DFND | 18019 | 0 | 0 | ||
| EQUINIX INC | COM NEW | 29444U502 | 1002 | 5454 | SH | DFND | 5454 | 0 | 0 | ||
| EXXON MOBIL CORP | COM | 30231G102 | 20571 | 239100 | SH | Put | DFND | 239100 | 0 | 0 | |
| EXXON MOBIL CORP | COM | 30231G102 | 5239 | 60900 | SH | Put | DFND | 60900 | 0 | 0 | |
| FACEBOOK INC | CL A | 30303M102 | 3305 | 65770 | SH | DFND | 65770 | 0 | 0 | ||
| FACEBOOK INC | CL A | 30303M102 | 11968 | 238230 | SH | DFND | 238230 | 0 | 0 | ||
| FACEBOOK INC | CL A | 30303M102 | 226 | 4500 | SH | Call | DFND | 4500 | 0 | 0 | |
| FACEBOOK INC | CL A | 30303M102 | 527 | 10500 | SH | Call | DFND | 10500 | 0 | 0 | |
| FACEBOOK INC | CL A | 30303M102 | 2648 | 52700 | SH | Put | DFND | 52700 | 0 | 0 | |
| FACEBOOK INC | CL A | 30303M102 | 10415 | 207300 | SH | Put | DFND | 207300 | 0 | 0 | |
| FEDEX CORP | COM | 31428X106 | 228 | 2000 | SH | Call | DFND | 2000 | 0 | 0 | |
| FEDEX CORP | COM | 31428X106 | 570 | 5000 | SH | Call | DFND | 5000 | 0 | 0 | |
| FMC TECHNOLOGIES INC | COM | 30249U101 | 172 | 3096 | SH | DFND | 3096 | 0 | 0 | ||
| FRESH MKT INC | COM | 35804H106 | 54 | 1143 | SH | DFND | 1143 | 0 | 0 | ||
| GENERAL DYNAMICS CORP | COM | 369550108 | 906 | 10356 | SH | DFND | 10356 | 0 | 0 | ||
| GENERAL DYNAMICS CORP | COM | 369550108 | 2140 | 24444 | SH | DFND | 24444 | 0 | 0 | ||
| GENERAL ELECTRIC CO | COM | 369604103 | 907 | 37931 | SH | DFND | 37931 | 0 | 0 | ||
| GENERAL ELECTRIC CO | COM | 369604103 | 896 | 37469 | SH | DFND | 37469 | 0 | 0 | ||
| GENERAL GROWTH PPTYS INC NEW | COM | 370023103 | 620 | 32160 | SH | DFND | 32160 | 0 | 0 | ||
| GENERAL MTRS CO | COM | 37045V100 | 485 | 13490 | SH | DFND | 13490 | 0 | 0 | ||
| GENERAL MTRS CO | COM | 37045V100 | 4372 | 121574 | SH | DFND | 121574 | 0 | 0 | ||
| GENERAL MTRS CO | COM | 37045V100 | 8001 | 222426 | SH | DFND | 222426 | 0 | 0 | ||
| GEOSPACE TECHNOLOGIES CORP | COM | 37364X109 | 77 | 909 | SH | DFND | 909 | 0 | 0 | ||
| GILEAD SCIENCES INC | COM | 375558103 | 790 | 12568 | SH | DFND | 12568 | 0 | 0 | ||
| GILEAD SCIENCES INC | COM | 375558103 | 3106 | 49432 | SH | DFND | 49432 | 0 | 0 | ||
| GLOBAL PMTS INC | COM | 37940X102 | 484 | 9480 | SH | DFND | 9480 | 0 | 0 | ||
| GOLAR LNG PARTNERS LP | COM UNIT LPI | Y2745C102 | 796 | 24509 | SH | DFND | 24509 | 0 | 0 | ||
| GOLAR LNG PARTNERS LP | COM UNIT LPI | Y2745C102 | 10359 | 318777 | SH | DFND | 318777 | 0 | 0 | ||
| GOOGLE INC | CL A | 38259P508 | 1693 | 1933 | SH | DFND | 1933 | 0 | 0 | ||
| GOOGLE INC | CL A | 38259P508 | 964 | 1100 | SH | DFND | 1100 | 0 | 0 | ||
| GRAPHIC PACKAGING HLDG CO | COM | 388689101 | 583 | 68062 | SH | DFND | 68062 | 0 | 0 | ||
| GRAPHIC PACKAGING HLDG CO | COM | 388689101 | 583 | 68138 | SH | DFND | 68138 | 0 | 0 | ||
