Profiles >> Pine River Capital Management LP >> 13Fs >> 2014-06-30
Pine River Capital Management LP
Last Updated: 3/2/2021
Pine River Capital Management LP is a Limited Partnership that started in 2002 and is primarily owned and controlled by Brian Taylor. To see a profile of the company, click here.
Below is the 13F Filing for Pine River Capital Management LP for Report Period 2014-06-30. Historical analysis on the top 100 Holdings are available by clicking on the Issuer Name in the list.
Historical 13F Holdings - 2014-06-30
| Issuer | Title of Class | CUSIP | Value(1000s) | Share | SH/PRN | Put/Call | Investment Discretion | Other Manager | Sole | Shared | None |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SHIRE PLC-ADR | ADR | 82481R106 | 10597 | 45000 | SH | SOLE | 45000 | 0 | 0 | ||
| CHARM COMMUNICATIONS INC-ADR | ADR | 16112R101 | 766 | 170000 | SH | SOLE | 170000 | 0 | 0 | ||
| 2U INC | COM | 90214J101 | 4944 | 294158 | SH | SOLE | 294158 | 0 | 0 | ||
| 3M CO | COM | 88579Y101 | 1145 | 8000 | SH | Call | SOLE | 8000 | 0 | 0 | |
| 3M CO | COM | 88579Y101 | 1145 | 8000 | SH | Put | SOLE | 8000 | 0 | 0 | |
| 500.COM LTD-CLASS A-ADR | ADR | 33829R100 | 1110 | 30000 | SH | SOLE | 30000 | 0 | 0 | ||
| A10 NETWORKS INC | COM | 002121101 | 1554 | 116800 | SH | SOLE | 116800 | 0 | 0 | ||
| ABBVIE INC | COM | 00287Y109 | 18293 | 324114 | SH | SOLE | 324114 | 0 | 0 | ||
| ABBVIE INC | COM | 00287Y109 | 1185 | 21000 | SH | Call | SOLE | 21000 | 0 | 0 | |
| ABBVIE INC | COM | 00287Y109 | 1185 | 21000 | SH | Put | SOLE | 21000 | 0 | 0 | |
| ABIOMED INC | COM | 003654100 | 4507 | 179309 | SH | SOLE | 179309 | 0 | 0 | ||
| ACADIA HEALTHCARE CO INC | COM | 00404A109 | 4505 | 99000 | SH | SOLE | 99000 | 0 | 0 | ||
| ACTIVISION BLIZZARD INC | COM | 00507V109 | 9799 | 439434 | SH | SOLE | 439434 | 0 | 0 | ||
| ADOBE SYSTEMS INC | COM | 00724F101 | 7164 | 99000 | SH | Put | SOLE | 99000 | 0 | 0 | |
| AECOM TECHNOLOGY CORP | COM | 00766T100 | 389 | 12071 | SH | SOLE | 12071 | 0 | 0 | ||
| AEROHIVE NETWORKS INC | COM | 007786106 | 3336 | 405802 | SH | SOLE | 405802 | 0 | 0 | ||
| AGCO CORP | COM | 001084102 | 12737 | 226565 | SH | SOLE | 226565 | 0 | 0 | ||
| AGILENT TECHNOLOGIES INC | COM | 00846U101 | 9349 | 162771 | SH | SOLE | 162771 | 0 | 0 | ||
| AGL RESOURCES INC | COM | 001204106 | 1997 | 36300 | SH | SOLE | 36300 | 0 | 0 | ||
| AGNICO EAGLE MINES LTD | COM | 008474108 | 276 | 7200 | SH | SOLE | 7200 | 0 | 0 | ||
