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Spectrum Asset Management Inc

Last Updated: 3/2/2021

Spectrum Asset Management Inc is a Corporation that started in 1987 and is primarily owned and controlled by Mark Lieb, and later acquired in 2001 by PGI, the asset management arm of The Principal Financial Group.. To see a profile of the company, click here.

Below is the 13F Filing for Spectrum Asset Management Inc for Report Period 2013-09-30. Historical analysis on the top 100 Holdings are available by clicking on the Issuer Name in the list.


Historical 13F Holdings - 2013-09-30

Issuer Title of Class CUSIP Value(1000s) Share SH/PRN Put/Call Investment Discretion Other Manager Sole Shared None
BANK OF AMERICA CORPORATION 7.25%CNV PFD L 060505682 14387 13306 SH SOLE 13306 0 0
BARCLAYS BANK PLC ADR PFD SR 5 06739H362 21821 857737 SH SOLE 857737 0 0
BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 20034 793441 SH SOLE 793441 0 0
BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 28853 1154125 SH SOLE 1154125 0 0
BARCLAYS BK PLC ADR 2 PREF 2 06739F390 1919 78538 SH SOLE 78538 0 0
BB&T CORP DP SHS RP PF G 054937800 1687 85605 SH SOLE 85605 0 0
BLACKROCK CR ALLCTN INC TR COM 092508100 15970 1224706 SH SOLE 1224706 0 0
HANCOCK JOHN PFD INCOME FD I COM 41021P103 11342 677144 SH SOLE 677144 0 0
HSBC HLDGS PLC ADR A 1/40PF A 404280604 32142 1303978 SH SOLE 1303978 0 0
KEYCORP NEW PFD 7.75% SR A 493267405 1169 9362 SH SOLE 9362 0 0
NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 266 10623 SH SOLE 10623 0 0
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 315 14694 SH SOLE 14694 0 0
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 486 24140 SH SOLE 24140 0 0
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 6593 301200 SH SOLE 301200 0 0
ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 1973 95022 SH SOLE 95022 0 0
ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 27231 1373182 SH SOLE 1373182 0 0
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 564 26903 SH SOLE 26903 0 0
WELLS FARGO & CO NEW PERP PFD CNV A 949746804 59620 52413 SH SOLE 52413 0 0