| HAIN CELESTIAL GROUP INC | COM | 405217100 | 147 | 1911 | SH | DFND | 1911 | 0 | 0 | ||
| HANGER INC | COM NEW | 41043F208 | 79 | 2346 | SH | DFND | 2346 | 0 | 0 | ||
| HERBALIFE LTD | COM USD SHS | G4412G101 | 3628 | 52000 | SH | Call | DFND | 52000 | 0 | 0 | |
| HERBALIFE LTD | COM USD SHS | G4412G101 | 8581 | 123000 | SH | Call | DFND | 123000 | 0 | 0 | |
| HOME DEPOT INC | COM | 437076102 | 2044 | 26948 | SH | DFND | 26948 | 0 | 0 | ||
| HOME DEPOT INC | COM | 437076102 | 5693 | 75052 | SH | DFND | 75052 | 0 | 0 | ||
| HONEYWELL INTL INC | COM | 438516106 | 11600 | 139694 | SH | DFND | 139694 | 0 | 0 | ||
| HONEYWELL INTL INC | COM | 438516106 | 4165 | 50157 | SH | DFND | 50157 | 0 | 0 | ||
| HOWARD HUGHES CORP | COM | 44267D107 | 346 | 3081 | SH | DFND | 3081 | 0 | 0 | ||
| INGERSOLL-RAND PLC | SHS | G47791101 | 1795 | 27645 | SH | DFND | 27645 | 0 | 0 | ||
| INGERSOLL-RAND PLC | SHS | G47791101 | 594 | 9155 | SH | DFND | 9155 | 0 | 0 | ||
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1500 | 8100 | SH | Put | DFND | 8100 | 0 | 0 | |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 12389 | 66900 | SH | Put | DFND | 66900 | 0 | 0 | |
| INTL PAPER CO | COM | 460146103 | 1655 | 36944 | SH | DFND | 36944 | 0 | 0 | ||
| INTL PAPER CO | COM | 460146103 | 536 | 11956 | SH | DFND | 11956 | 0 | 0 | ||
| ISHARES | IBOXX HI YD ETF | 464288513 | 870 | 9500 | SH | Put | DFND | 9500 | 0 | 0 | |
| ISHARES | MSCI EMG MKT ETF | 464287234 | 2951 | 72391 | SH | DFND | 72391 | 0 | 0 | ||
| ISHARES | MSCI EMG MKT ETF | 464287234 | 2948 | 72309 | SH | DFND | 72309 | 0 | 0 | ||
| ISHARES | U.S. REAL ES ETF | 464287739 | 484 | 7591 | SH | DFND | 7591 | 0 | 0 | ||
| ISHARES | U.S. REAL ES ETF | 464287739 | 377 | 5909 | SH | DFND | 5909 | 0 | 0 | ||
| ISTAR FINL INC | COM | 45031U101 | 153 | 12680 | SH | DFND | 12680 | 0 | 0 | ||
| ISTAR FINL INC | COM | 45031U101 | 1214 | 100862 | SH | DFND | 100862 | 0 | 0 | ||
| JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | 523 | 23174 | SH | DFND | 23174 | 0 | 0 | ||
| JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | 2778 | 123157 | SH | DFND | 123157 | 0 | 0 | ||
| JOHNSON & JOHNSON | COM | 478160104 | 9 | 101 | SH | DFND | 101 | 0 | 0 | ||
| KENNAMETAL INC | COM | 489170100 | 109 | 2390 | SH | DFND | 2390 | 0 | 0 | ||
| LAUDER ESTEE COS INC | CL A | 518439104 | 108 | 1550 | SH | DFND | 1550 | 0 | 0 | ||
| LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 651 | 8200 | SH | DFND | 8200 | 0 | 0 | ||
| LINKEDIN CORP | COM CL A | 53578A108 | 3322 | 13500 | SH | Put | DFND | 13500 | 0 | 0 | |
| LINKEDIN CORP | COM CL A | 53578A108 | 3574 | 14528 | SH | DFND | 14528 | 0 | 0 | ||
