Profiles >> Fortress Investment Group >> 13Fs >> 2013-06-30
Fortress Investment Group
Last Updated: 3/2/2021
Fortress Investment Group is a Limited Liability Company that started in 1998 and is primarily owned and controlled by Wesley R. Edens, which was later sold to SoftBank Group Corp on December 27th, 2017. Fortress operates within SoftBank as an independent business. To see a profile of the company, click here.
Below is the 13F Filing for Fortress Investment Group for Report Period 2013-06-30. Historical analysis on the top 100 Holdings are available by clicking on the Issuer Name in the list.
Historical 13F Holdings - 2013-06-30
| Issuer | Title of Class | CUSIP | Value(1000s) | Share | SH/PRN | Put/Call | Investment Discretion | Other Manager | Sole | Shared | None |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ABBOTT LABS | COM | 002824100 | 99 | 2829 | SH | DFND | 2829 | 0 | 0 | ||
| ACTIVISION BLIZZARD INC | COM | 00507V109 | 356 | 24930 | SH | DFND | 24930 | 0 | 0 | ||
| AIRGAS INC | COM | 009363102 | 100 | 1044 | SH | DFND | 1044 | 0 | 0 | ||
| AMAZON COM INC | COM | 023135106 | 363 | 1307 | SH | DFND | 1307 | 0 | 0 | ||
| AMERICAN EXPRESS CO | COM | 025816109 | 100 | 1331 | SH | DFND | 1331 | 0 | 0 | ||
| AMERICAN INTL GROUP INC | COM NEW | 026874784 | 256601 | 5756753 | SH | DFND | 5756753 | 0 | 0 | ||
| AMERICAN INTL GROUP INC | COM NEW | 026874784 | 28059 | 627733 | SH | DFND | 627733 | 0 | 0 | ||
| AMERICAN TOWER CORP NEW | COM | 03027X100 | 887 | 12125 | SH | DFND | 12125 | 0 | 0 | ||
| AMPHENOL CORP NEW | CL A | 032095101 | 123 | 1574 | SH | DFND | 1574 | 0 | 0 | ||
| ANGLOGOLD ASHANTI LTD | SPONSORED ADR | 035128206 | 1492 | 104334 | SH | DFND | 104334 | 0 | 0 | ||
| APPLE INC | COM | 037833100 | 905 | 2286 | SH | DFND | 2286 | 0 | 0 | ||
| ASSURED GUARANTY LTD | COM | G0585R106 | 205 | 9286 | SH | DFND | 9286 | 0 | 0 | ||
| ASSURED GUARANTY LTD | COM | G0585R106 | 2994 | 135714 | SH | DFND | 135714 | 0 | 0 | ||
| AUTONAVI HLDGS LTD | SPONSORED ADR | 05330F106 | 1587 | 131470 | SH | DFND | 131470 | 0 | 0 | ||
| AUTONAVI HLDGS LTD | SPONSORED ADR | 05330F106 | 344 | 28530 | SH | DFND | 28530 | 0 | 0 | ||
| AUXILIUM PHARMACEUTICALS INC | COM | 05334D107 | 483 | 29039 | SH | DFND | 29039 | 0 | 0 | ||
| AUXILIUM PHARMACEUTICALS INC | COM | 05334D107 | 1463 | 87961 | SH | DFND | 87961 | 0 | 0 | ||
| AVANIR PHARMACEUTICALS INC | CL A NEW | 05348P401 | 362 | 78558 | SH | DFND | 78558 | 0 | 0 | ||
| AVANIR PHARMACEUTICALS INC | CL A NEW | 05348P401 | 1709 | 371442 | SH | DFND | 371442 | 0 | 0 | ||
| B/E AEROSPACE INC | COM | 073302101 | 6119 | 97000 | SH | DFND | 97000 | 0 | 0 | ||
| BAIDU INC | SPON ADR REP A | 056752108 | 124 | 1317 | SH | DFND | 1317 | 0 | 0 | ||
