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Spectrum Asset Management Inc

Last Updated: 3/2/2021

Spectrum Asset Management Inc is a Corporation that started in 1987 and is primarily owned and controlled by Mark Lieb, and later acquired in 2001 by PGI, the asset management arm of The Principal Financial Group.. To see a profile of the company, click here.

Below is the 13F Filing for Spectrum Asset Management Inc for Report Period 2014-09-30. Historical analysis on the top 100 Holdings are available by clicking on the Issuer Name in the list.


Historical 13F Holdings - 2014-09-30

Issuer Title of Class CUSIP Value(1000s) Share SH/PRN Put/Call Investment Discretion Other Manager Sole Shared None
BARCLAYS BANK PLC ADR PFD SR 5 06739H362 19111 735900 SH SOLE 735900 0 0
BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 19757 764011 SH SOLE 764011 0 0
BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 30070 1168201 SH SOLE 1168201 0 0
BARCLAYS BK PLC ADR 2 PREF 2 06739F390 14310 564694 SH SOLE 564694 0 0
BLACKROCK CR ALLCTN INC TR COM 092508100 14710 1105193 SH SOLE 1105193 0 0
HANCOCK JOHN PFD INCOME FD I COM 41021P103 11738 670344 SH SOLE 670344 0 0
HSBC HLDGS PLC ADR A 1/40PF A 404280604 39628 1575008 SH SOLE 1575008 0 0
KEYCORP NEW PFD 7.75% SR A 493267405 1048 8000 SH SOLE 8000 0 0
NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 275 10623 SH SOLE 10623 0 0
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 368 14568 SH SOLE 14568 0 0
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 287 11593 SH SOLE 11593 0 0
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 389 16306 SH SOLE 16306 0 0
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 20369 814423 SH SOLE 814423 0 0
ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 1891 77236 SH SOLE 77236 0 0
ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 33126 1429731 SH SOLE 1429731 0 0
ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 1754 69036 SH SOLE 69036 0 0
WELLS FARGO & CO NEW PERP PFD CNV A 949746804 58193 48393 SH SOLE 48393 0 0