| LINKEDIN CORP | COM CL A | 53578A108 | 12296 | 49972 | SH | DFND | 49972 | 0 | 0 | ||
| LINKEDIN CORP | COM CL A | 53578A108 | 369 | 1500 | SH | Call | DFND | 1500 | 0 | 0 | |
| LINKEDIN CORP | COM CL A | 53578A108 | 11246 | 45700 | SH | Put | DFND | 45700 | 0 | 0 | |
| LINKEDIN CORP | COM CL A | 53578A108 | 861 | 3500 | SH | Call | DFND | 3500 | 0 | 0 | |
| MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | 34127 | 1364000 | SH | Call | DFND | 1364000 | 0 | 0 | |
| MARKET VECTORS ETF TR | INDONESIA ETF | 57060U753 | 1505 | 65600 | SH | DFND | 65600 | 0 | 0 | ||
| MARRIOTT INTL INC NEW | CL A | 571903202 | 1154 | 27444 | SH | DFND | 27444 | 0 | 0 | ||
| MASONITE INTL CORP NEW | COM | 575385109 | 4584 | 93684 | SH | DFND | 93684 | 0 | 0 | ||
| MASONITE INTL CORP NEW | COM | 575385109 | 309 | 6316 | SH | DFND | 6316 | 0 | 0 | ||
| MBIA INC | COM | 55262C100 | 85 | 8399 | SH | DFND | 8399 | 0 | 0 | ||
| MBIA INC | COM | 55262C100 | 1228 | 120047 | SH | DFND | 120047 | 0 | 0 | ||
| MEAD JOHNSON NUTRITION CO | COM | 582839106 | 125 | 1689 | SH | DFND | 1689 | 0 | 0 | ||
| MEAD JOHNSON NUTRITION CO | COM | 582839106 | 1625 | 21878 | SH | DFND | 21878 | 0 | 0 | ||
| MERRIMACK PHARMACEUTICALS IN | COM | 590328100 | 210 | 55283 | SH | DFND | 55283 | 0 | 0 | ||
| MERRIMACK PHARMACEUTICALS IN | COM | 590328100 | 483 | 127009 | SH | DFND | 127009 | 0 | 0 | ||
| MICROS SYS INC | COM | 594901100 | 145 | 2902 | SH | DFND | 2902 | 0 | 0 | ||
| MICROSOFT CORP | COM | 594918104 | 13312 | 400000 | SH | DFND | 400000 | 0 | 0 | ||
| MOHAWK INDS INC | COM | 608190104 | 1198 | 9200 | SH | DFND | 9200 | 0 | 0 | ||
| MONSTER BEVERAGE CORP | COM | 611740101 | 162 | 3105 | SH | DFND | 3105 | 0 | 0 | ||
| MSCI INC | COM | 55354G100 | 119 | 2967 | SH | DFND | 2967 | 0 | 0 | ||
| NATIONSTAR MTG HLDGS INC | COM | 63861C109 | 3819292 | 67922682 | SH | DFND | 67922682 | 0 | 0 | ||
| NETFLIX INC | COM | 64110L106 | 186 | 600 | SH | Call | DFND | 600 | 0 | 0 | |
| NETFLIX INC | COM | 64110L106 | 433 | 1400 | SH | Call | DFND | 1400 | 0 | 0 | |
| NETSUITE INC | COM | 64118Q107 | 59 | 545 | SH | DFND | 545 | 0 | 0 | ||
| NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 1652 | 66311 | SH | DFND | 66311 | 0 | 0 | ||
| NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 5640 | 226498 | SH | DFND | 226498 | 0 | 0 | ||
| NEW RESIDENTIAL INVT CORP | COM | 64828T102 | 1268 | 191600 | SH | DFND | 191600 | 0 | 0 | ||
| NEWCASTLE INVT CORP | COM | 65105M108 | 5828 | 1037091 | SH | DFND | 1037091 | 0 | 0 | ||
| NEWCASTLE INVT CORP | COM | 65105M108 | 1077 | 191600 | SH | DFND | 191600 | 0 | 0 | ||
| NIKE INC | CL B | 654106103 | 721 | 9920 | SH | DFND | 9920 | 0 | 0 | ||