| BAIDU INC | SPON ADR REP A | 056752108 | 1119 | 11833 | SH | DFND | 11833 | 0 | 0 | ||
| BARCLAYS BK PLC | IPATH S&P500 VIX | 06740C188 | 417 | 20100 | SH | Call | DFND | 20100 | 0 | 0 | |
| BARCLAYS BK PLC | IPATH S&P500 VIX | 06740C188 | 1263 | 60900 | SH | Call | DFND | 60900 | 0 | 0 | |
| BEAM INC | COM | 073730103 | 575 | 9111 | SH | DFND | 9111 | 0 | 0 | ||
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 98 | 1763 | SH | DFND | 1763 | 0 | 0 | ||
| BOEING CO | COM | 097023105 | 1055 | 10300 | SH | DFND | 10300 | 0 | 0 | ||
| BROOKDALE SR LIVING INC | COM | 112463104 | 465180 | 17593826 | SH | DFND | 17593826 | 0 | 0 | ||
| CATAMARAN CORP | COM | 148887102 | 147 | 3021 | SH | DFND | 3021 | 0 | 0 | ||
| CBRE GROUP INC | CL A | 12504L109 | 755 | 32300 | SH | DFND | 32300 | 0 | 0 | ||
| CHARTER COMMUNICATIONS INC D | CL A NEW | 16117M305 | 619 | 5000 | SH | DFND | 5000 | 0 | 0 | ||
| CHEESECAKE FACTORY INC | COM | 163072101 | 50 | 1198 | SH | DFND | 1198 | 0 | 0 | ||
| CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 100 | 275 | SH | DFND | 275 | 0 | 0 | ||
| CHURCH & DWIGHT INC | COM | 171340102 | 329 | 5324 | SH | DFND | 5324 | 0 | 0 | ||
| CHURCHILL DOWNS INC | COM | 171484108 | 906 | 11498 | SH | DFND | 11498 | 0 | 0 | ||
| CHURCHILL DOWNS INC | COM | 171484108 | 12809 | 162458 | SH | DFND | 162458 | 0 | 0 | ||
| CITRIX SYS INC | COM | 177376100 | 99 | 1645 | SH | DFND | 1645 | 0 | 0 | ||
| CLOVIS ONCOLOGY INC | COM | 189464100 | 499 | 7446 | SH | DFND | 7446 | 0 | 0 | ||
| CLOVIS ONCOLOGY INC | COM | 189464100 | 1511 | 22554 | SH | DFND | 22554 | 0 | 0 | ||
| CME GROUP INC | COM | 12572Q105 | 596 | 7841 | SH | DFND | 7841 | 0 | 0 | ||
| COMVERSE INC | COM | 20585P105 | 3 | 94 | SH | DFND | 94 | 0 | 0 | ||
| COOPER COS INC | COM NEW | 216648402 | 76 | 636 | SH | DFND | 636 | 0 | 0 | ||
| CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 446 | 10300 | SH | DFND | 10300 | 0 | 0 | ||
| CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 2108 | 48700 | SH | DFND | 48700 | 0 | 0 | ||
| COSTCO WHSL CORP NEW | COM | 22160K105 | 595 | 5383 | SH | DFND | 5383 | 0 | 0 | ||
| CREDIT SUISSE NASSAU BRH | INVRS VIX STERM | 22542D795 | 810 | 40574 | SH | DFND | 40574 | 0 | 0 | ||
| CREDIT SUISSE NASSAU BRH | INVRS VIX STERM | 22542D795 | 1207 | 60526 | SH | DFND | 60526 | 0 | 0 | ||
| CROWN CASTLE INTL CORP | COM | 228227104 | 599 | 8279 | SH | DFND | 8279 | 0 | 0 | ||
| CROWN HOLDINGS INC | COM | 228368106 | 6786 | 165000 | SH | DFND | 165000 | 0 | 0 | ||
| CUMMINS INC | COM | 231021106 | 1137 | 10480 | SH | DFND | 10480 | 0 | 0 | ||
| CUMMINS INC | COM | 231021106 | 761 | 7020 | SH | DFND | 7020 | 0 | 0 | ||