| AGRIUM INC | COM | 008916108 | 330 | 3375 | SH | SOLE | 3375 | 0 | 0 | ||
| ALCOA INC | COM | 013817101 | 990 | 66500 | SH | SOLE | 66500 | 0 | 0 | ||
| ALLEGHANY CORP | COM | 017175100 | 1994 | 4550 | SH | SOLE | 4550 | 0 | 0 | ||
| ALLEGHENY TECHNOLOGIES INC | COM | 01741R102 | 902 | 20000 | SH | Call | SOLE | 20000 | 0 | 0 | |
| ALLEGION PLC | COM | G0176J109 | 306 | 5400 | SH | SOLE | 5400 | 0 | 0 | ||
| ALLERGAN INC | COM | 018490102 | 3183 | 18814 | SH | SOLE | 18814 | 0 | 0 | ||
| ALLIED WORLD ASSURANCE CO HOLD | COM | H01531104 | 1106 | 29100 | SH | SOLE | 29100 | 0 | 0 | ||
| ALPHA NATURAL RESOURCES INC | COM | 02076X102 | 61 | 16500 | SH | SOLE | 16500 | 0 | 0 | ||
| ALTRIA GROUP INC | COM | 02209S103 | 1065 | 25392 | SH | SOLE | 25392 | 0 | 0 | ||
| ALTRIA GROUP INC | COM | 02209S103 | 1070 | 25500 | SH | Call | SOLE | 25500 | 0 | 0 | |
| ALTRIA GROUP INC | COM | 02209S103 | 1070 | 25500 | SH | Put | SOLE | 25500 | 0 | 0 | |
| AMAZON.COM INC | COM | 023135106 | 1625 | 5000 | SH | Call | SOLE | 5000 | 0 | 0 | |
| AMAZON.COM INC | COM | 023135106 | 1625 | 5000 | SH | Put | SOLE | 5000 | 0 | 0 | |
| AMEREN CORPORATION | COM | 023608102 | 2070 | 50625 | SH | SOLE | 50625 | 0 | 0 | ||
| AMERICAN AIRLINES GROUP INC | COM | 02376R102 | 3090 | 71936 | SH | SOLE | 71936 | 0 | 0 | ||
| AMERICAN CAPITAL AGENCY CORP | REIT | 02503X105 | 37947 | 1620980 | SH | SOLE | 1620980 | 0 | 0 | ||
| AMERICAN CAPITAL LTD | COM | 02503Y103 | 119912 | 7842393 | SH | SOLE | 7842393 | 0 | 0 | ||
| AMERICAN CAPITAL MORTGAGE IN | REIT | 02504A104 | 33864 | 1691538 | SH | SOLE | 1691538 | 0 | 0 | ||
| AMERICAN CAPITAL SENIOR FLOA | COM | 02504D108 | 2752 | 196540 | SH | SOLE | 196540 | 0 | 0 | ||
| AMERICAN ELECTRIC POWER | COM | 025537101 | 663 | 11888 | SH | SOLE | 11888 | 0 | 0 | ||
| AMERICAN EXPRESS CO | COM | 025816109 | 1140 | 12000 | SH | Call | SOLE | 12000 | 0 | 0 | |
| AMERICAN EXPRESS CO | COM | 025816109 | 1140 | 12000 | SH | Put | SOLE | 12000 | 0 | 0 | |
| AMERICAN INTERNATIONAL GROUP | COM | 026874784 | 2780 | 50939 | SH | SOLE | 50939 | 0 | 0 | ||
| AMERICAN INTERNATIONAL GROUP | COM | 026874784 | 1010 | 18500 | SH | Call | SOLE | 18500 | 0 | 0 | |
| AMERICAN INTERNATIONAL GROUP | COM | 026874784 | 1010 | 18500 | SH | Put | SOLE | 18500 | 0 | 0 | |
| AMETEK INC | COM | 031100100 | 480 | 9182 | SH | SOLE | 9182 | 0 | 0 | ||
| AMGEN INC | COM | 031162100 | 5513 | 46565 | SH | SOLE | 46565 | 0 | 0 | ||