| NOAH HLDGS LTD | SPONSORED ADS | 65487X102 | 477 | 28000 | SH | DFND | 28000 | 0 | 0 | ||
| NRG ENERGY INC | COM NEW | 629377508 | 0 | 3 | SH | DFND | 3 | 0 | 0 | ||
| OPENTABLE INC | COM | 68372A104 | 371 | 5300 | SH | DFND | 5300 | 0 | 0 | ||
| OWENS ILL INC | COM NEW | 690768403 | 475 | 15859 | SH | DFND | 15859 | 0 | 0 | ||
| OWENS ILL INC | COM NEW | 690768403 | 475 | 15841 | SH | DFND | 15841 | 0 | 0 | ||
| PANDORA MEDIA INC | COM | 698354107 | 64 | 2550 | SH | DFND | 2550 | 0 | 0 | ||
| PENN NATL GAMING INC | COM | 707569109 | 8737 | 157823 | SH | DFND | 157823 | 0 | 0 | ||
| PEPSICO INC | COM | 713448108 | 106 | 1330 | SH | DFND | 1330 | 0 | 0 | ||
| PERFECT WORLD CO LTD | SPON ADR REP B | 71372U104 | 199 | 10000 | SH | DFND | 10000 | 0 | 0 | ||
| PETSMART INC | COM | 716768106 | 114 | 1495 | SH | DFND | 1495 | 0 | 0 | ||
| PRAXAIR INC | COM | 74005P104 | 145 | 1209 | SH | DFND | 1209 | 0 | 0 | ||
| PRECISION CASTPARTS CORP | COM | 740189105 | 897 | 3952 | SH | DFND | 3952 | 0 | 0 | ||
| PRECISION CASTPARTS CORP | COM | 740189105 | 897 | 3948 | SH | DFND | 3948 | 0 | 0 | ||
| PRICELINE COM INC | COM NEW | 741503403 | 202 | 200 | SH | Call | DFND | 200 | 0 | 0 | |
| PRICELINE COM INC | COM NEW | 741503403 | 303 | 300 | SH | Call | DFND | 300 | 0 | 0 | |
| QUALCOMM INC | COM | 747525103 | 1561 | 23195 | SH | DFND | 23195 | 0 | 0 | ||
| RACKSPACE HOSTING INC | COM | 750086100 | 1688 | 31992 | SH | DFND | 31992 | 0 | 0 | ||
| RAYTHEON CO | COM NEW | 755111507 | 1187 | 15400 | SH | DFND | 15400 | 0 | 0 | ||
| REALOGY HLDGS CORP | COM | 75605Y106 | 748 | 17375 | SH | DFND | 17375 | 0 | 0 | ||
| REALOGY HLDGS CORP | COM | 75605Y106 | 1769 | 41125 | SH | DFND | 41125 | 0 | 0 | ||
| REGENERON PHARMACEUTICALS | COM | 75886F107 | 627 | 2006 | SH | DFND | 2006 | 0 | 0 | ||
| REGENERON PHARMACEUTICALS | COM | 75886F107 | 2469 | 7894 | SH | DFND | 7894 | 0 | 0 | ||
| RENESOLA LTD | SPONS ADS | 75971T103 | 541 | 108400 | SH | DFND | 108400 | 0 | 0 | ||
| RIGNET INC | COM | 766582100 | 89 | 2472 | SH | DFND | 2472 | 0 | 0 | ||
| RITCHIE BROS AUCTIONEERS | COM | 767744105 | 125 | 6212 | SH | DFND | 6212 | 0 | 0 | ||
| ROADRUNNER TRNSN SVCS HLDG I | COM | 76973Q105 | 107 | 3779 | SH | DFND | 3779 | 0 | 0 | ||
| ROCKWELL AUTOMATION INC | COM | 773903109 | 1032 | 9655 | SH | DFND | 9655 | 0 | 0 | ||
| ROCKWELL AUTOMATION INC | COM | 773903109 | 1031 | 9645 | SH | DFND | 9645 | 0 | 0 | ||
| ROCKWELL AUTOMATION INC | COM | 773903109 | 278 | 2600 | SH | Call | DFND | 2600 | 0 | 0 | |
| ROCKWELL AUTOMATION INC | COM | 773903109 | 684 | 6400 | SH | Call | DFND | 6400 | 0 | 0 | |
| ROUSE PPTYS INC | COM | 779287101 | 25 | 1206 | SH | DFND | 1206 | 0 | 0 | ||