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | 6528 | 348932 | SH | DFND | 348932 | 0 | 0 | ||
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | 825 | 44068 | SH | DFND | 44068 | 0 | 0 | ||
| DEX MEDIA INC NEW | COM | 25213A107 | 221 | 12551 | SH | DFND | 12551 | 0 | 0 | ||
| DIAGEO P L C | SPON ADR NEW | 25243Q205 | 100 | 869 | SH | DFND | 869 | 0 | 0 | ||
| DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | 2131 | 30975 | SH | DFND | 30975 | 0 | 0 | ||
| DICKS SPORTING GOODS INC | COM | 253393102 | 49 | 978 | SH | DFND | 978 | 0 | 0 | ||
| DORCHESTER MINERALS LP | COM UNIT | 25820R105 | 103 | 4200 | SH | DFND | 4200 | 0 | 0 | ||
| DRIL-QUIP INC | COM | 262037104 | 50 | 559 | SH | DFND | 559 | 0 | 0 | ||
| DUNKIN BRANDS GROUP INC | COM | 265504100 | 50 | 1158 | SH | DFND | 1158 | 0 | 0 | ||
| EAGLE MATERIALS INC | COM | 26969P108 | 779 | 11749 | SH | DFND | 11749 | 0 | 0 | ||
| EAGLE MATERIALS INC | COM | 26969P108 | 1163 | 17551 | SH | DFND | 17551 | 0 | 0 | ||
| EATON CORP PLC | SHS | G29183103 | 832 | 12641 | SH | DFND | 12641 | 0 | 0 | ||
| EATON CORP PLC | SHS | G29183103 | 14337 | 217859 | SH | DFND | 217859 | 0 | 0 | ||
| EQUINIX INC | COM NEW | 29444U502 | 815 | 4414 | SH | DFND | 4414 | 0 | 0 | ||
| EXXON MOBIL CORP | COM | 30231G102 | 2087 | 23100 | SH | Call | DFND | 23100 | 0 | 0 | |
| EXXON MOBIL CORP | COM | 30231G102 | 6045 | 66900 | SH | Call | DFND | 66900 | 0 | 0 | |
| FMC TECHNOLOGIES INC | COM | 30249U101 | 49 | 888 | SH | DFND | 888 | 0 | 0 | ||
| GENERAL DYNAMICS CORP | COM | 369550108 | 817 | 10425 | SH | DFND | 10425 | 0 | 0 | ||
| GENERAL DYNAMICS CORP | COM | 369550108 | 14567 | 185975 | SH | DFND | 185975 | 0 | 0 | ||
| GENERAL GROWTH PPTYS INC NEW | COM | 370023103 | 639 | 32160 | SH | DFND | 32160 | 0 | 0 | ||
| GENERAL MTRS CO | COM | 37045V100 | 449 | 13490 | SH | DFND | 13490 | 0 | 0 | ||
| GENERAL MTRS CO | COM | 37045V100 | 8070 | 242275 | SH | DFND | 242275 | 0 | 0 | ||
| GENERAL MTRS CO | COM | 37045V100 | 18898 | 567325 | SH | DFND | 567325 | 0 | 0 | ||
| GEOSPACE TECHNOLOGIES CORP | COM | 37364X109 | 50 | 731 | SH | DFND | 731 | 0 | 0 | ||
| GLOBAL PMTS INC | COM | 37940X102 | 247 | 5327 | SH | DFND | 5327 | 0 | 0 | ||
| GOLAR LNG PARTNERS LP | COM UNIT LPI | Y2745C102 | 14139 | 414682 | SH | DFND | 414682 | 0 | 0 | ||
| GOLAR LNG PARTNERS LP | COM UNIT LPI | Y2745C102 | 1087 | 31884 | SH | DFND | 31884 | 0 | 0 | ||
| GOLD FIELDS LTD NEW | SPONSORED ADR | 38059T106 | 1060 | 202000 | SH | DFND | 202000 | 0 | 0 | ||
| GOOGLE INC | CL A | 38259P508 | 903 | 1026 | SH | DFND | 1026 | 0 | 0 | ||
| GOOGLE INC | CL A | 38259P508 | 10887 | 12368 | SH | DFND | 12368 | 0 | 0 | ||