| AMGEN INC | COM | 031162100 | 1185 | 10000 | SH | Call | SOLE | 10000 | 0 | 0 | |
| AMGEN INC | COM | 031162100 | 1184 | 10000 | SH | Put | SOLE | 10000 | 0 | 0 | |
| AMKOR TECHNOLOGY INC | COM | 031652100 | 2232 | 199600 | SH | SOLE | 199600 | 0 | 0 | ||
| AMN HEALTHCARE SERVICES INC | COM | 001744101 | 564 | 45836 | SH | SOLE | 45836 | 0 | 0 | ||
| AMSURG CORP | COM | 03232P405 | 15694 | 344388 | SH | SOLE | 344388 | 0 | 0 | ||
| AMTRUST FINANCIAL SERVIC | DEBT | 032359AC5 | 52579 | 31900000 | PRN | SOLE | 31900000 | 0 | 0 | ||
| ANADARKO PETROLEUM CORP | COM | 032511107 | 77210 | 705313 | SH | SOLE | 705313 | 0 | 0 | ||
| ANADARKO PETROLEUM CORP | COM | 032511107 | 22178 | 202600 | SH | Put | SOLE | 202600 | 0 | 0 | |
| ANALOG DEVICES INC | COM | 032654105 | 1047 | 19363 | SH | SOLE | 19363 | 0 | 0 | ||
| ANIXTER INTERNATIONAL INC | COM | 035290105 | 1906 | 19050 | SH | SOLE | 19050 | 0 | 0 | ||
| ANNALY CAPITAL MGMT | DEBT | 035710AB8 | 131328 | 128435000 | PRN | SOLE | 99999999 | 0 | 0 | ||
| ANWORTH MORTGAGE ASSET CORP | REIT | 037347101 | 15635 | 3030068 | SH | SOLE | 3030068 | 0 | 0 | ||
| APACHE CORP | COM | 037411105 | 2736 | 27200 | SH | SOLE | 27200 | 0 | 0 | ||
| APOLLO CMMRL REAL EST FI | DEBT | 03762UAA3 | 14797 | 14000000 | PRN | SOLE | 14000000 | 0 | 0 | ||
| APOLLO INVESTMENT CORP | COM | 03761U106 | 8251 | 958280 | SH | SOLE | 958280 | 0 | 0 | ||
| APOLLO RESIDENTIAL MORTGAGE | REIT | 03763V102 | 31869 | 1906163 | SH | SOLE | 1906163 | 0 | 0 | ||
| APPLE INC | COM | 037833100 | 403446 | 4341400 | SH | Call | SOLE | 4341400 | 0 | 0 | |
| APPLE INC | COM | 037833100 | 405007 | 4358200 | SH | Put | SOLE | 4358200 | 0 | 0 | |
| APPLIED MATERIALS INC | COM | 038222105 | 384 | 17000 | SH | Call | SOLE | 17000 | 0 | 0 | |
| APPLIED MATERIALS INC | COM | 038222105 | 497 | 22000 | SH | Put | SOLE | 22000 | 0 | 0 | |
| AQUASITION CORP | WRT | Y0192H111 | 43 | 300000 | SH | SOLE | 300000 | 0 | 0 | ||
| ARCH COAL INC | COM | 039380100 | 42 | 11500 | SH | SOLE | 11500 | 0 | 0 | ||
| ARCHER-DANIELS-MIDLAND CO | COM | 039483102 | 1941 | 44025 | SH | SOLE | 44025 | 0 | 0 | ||
| ARDMORE SHIPPING CORP | COM | Y0207T100 | 4331 | 313172 | SH | SOLE | 313172 | 0 | 0 | ||
| ARES CAPITAL CORP | COM | 04010L103 | 1707 | 95600 | SH | SOLE | 95600 | 0 | 0 | ||
| ARES CAPITAL CORP | DEBT | 04010LAB9 | 1069 | 1000000 | PRN | SOLE | 1000000 | 0 | 0 | ||
| ARES CAPITAL CORP | DEBT | 04010LAD5 | 698 | 650000 | PRN | SOLE | 650000 | 0 | 0 | ||