| RYDER SYS INC | COM | 783549108 | 585 | 9805 | SH | DFND | 9805 | 0 | 0 | ||
| RYDER SYS INC | COM | 783549108 | 584 | 9795 | SH | DFND | 9795 | 0 | 0 | ||
| SALESFORCE COM INC | COM | 79466L302 | 1120 | 21579 | SH | DFND | 21579 | 0 | 0 | ||
| SALIX PHARMACEUTICALS INC | COM | 795435106 | 370 | 5522 | SH | DFND | 5522 | 0 | 0 | ||
| SALIX PHARMACEUTICALS INC | COM | 795435106 | 874 | 13068 | SH | DFND | 13068 | 0 | 0 | ||
| SBA COMMUNICATIONS CORP | COM | 78388J106 | 196 | 2442 | SH | DFND | 2442 | 0 | 0 | ||
| SCHEIN HENRY INC | COM | 806407102 | 109 | 1050 | SH | DFND | 1050 | 0 | 0 | ||
| SCHLUMBERGER LTD | COM | 806857108 | 1936 | 21912 | SH | DFND | 21912 | 0 | 0 | ||
| SCRIPPS NETWORKS INTERACT IN | CL A COM | 811065101 | 1086 | 13907 | SH | DFND | 13907 | 0 | 0 | ||
| SEADRILL PARTNERS LLC | COMUNIT REP LB | Y7545W109 | 109 | 3357 | SH | DFND | 3357 | 0 | 0 | ||
| SEADRILL PARTNERS LLC | COMUNIT REP LB | Y7545W109 | 1425 | 43650 | SH | DFND | 43650 | 0 | 0 | ||
| SHANDA GAMES LTD | SP ADR REPTG A | 81941U105 | 490 | 125300 | SH | DFND | 125300 | 0 | 0 | ||
| SILVER SPRING NETWORKS INC | COM | 82817Q103 | 837 | 48298 | SH | DFND | 48298 | 0 | 0 | ||
| SILVER SPRING NETWORKS INC | COM | 82817Q103 | 1980 | 114311 | SH | DFND | 114311 | 0 | 0 | ||
| SINA CORP | ORD | G81477104 | 2158 | 26586 | SH | DFND | 26586 | 0 | 0 | ||
| SINA CORP | ORD | G81477104 | 350 | 4312 | SH | DFND | 4312 | 0 | 0 | ||
| SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 523 | 15629 | SH | DFND | 15629 | 0 | 0 | ||
| SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 7535 | 224792 | SH | DFND | 224792 | 0 | 0 | ||
| SOHU COM INC | COM | 83408W103 | 434 | 5500 | SH | DFND | 5500 | 0 | 0 | ||
| SPANSION INC | COM CL A NEW | 84649R200 | 1188 | 117730 | SH | DFND | 117730 | 0 | 0 | ||
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | 49349 | 385000 | SH | Call | DFND | 385000 | 0 | 0 | |
| SPLUNK INC | COM | 848637104 | 908 | 15123 | SH | DFND | 15123 | 0 | 0 | ||
| SPLUNK INC | COM | 848637104 | 4468 | 74416 | SH | DFND | 74416 | 0 | 0 | ||
| SPLUNK INC | COM | 848637104 | 120 | 2000 | SH | Call | DFND | 2000 | 0 | 0 | |
| SPLUNK INC | COM | 848637104 | 300 | 5000 | SH | Call | DFND | 5000 | 0 | 0 | |
| STERICYCLE INC | COM | 858912108 | 76 | 661 | SH | DFND | 661 | 0 | 0 | ||
| STRATASYS LTD | SHS | M85548101 | 91 | 900 | SH | Call | DFND | 900 | 0 | 0 | |
| STRATASYS LTD | SHS | M85548101 | 213 | 2100 | SH | Call | DFND | 2100 | 0 | 0 | |
| TD AMERITRADE HLDG CORP | COM | 87236Y108 | 134 | 5100 | SH | DFND | 5100 | 0 | 0 | ||
| TEREX CORP NEW | COM | 880779103 | 524 | 15591 | SH | DFND | 15591 | 0 | 0 | ||
| TEREX CORP NEW | COM | 880779103 | 523 | 15609 | SH | DFND | 15609 | 0 | 0 | ||