| GOOGLE INC | CL A | 38259P508 | 44080 | 50070 | SH | DFND | 50070 | 0 | 0 | ||
| GROUPON INC | COM CL A | 399473107 | 128 | 15100 | SH | DFND | 15100 | 0 | 0 | ||
| GROUPON INC | COM CL A | 399473107 | 1143 | 134488 | SH | DFND | 134488 | 0 | 0 | ||
| GROUPON INC | COM CL A | 399473107 | 268 | 31500 | SH | Call | DFND | 31500 | 0 | 0 | |
| GROUPON INC | COM CL A | 399473107 | 2389 | 281000 | SH | Call | DFND | 281000 | 0 | 0 | |
| HAIN CELESTIAL GROUP INC | COM | 405217100 | 124 | 1911 | SH | DFND | 1911 | 0 | 0 | ||
| HANGER INC | COM NEW | 41043F208 | 74 | 2346 | SH | DFND | 2346 | 0 | 0 | ||
| HERBALIFE LTD | COM USD SHS | G4412G101 | 1726 | 38223 | SH | DFND | 38223 | 0 | 0 | ||
| HERBALIFE LTD | COM USD SHS | G4412G101 | 5226 | 115777 | SH | DFND | 115777 | 0 | 0 | ||
| HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 1160 | 46783 | SH | DFND | 46783 | 0 | 0 | ||
| HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 776 | 31317 | SH | DFND | 31317 | 0 | 0 | ||
| HOWARD HUGHES CORP | COM | 44267D107 | 345 | 3081 | SH | DFND | 3081 | 0 | 0 | ||
| INGERSOLL-RAND PLC | SHS | G47791101 | 804 | 14488 | SH | DFND | 14488 | 0 | 0 | ||
| INGERSOLL-RAND PLC | SHS | G47791101 | 13669 | 246212 | SH | DFND | 246212 | 0 | 0 | ||
| INTERCONTINENTALEXCHANGE INC | COM | 45865V100 | 371 | 2088 | SH | DFND | 2088 | 0 | 0 | ||
| INTL PAPER CO | COM | 460146103 | 796 | 17971 | SH | DFND | 17971 | 0 | 0 | ||
| INTL PAPER CO | COM | 460146103 | 11039 | 249129 | SH | DFND | 249129 | 0 | 0 | ||
| IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 1266 | 127298 | SH | DFND | 127298 | 0 | 0 | ||
| IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 3836 | 385586 | SH | DFND | 385586 | 0 | 0 | ||
| ISHARES TR | DJ US REAL EST | 464287739 | 392 | 5905 | SH | DFND | 5905 | 0 | 0 | ||
| ISHARES TR | DJ US REAL EST | 464287739 | 504 | 7595 | SH | DFND | 7595 | 0 | 0 | ||
| ISHARES TR | MSCI EMERG MKT | 464287234 | 5587 | 144882 | SH | DFND | 144882 | 0 | 0 | ||
| ISHARES TR | MSCI EMERG MKT | 464287234 | 15284 | 396268 | SH | DFND | 396268 | 0 | 0 | ||
| ISTAR FINL INC | COM | 45031U101 | 143 | 12680 | SH | DFND | 12680 | 0 | 0 | ||
| ISTAR FINL INC | COM | 45031U101 | 1138 | 100862 | SH | DFND | 100862 | 0 | 0 | ||
| KENNAMETAL INC | COM | 489170100 | 123 | 3163 | SH | DFND | 3163 | 0 | 0 | ||
| LAM RESEARCH CORP | COM | 512807108 | 5400 | 121770 | SH | DFND | 121770 | 0 | 0 | ||
| LAM RESEARCH CORP | COM | 512807108 | 24588 | 554535 | SH | DFND | 554535 | 0 | 0 | ||
| LAUDER ESTEE COS INC | CL A | 518439104 | 74 | 1129 | SH | DFND | 1129 | 0 | 0 | ||
| MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | 24167 | 986800 | SH | Call | DFND | 986800 | 0 | 0 | |
