Profiles >> Spectrum Asset Management Inc >> 13Fs >> 2014-12-31
Spectrum Asset Management Inc
Last Updated: 3/2/2021
Spectrum Asset Management Inc is a Corporation that started in 1987 and is primarily owned and controlled by Mark Lieb, and later acquired in 2001 by PGI, the asset management arm of The Principal Financial Group.. To see a profile of the company, click here.
Below is the 13F Filing for Spectrum Asset Management Inc for Report Period 2014-12-31. Historical analysis on the top 100 Holdings are available by clicking on the Issuer Name in the list.
Historical 13F Holdings - 2014-12-31
| Issuer | Title of Class | CUSIP | Value(1000s) | Share | SH/PRN | Put/Call | Investment Discretion | Other Manager | Sole | Shared | None |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BARCLAYS BANK PLC | ADR PFD SR 5 | 06739H362 | 18914 | 685302 | SH | SOLE | 685302 | 0 | 0 | ||
| BARCLAYS BANK PLC | ADR PFD SR 5 | 06739H362 | 17873 | 39930 | SH | DFND | 39930 | 0 | 0 | ||
| BARCLAYS BANK PLC | ADS7.75%PFD S4 | 06739H511 | 1698 | 65500 | SH | DFND | 65500 | 0 | 0 | ||
| BARCLAYS BANK PLC | ADS7.75%PFD S4 | 06739H511 | 18016 | 694819 | SH | SOLE | 694819 | 0 | 0 | ||
| BARCLAYS BANK PLC | SP ADR 7.1%PF3 | 06739H776 | 409 | 15867 | SH | DFND | 15867 | 0 | 0 | ||
| BARCLAYS BANK PLC | SP ADR 7.1%PF3 | 06739H776 | 29721 | 1151668 | SH | SOLE | 1151668 | 0 | 0 | ||
| BARCLAYS BK PLC | ADR 2 PREF 2 | 06739F390 | 382 | 14975 | SH | DFND | 14975 | 0 | 0 | ||
| BARCLAYS BK PLC | ADR 2 PREF 2 | 06739F390 | 14844 | 582226 | SH | SOLE | 582226 | 0 | 0 | ||
| BLACKROCK CR ALLCTN INC TR | COM | 092508100 | 13408 | 1037783 | SH | SOLE | 1037783 | 0 | 0 | ||
| HANCOCK JOHN PFD INCOME FD I | COM | 41021P103 | 11979 | 670344 | SH | SOLE | 670344 | 0 | 0 | ||
| HSBC HLDGS PLC | ADR A 1/40PF A | 404280604 | 38991 | 1517999 | SH | SOLE | 1517999 | 0 | 0 | ||
| HSBC HLDGS PLC | ADR A 1/40PF A | 404280604 | 1755 | 68308 | SH | DFND | 68308 | 0 | 0 | ||
| KEYCORP NEW | PFD 7.75% SR A | 493267405 | 373 | 2850 | SH | SOLE | 2850 | 0 | 0 | ||
| KEYCORP NEW | PFD 7.75% SR A | 493267405 | 652 | 5000 | SH | DFND | 5000 | 0 | 0 | ||
| NATIONAL WESTMINSTER BK PLC | SPON ADR C | 638539882 | 277 | 10623 | SH | DFND | 10623 | 0 | 0 | ||
| ROYAL BK SCOTLAND GROUP PLC | SP ADR PREF T | 780097713 | 443 | 17381 | SH | SOLE | 17381 | 0 | 0 | ||
| ROYAL BK SCOTLAND GROUP PLC | SP ADR PREF S | 780097739 | 288 | 11622 | SH | SOLE | 11622 | 0 | 0 | ||
| ROYAL BK SCOTLAND GROUP PLC | ADR PREF SHS R | 780097747 | 389 | 16306 | SH | SOLE | 16306 | 0 | 0 | ||
| ROYAL BK SCOTLAND GROUP PLC | ADR PREF SHS Q | 780097754 | 20609 | 812965 | SH | SOLE | 812965 | 0 | 0 | ||
| ROYAL BK SCOTLAND GROUP PLC | ADR PREF SER N | 780097770 | 1875 | 76282 | SH | SOLE | 76282 | 0 | 0 | ||
| ROYAL BK SCOTLAND GROUP PLC | SP ADR L RP PF | 780097788 | 36959 | 155463 | SH | DFND | 155463 | 0 | 0 | ||
| ROYAL BK SCOTLAND GROUP PLC | SP ADR L RP PF | 780097788 | 29818 | 1268280 | SH | SOLE | 1268280 | 0 | 0 | ||
| ROYAL BK SCOTLAND GROUP PLC | SPON ADR SER H | 780097879 | 1590 | 62337 | SH | SOLE | 62337 | 0 | 0 | ||
| WELLS FARGO & CO NEW | PERP PFD CNV A | 949746804 | 55309 | 45532 | SH | SOLE | 45532 | 0 | 0 | ||
| WELLS FARGO & CO NEW | PERP PFD CNV A | 949746804 | 3475 | 2861 | SH | DFND | 2861 | 0 | 0 |