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Spectrum Asset Management Inc

Last Updated: 3/2/2021

Spectrum Asset Management Inc is a Corporation that started in 1987 and is primarily owned and controlled by Mark Lieb, and later acquired in 2001 by PGI, the asset management arm of The Principal Financial Group.. To see a profile of the company, click here.

Below is the 13F Filing for Spectrum Asset Management Inc for Report Period 2019-09-30. Historical analysis on the top 100 Holdings are available by clicking on the Issuer Name in the list.


Historical 13F Holdings - 2019-09-30

Issuer Title of Class CUSIP Value(1000s) Share SH/PRN Put/Call Investment Discretion Other Manager Sole Shared None
BLACKROCK CR ALLCTN INC TR COM 092508100 13165 966571 SH SOLE 966571 0 0
HANCOCK JOHN PFD INCOME FD I COM 41021P103 12935 646421 SH SOLE 646421 0 0
ISHARES TR CORE US AGGBD ET 464287226 306 2700 SH SOLE 2700 0 0
WELLS FARGO CO NEW PERP PFD CNV A 949746804 67110 44079 SH SOLE 44079 0 0
WELLS FARGO CO NEW PERP PFD CNV A 949746804 3149 2068 SH DFND 2068 0 0