| MARRIOTT INTL INC NEW | CL A | 571903202 | 577 | 14286 | SH | DFND | 14286 | 0 | 0 | ||
| MBIA INC | COM | 55262C100 | 1597 | 120047 | SH | DFND | 120047 | 0 | 0 | ||
| MBIA INC | COM | 55262C100 | 112 | 8399 | SH | DFND | 8399 | 0 | 0 | ||
| MEAD JOHNSON NUTRITION CO | COM | 582839106 | 144 | 1822 | SH | DFND | 1822 | 0 | 0 | ||
| MEAD JOHNSON NUTRITION CO | COM | 582839106 | 1298 | 16378 | SH | DFND | 16378 | 0 | 0 | ||
| MERRIMACK PHARMACEUTICALS IN | COM | 590328100 | 264 | 39216 | SH | DFND | 39216 | 0 | 0 | ||
| MERRIMACK PHARMACEUTICALS IN | COM | 590328100 | 799 | 118784 | SH | DFND | 118784 | 0 | 0 | ||
| MICRON TECHNOLOGY INC | COM | 595112103 | 4473 | 312155 | SH | DFND | 312155 | 0 | 0 | ||
| MICRON TECHNOLOGY INC | COM | 595112103 | 20273 | 1414732 | SH | DFND | 1414732 | 0 | 0 | ||
| MICROS SYS INC | COM | 594901100 | 125 | 2902 | SH | DFND | 2902 | 0 | 0 | ||
| MOHAWK INDS INC | COM | 608190104 | 848 | 7541 | SH | DFND | 7541 | 0 | 0 | ||
| MOHAWK INDS INC | COM | 608190104 | 1267 | 11259 | SH | DFND | 11259 | 0 | 0 | ||
| MONSTER BEVERAGE CORP | COM | 611740101 | 102 | 1676 | SH | DFND | 1676 | 0 | 0 | ||
| MSCI INC | COM | 55354G100 | 76 | 2287 | SH | DFND | 2287 | 0 | 0 | ||
| NATIONSTAR MTG HLDGS INC | COM | 63861C109 | 2540012 | 67842212 | SH | DFND | 67842212 | 0 | 0 | ||
| NETSUITE INC | COM | 64118Q107 | 50 | 545 | SH | DFND | 545 | 0 | 0 | ||
| NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 10863 | 490437 | SH | DFND | 490437 | 0 | 0 | ||
| NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 2111 | 95271 | SH | DFND | 95271 | 0 | 0 | ||
| NEW RESIDENTIAL INVT CORP | COM | 64828T102 | 1292 | 191600 | SH | DFND | 191600 | 0 | 0 | ||
| NEWCASTLE INVT CORP | COM | 65105M108 | 5424 | 1037091 | SH | DFND | 1037091 | 0 | 0 | ||
| NEWCASTLE INVT CORP | COM | 65105M108 | 1002 | 191600 | SH | DFND | 191600 | 0 | 0 | ||
| NIKE INC | CL B | 654106103 | 536 | 8424 | SH | DFND | 8424 | 0 | 0 | ||
| NRG ENERGY INC | COM NEW | 629377508 | 0 | 3 | SH | DFND | 3 | 0 | 0 | ||
| OIL STS INTL INC | COM | 678026105 | 50 | 540 | SH | DFND | 540 | 0 | 0 | ||
| ORACLE CORP | COM | 68389X105 | 734 | 23900 | SH | DFND | 23900 | 0 | 0 | ||
| PANDORA MEDIA INC | COM | 698354107 | 51 | 2753 | SH | DFND | 2753 | 0 | 0 | ||
| PENN NATL GAMING INC | COM | 707569109 | 8352 | 157823 | SH | DFND | 157823 | 0 | 0 | ||
| PEPSICO INC | COM | 713448108 | 100 | 1223 | SH | DFND | 1223 | 0 | 0 | ||
| PERRIGO CO | COM | 714290103 | 50 | 414 | SH | DFND | 414 | 0 | 0 | ||
| PETSMART INC | COM | 716768106 | 100 | 1495 | SH | DFND | 1495 | 0 | 0 | ||
| PRAXAIR INC | COM | 74005P104 | 125 | 1088 | SH | DFND | 1088 | 0 | 0 | ||
| PRECISION CASTPARTS CORP | COM | 740189105 | 2052 | 9079 | SH | DFND | 9079 | 0 | 0 | ||