| TESARO INC | COM | 881569107 | 1643 | 42401 | SH | DFND | 42401 | 0 | 0 | ||
| TESARO INC | COM | 881569107 | 659 | 17013 | SH | DFND | 17013 | 0 | 0 | ||
| TESLA MTRS INC | COM | 88160R101 | 213 | 1100 | SH | Call | DFND | 1100 | 0 | 0 | |
| TESLA MTRS INC | COM | 88160R101 | 560 | 2900 | SH | Call | DFND | 2900 | 0 | 0 | |
| TIFFANY & CO NEW | COM | 886547108 | 53 | 689 | SH | DFND | 689 | 0 | 0 | ||
| TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | 451 | 3526 | SH | DFND | 3526 | 0 | 0 | ||
| TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | 4379 | 34200 | SH | DFND | 34200 | 0 | 0 | ||
| TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | 1212 | 17000 | SH | DFND | 17000 | 0 | 0 | ||
| TW TELECOM INC | COM | 87311L104 | 106 | 3555 | SH | DFND | 3555 | 0 | 0 | ||
| UNDER ARMOUR INC | CL A | 904311107 | 56 | 706 | SH | DFND | 706 | 0 | 0 | ||
| UNITED PARCEL SERVICE INC | CL B | 911312106 | 722 | 7900 | SH | Call | DFND | 7900 | 0 | 0 | |
| UNITED PARCEL SERVICE INC | CL B | 911312106 | 1744 | 19100 | SH | Call | DFND | 19100 | 0 | 0 | |
| UNITED TECHNOLOGIES CORP | COM | 913017109 | 485 | 4500 | SH | Call | DFND | 4500 | 0 | 0 | |
| UNITED TECHNOLOGIES CORP | COM | 913017109 | 1132 | 10500 | SH | Call | DFND | 10500 | 0 | 0 | |
| UNITED TECHNOLOGIES CORP | COM | 913017109 | 1004 | 9306 | SH | DFND | 9306 | 0 | 0 | ||
| UNITED TECHNOLOGIES CORP | COM | 913017109 | 1002 | 9294 | SH | DFND | 9294 | 0 | 0 | ||
| VERINT SYS INC | COM | 92343X100 | 5 | 122 | SH | DFND | 122 | 0 | 0 | ||
| VERISIGN INC | COM | 92343E102 | 57 | 1120 | SH | DFND | 1120 | 0 | 0 | ||
| VERISK ANALYTICS INC | CL A | 92345Y106 | 124 | 1909 | SH | DFND | 1909 | 0 | 0 | ||
| VISA INC | COM CL A | 92826C839 | 1186 | 6206 | SH | DFND | 6206 | 0 | 0 | ||
| WALKER & DUNLOP INC | COM | 93148P102 | 167796 | 10546534 | SH | DFND | 10546534 | 0 | 0 | ||
| WALTER INVT MGMT CORP | COM | 93317W102 | 881 | 22276 | SH | DFND | 22276 | 0 | 0 | ||
| WALTER INVT MGMT CORP | COM | 93317W102 | 2085 | 52724 | SH | DFND | 52724 | 0 | 0 | ||
| WHIRLPOOL CORP | COM | 963320106 | 1245 | 8500 | SH | DFND | 8500 | 0 | 0 | ||
| WILLBROS GROUP INC DEL | COM | 969203108 | 416 | 45350 | SH | DFND | 45350 | 0 | 0 | ||
| XILINX INC | COM | 983919101 | 1117 | 23839 | SH | DFND | 23839 | 0 | 0 | ||
| YELP INC | CL A | 985817105 | 577 | 8716 | SH | DFND | 8716 | 0 | 0 | ||
| YELP INC | CL A | 985817105 | 2772 | 41884 | SH | DFND | 41884 | 0 | 0 | ||
| YELP INC | CL A | 985817105 | 119 | 1800 | SH | Call | DFND | 1800 | 0 | 0 | |
| YELP INC | CL A | 985817105 | 277 | 4200 | SH | Call | DFND | 4200 | 0 | 0 | |
| YINGLI GREEN ENERGY HLDG CO | ADR | 98584B103 | 807 | 116300 | SH | DFND | 116300 | 0 | 0 |