| ARES COMMERCIAL REAL EST | DEBT | 04013VAB4 | 1278 | 1250000 | PRN | SOLE | 1250000 | 0 | 0 | ||
| ARGO GROUP INTERNATIONAL | COM | G0464B107 | 2047 | 40050 | SH | SOLE | 40050 | 0 | 0 | ||
| ARGOS THERAPEUTICS INC | COM | 040221103 | 1915 | 238425 | SH | SOLE | 238425 | 0 | 0 | ||
| ARISTA NETWORKS INC | COM | 040413106 | 780 | 12500 | SH | SOLE | 12500 | 0 | 0 | ||
| ASPEN AEROGELS INC | COM | 04523Y105 | 7569 | 684988 | SH | SOLE | 684988 | 0 | 0 | ||
| ASPEN INSURANCE HOLDINGS LTD | COM | G05384105 | 27346 | 602104 | SH | SOLE | 602104 | 0 | 0 | ||
| ASSURANT INC | COM | 04621X108 | 373 | 5693 | SH | SOLE | 5693 | 0 | 0 | ||
| ASSURED GUARANTY LTD | COM | G0585R106 | 62 | 2511 | SH | SOLE | 2511 | 0 | 0 | ||
| AT&T INC | COM | 00206R102 | 4416 | 124900 | SH | Call | SOLE | 124900 | 0 | 0 | |
| AT&T INC | COM | 00206R102 | 4207 | 119000 | SH | Put | SOLE | 119000 | 0 | 0 | |
| ATLAS FINANCIAL HOLDINGS INC | COM | G06207115 | 1280 | 84418 | SH | SOLE | 84418 | 0 | 0 | ||
| ATWOOD OCEANICS INC | COM | 050095108 | 8592 | 163732 | SH | SOLE | 163732 | 0 | 0 | ||
| AUGUSTA RESOURCE CORP | COM | 050912203 | 33604 | 9971500 | SH | SOLE | 9971500 | 0 | 0 | ||
| AUTODESK INC | COM | 052769106 | 76997 | 1365684 | SH | SOLE | 1365684 | 0 | 0 | ||
| AUTONAVI HOLDINGS LTD-ADR | ADR | 05330F106 | 1300 | 62200 | SH | SOLE | 62200 | 0 | 0 | ||
| AVIS BUDGET GROUP INC | COM | 053774105 | 269 | 4500 | SH | SOLE | 4500 | 0 | 0 | ||
| AXIS CAPITAL HOLDINGS LTD | COM | G0692U109 | 1869 | 42201 | SH | SOLE | 42201 | 0 | 0 | ||
| AXOGEN INC | COM | 05463X106 | 920 | 331070 | SH | SOLE | 331070 | 0 | 0 | ||
| BAIDU INC - SPON ADR | ADR | 056752108 | 2970 | 15900 | SH | SOLE | 15900 | 0 | 0 | ||
| BALL CORP | COM | 058498106 | 1717 | 27400 | SH | SOLE | 27400 | 0 | 0 | ||
| BANCO DE CHILE-ADR | ADR | 059520106 | 3805 | 47500 | SH | SOLE | 47500 | 0 | 0 | ||
| BANCO SANTANDER BRASIL-ADS | ADR | 05967A107 | 3004 | 434182 | SH | SOLE | 434182 | 0 | 0 | ||
| BANK OF AMERICA CORP | COM | 060505104 | 11227 | 730392 | SH | SOLE | 730392 | 0 | 0 | ||
| BANK OF AMERICA CORP | COM | 060505104 | 2129 | 138500 | SH | Call | SOLE | 138500 | 0 | 0 | |
| BANK OF AMERICA CORP | COM | 060505104 | 2128 | 138500 | SH | Put | SOLE | 138500 | 0 | 0 | |
| BANK OF MONTREAL | COM | 063671101 | 2208 | 28100 | SH | SOLE | 28100 | 0 | 0 | ||
| BANK OF MONTREAL | COM | 063671101 | 3929 | 50000 | SH | Put | SOLE | 50000 | 0 | 0 | |
| BANK OF NOVA SCOTIA | COM | 064149107 | 3685 | 51800 | SH | Put | SOLE | 51800 | 0 | 0 | |
