Profiles >> Spectrum Asset Management Inc >> 13Fs >> 2017-09-30
Spectrum Asset Management Inc
Last Updated: 3/2/2021
Spectrum Asset Management Inc is a Corporation that started in 1987 and is primarily owned and controlled by Mark Lieb, and later acquired in 2001 by PGI, the asset management arm of The Principal Financial Group.. To see a profile of the company, click here.
Below is the 13F Filing for Spectrum Asset Management Inc for Report Period 2017-09-30. Historical analysis on the top 100 Holdings are available by clicking on the Issuer Name in the list.
Historical 13F Holdings - 2017-09-30
| Issuer | Title of Class | CUSIP | Value(1000s) | Share | SH/PRN | Put/Call | Investment Discretion | Other Manager | Sole | Shared | None |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 13116 | 966571 | SH | SOLE | 966571 | 0 | 0 | ||
| HANCOCK JOHN PFD INCOME FD I | COM | 41021P103 | 12153 | 646421 | SH | SOLE | 646421 | 0 | 0 | ||
| HSBC HLDGS PLC | ADR A 1/40PF A | 404280604 | 19508 | 739220 | SH | SOLE | 739220 | 0 | 0 | ||
| HSBC HLDGS PLC | ADR A 1/40PF A | 404280604 | 441 | 16717 | SH | DFND | 16717 | 0 | 0 | ||
| NATIONAL WESTMINSTER BK PLC | SPON ADR C | 638539882 | 226 | 8853 | SH | SOLE | 8853 | 0 | 0 | ||
| NATIONAL WESTMINSTER BK PLC | SPON ADR C | 638539882 | 216 | 8463 | SH | DFND | 8463 | 0 | 0 | ||
| ROYAL BK SCOTLAND GROUP PLC | SP ADR PREF S | 780097739 | 1235 | 48098 | SH | SOLE | 48098 | 0 | 0 | ||
| WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 | 104784 | 79684 | SH | SOLE | 79684 | 0 | 0 | ||
| WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 | 4025 | 3061 | SH | DFND | 3061 | 0 | 0 |