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Spectrum Asset Management Inc

Last Updated: 3/2/2021

Spectrum Asset Management Inc is a Corporation that started in 1987 and is primarily owned and controlled by Mark Lieb, and later acquired in 2001 by PGI, the asset management arm of The Principal Financial Group.. To see a profile of the company, click here.

Below is the 13F Filing for Spectrum Asset Management Inc for Report Period 2020-09-30. Historical analysis on the top 100 Holdings are available by clicking on the Issuer Name in the list.


Historical 13F Holdings - 2020-09-30

Issuer Title of Class CUSIP Value(1000s) Share SH/PRN Put/Call Investment Discretion Other Manager Sole Shared None
BK OF AMERICA CORP 7.25%CNV PFD L 060505682 31924 21454 SH SOLE 21454 0 0
BLACKROCK CR ALLOCATION INCO COM 092508100 10283 723135 SH SOLE 723135 0 0
HANCOCK JOHN PFD INCOME FD I COM 41021P103 10330 646421 SH SOLE 646421 0 0
INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 10272 697383 SH SOLE 697383 0 0
ISHARES TR CORE US AGGBD ET 464287226 325 2754 SH SOLE 2754 0 0
ISHARES TR PFD AND INCM SEC 464288687 42993 1179494 SH SOLE 1179494 0 0
WELLS FARGO CO NEW PERP PFD CNV A 949746804 154206 114903 SH SOLE 114903 0 0
WELLS FARGO CO NEW PERP PFD CNV A 949746804 2891 2154 SH DFND 2154 0 0