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Spectrum Asset Management Inc

Last Updated: 3/2/2021

Spectrum Asset Management Inc is a Corporation that started in 1987 and is primarily owned and controlled by Mark Lieb, and later acquired in 2001 by PGI, the asset management arm of The Principal Financial Group.. To see a profile of the company, click here.

Below is the 13F Filing for Spectrum Asset Management Inc for Report Period 2016-03-31. Historical analysis on the top 100 Holdings are available by clicking on the Issuer Name in the list.


Historical 13F Holdings - 2016-03-31

Issuer Title of Class CUSIP Value(1000s) Share SH/PRN Put/Call Investment Discretion Other Manager Sole Shared None
BARCLAYS BANK PLC ADR PFD SR 5 06739H362 15341 550480 SH SOLE 550480 0 0
BARCLAYS BANK PLC ADR PFD SR 5 06739H362 104 39930 SH DFND 39930 0 0
BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 17 65500 SH DFND 65500 0 0
BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 18358 642310 SH SOLE 642310 0 0
BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 405 15867 SH DFND 15867 0 0
BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 27844 1090209 SH SOLE 1090209 0 0
BARCLAYS BK PLC ADR 2 PREF 2 06739F390 382 14975 SH DFND 14975 0 0
BARCLAYS BK PLC ADR 2 PREF 2 06739F390 12683 497171 SH SOLE 497171 0 0
BLACKROCK CR ALLCTN INC TR COM 092508100 12101 966571 SH SOLE 966571 0 0
DIGITAL RLTY TR INC 6.35% PFD CUM CV 253868863 5302 205498 SH SOLE 205498 0 0
HANCOCK JOHN PFD INCOME FD I COM 41021P103 12643 670344 SH SOLE 670344 0 0
HSBC HLDGS PLC ADR A 1/40PF A 404280604 34975 1301677 SH SOLE 1301677 0 0
HSBC HLDGS PLC ADR A 1/40PF A 404280604 182 71103 SH DFND 71103 0 0
ING GROEP N V DBCV 6.500%12/2 456837AF0 20616 22500000 SH SOLE 22500000 0 0
KEYCORP NEW PFD 7.75% SR A 493267405 652 5000 SH DFND 5000 0 0
KEYCORP NEW PFD 7.75% SR A 493267405 373 2850 SH SOLE 2850 0 0
NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 309 11963 SH DFND 11963 0 0
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 555 21801 SH SOLE 21801 0 0
ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 387 160293 SH DFND 160293 0 0
ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 29720 1083817 SH SOLE 1083817 0 0
ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 1600 2090 SH DFND 2090 0 0
ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 1654 62040 SH SOLE 62040 0 0
WELLS FARGO & CO NEW PERP PFD CNV A 949746804 95140 76379 SH SOLE 76379 0 0
WELLS FARGO & CO NEW PERP PFD CNV A 949746804 344 2861 SH DFND 2861 0 0