| PROCTER & GAMBLE CO | COM | 742718109 | 74 | 965 | SH | DFND | 965 | 0 | 0 | ||
| PVH CORP | COM | 693656100 | 550 | 4399 | SH | DFND | 4399 | 0 | 0 | ||
| QUALCOMM INC | COM | 747525103 | 1050 | 17191 | SH | DFND | 17191 | 0 | 0 | ||
| RACKSPACE HOSTING INC | COM | 750086100 | 745 | 19675 | SH | DFND | 19675 | 0 | 0 | ||
| RED HAT INC | COM | 756577102 | 74 | 1548 | SH | DFND | 1548 | 0 | 0 | ||
| RESEARCH IN MOTION LTD | COM | 760975102 | 397 | 37900 | SH | Put | DFND | 37900 | 0 | 0 | |
| RESEARCH IN MOTION LTD | COM | 760975102 | 3529 | 337100 | SH | Put | DFND | 337100 | 0 | 0 | |
| RIGNET INC | COM | 766582100 | 52 | 2036 | SH | DFND | 2036 | 0 | 0 | ||
| RITCHIE BROS AUCTIONEERS | COM | 767744105 | 100 | 5181 | SH | DFND | 5181 | 0 | 0 | ||
| ROADRUNNER TRNSN SVCS HLDG I | COM | 76973Q105 | 75 | 2680 | SH | DFND | 2680 | 0 | 0 | ||
| ROCKWELL AUTOMATION INC | COM | 773903109 | 1039 | 12500 | SH | DFND | 12500 | 0 | 0 | ||
| ROUSE PPTYS INC | COM | 779287101 | 24 | 1206 | SH | DFND | 1206 | 0 | 0 | ||
| SALESFORCE COM INC | COM | 79466L302 | 197 | 5150 | SH | DFND | 5150 | 0 | 0 | ||
| SALIX PHARMACEUTICALS INC | COM | 795435106 | 772 | 11679 | SH | DFND | 11679 | 0 | 0 | ||
| SALIX PHARMACEUTICALS INC | COM | 795435106 | 2255 | 34090 | SH | DFND | 34090 | 0 | 0 | ||
| SAPIENT CORP | COM | 803062108 | 264 | 20189 | SH | DFND | 20189 | 0 | 0 | ||
| SAPIENT CORP | COM | 803062108 | 2348 | 179811 | SH | DFND | 179811 | 0 | 0 | ||
| SBA COMMUNICATIONS CORP | COM | 78388J106 | 199 | 2687 | SH | DFND | 2687 | 0 | 0 | ||
| SCHEIN HENRY INC | COM | 806407102 | 101 | 1050 | SH | DFND | 1050 | 0 | 0 | ||
| SCHLUMBERGER LTD | COM | 806857108 | 897 | 12512 | SH | DFND | 12512 | 0 | 0 | ||
| SCRIPPS NETWORKS INTERACT IN | CL A COM | 811065101 | 200 | 3002 | SH | DFND | 3002 | 0 | 0 | ||
| SEADRILL PARTNERS LLC | COMUNIT REP LB | Y7545W109 | 98 | 3357 | SH | DFND | 3357 | 0 | 0 | ||
| SEADRILL PARTNERS LLC | COMUNIT REP LB | Y7545W109 | 1280 | 43650 | SH | DFND | 43650 | 0 | 0 | ||
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 13357 | 313765 | SH | DFND | 313765 | 0 | 0 | ||
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 8954 | 210335 | SH | DFND | 210335 | 0 | 0 | ||
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 2684 | 87724 | SH | DFND | 87724 | 0 | 0 | ||
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 7106 | 232275 | SH | DFND | 232275 | 0 | 0 | ||
| SINA CORP | ORD | G81477104 | 584 | 10482 | SH | DFND | 10482 | 0 | 0 | ||
| SINA CORP | ORD | G81477104 | 6271 | 112518 | SH | DFND | 112518 | 0 | 0 | ||
| SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 331 | 11274 | SH | DFND | 11274 | 0 | 0 | ||
| SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 4733 | 161147 | SH | DFND | 161147 | 0 | 0 | ||
| SPANSION INC | COM CL A NEW | 84649R200 | 4642 | 370772 | SH | DFND | 370772 | 0 | 0 | ||
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | 45858 | 385000 | SH | Call | DFND | 385000 | 0 | 0 | |
| SPLUNK INC | COM | 848637104 | 4874 | 105142 | SH | DFND | 105142 | 0 | 0 | ||
| SPLUNK INC | COM | 848637104 | 835 | 18006 | SH | DFND | 18006 | 0 | 0 | ||
| STERICYCLE INC | COM | 858912108 | 50 | 451 | SH | DFND | 451 | 0 | 0 | ||
| TD AMERITRADE HLDG CORP | COM | 87236Y108 | 149 | 6135 | SH | DFND | 6135 | 0 | 0 | ||
| TERADYNE INC | COM | 880770102 | 248 | 14133 | SH | DFND | 14133 | 0 | 0 | ||
| TERADYNE INC | COM | 880770102 | 2211 | 125867 | SH | DFND | 125867 | 0 | 0 | ||
| TESARO INC | COM | 881569107 | 231 | 7074 | SH | DFND | 7074 | 0 | 0 | ||
| TESARO INC | COM | 881569107 | 701 | 21426 | SH | DFND | 21426 | 0 | 0 | ||
| TIFFANY & CO NEW | COM | 886547108 | 50 | 689 | SH | DFND | 689 | 0 | 0 | ||
| T-MOBILE US INC | COM | 872590104 | 933 | 37600 | SH | DFND | 37600 | 0 | 0 | ||
| TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | 459 | 3800 | SH | DFND | 3800 | 0 | 0 | ||
| TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | 4127 | 34200 | SH | DFND | 34200 | 0 | 0 | ||
| TRINA SOLAR LIMITED | SPON ADR | 89628E104 | 737 | 123644 | SH | DFND | 123644 | 0 | 0 | ||
| TRINA SOLAR LIMITED | SPON ADR | 89628E104 | 3484 | 584618 | SH | DFND | 584618 | 0 | 0 | ||
| TW TELECOM INC | COM | 87311L104 | 100 | 3555 | SH | DFND | 3555 | 0 | 0 | ||
| VERINT SYS INC | COM | 92343X100 | 4 | 122 | SH | DFND | 122 | 0 | 0 | ||
| VERISIGN INC | COM | 92343E102 | 50 | 1120 | SH | DFND | 1120 | 0 | 0 | ||
| VERISK ANALYTICS INC | CL A | 92345Y106 | 102 | 1705 | SH | DFND | 1705 | 0 | 0 | ||
| VISA INC | COM CL A | 92826C839 | 595 | 3256 | SH | DFND | 3256 | 0 | 0 | ||
| WALKER & DUNLOP INC | COM | 93148P102 | 184564 | 10546534 | SH | DFND | 10546534 | 0 | 0 | ||
| WHIRLPOOL CORP | COM | 963320106 | 743 | 6496 | SH | DFND | 6496 | 0 | 0 | ||
| WHIRLPOOL CORP | COM | 963320106 | 1110 | 9704 | SH | DFND | 9704 | 0 | 0 | ||
| WILLBROS GROUP INC DEL | COM | 969203108 | 278 | 45350 | SH | DFND | 45350 | 0 | 0 | ||
| XEROX CORP | COM | 984121103 | 2037 | 224600 | SH | Call | DFND | 224600 | 0 | 0 | |
| XEROX CORP | COM | 984121103 | 10207 | 1125400 | SH | Call | DFND | 1125400 | 0 | 0 | |
| XILINX INC | COM | 983919101 | 350 | 8835 | SH | DFND | 8835 | 0 | 0 | ||
| YINGLI GREEN ENERGY HLDG CO | ADR | 98584B103 | 1661 | 512680 | SH | DFND | 512680 | 0 | 0 | ||
| YINGLI GREEN ENERGY HLDG CO | ADR | 98584B103 | 352 | 108429 | SH | DFND | 108429 | 0 | 0 |