| BARNES & NOBLE INC | COM | 067774109 | 25297 | 1110000 | SH | SOLE | 1110000 | 0 | 0 | ||
| BARNES GROUP INC | DEBT | 067806AD1 | 4071 | 3000000 | PRN | SOLE | 3000000 | 0 | 0 | ||
| BARRACUDA NETWORKS INC LOCKUP | COM | 068323104 | 5077 | 163667 | SH | SOLE | 163667 | 0 | 0 | ||
| BCE INC | COM | 05534B760 | 420 | 8675 | SH | SOLE | 8675 | 0 | 0 | ||
| BEMIS COMPANY | COM | 081437105 | 310 | 7625 | SH | SOLE | 7625 | 0 | 0 | ||
| BERKSHIRE HATHAWAY INC-CL B | COM | 084670702 | 2975 | 23500 | SH | Call | SOLE | 23500 | 0 | 0 | |
| BERKSHIRE HATHAWAY INC-CL B | COM | 084670702 | 2975 | 23500 | SH | Put | SOLE | 23500 | 0 | 0 | |
| BIOAMBER INC | WRT | 09072Q114 | 1377 | 537800 | SH | SOLE | 537800 | 0 | 0 | ||
| BIONOVO INC | COM | 090643206 | 0 | 150000 | SH | SOLE | 150000 | 0 | 0 | ||
| BIOSCRIP INC | COM | 09069N108 | 8641 | 1036099 | SH | SOLE | 1036099 | 0 | 0 | ||
| BLACKROCK CORPORATE HIGH YIE | FUND | 09255P107 | 12012 | 977335 | SH | SOLE | 977335 | 0 | 0 | ||
| BLOOMIN' BRANDS INC | COM | 094235108 | 1136 | 50641 | SH | SOLE | 50641 | 0 | 0 | ||
| BLUCORA INC | COM | 095229100 | 16335 | 865687 | SH | SOLE | 865687 | 0 | 0 | ||
| BLUE CAPITAL REINSURANCE HOL | COM | G1190F107 | 1706 | 86571 | SH | SOLE | 86571 | 0 | 0 | ||
| BOB EVANS FARMS | COM | 096761101 | 1617 | 32300 | SH | SOLE | 32300 | 0 | 0 | ||
| BOEING CO/THE | COM | 097023105 | 546 | 4292 | SH | SOLE | 4292 | 0 | 0 | ||
| BOEING CO/THE | COM | 097023105 | 1145 | 9000 | SH | Call | SOLE | 9000 | 0 | 0 | |
| BOEING CO/THE | COM | 097023105 | 1145 | 9000 | SH | Put | SOLE | 9000 | 0 | 0 | |
| BORDERFREE INC | COM | 09970L100 | 3815 | 230211 | SH | SOLE | 230211 | 0 | 0 | ||
| BOULEVARD ACQUISITION CORP | UNIT | 10157P203 | 5050 | 500000 | SH | SOLE | 500000 | 0 | 0 | ||
| BP PLC-SPONS ADR | ADR | 055622104 | 26376 | 500000 | SH | Call | SOLE | 500000 | 0 | 0 | |
| BP PLC-SPONS ADR | ADR | 055622104 | 26376 | 500000 | SH | Put | SOLE | 500000 | 0 | 0 | |
| BRIGGS & STRATTON | COM | 109043109 | 1764 | 86175 | SH | SOLE | 86175 | 0 | 0 | ||
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 2366 | 48772 | SH | SOLE | 48772 | 0 | 0 | ||
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 1044 | 21500 | SH | Call | SOLE | 21500 | 0 | 0 | |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 1045 | 21500 | SH | Put | SOLE | 21500 | 0 | 0 | |
| BROOKDALE SENIOR LIVING INC | COM | 112463104 | 1723 | 51668 | SH | SOLE | 51668 | 0 | 0 | ||
| BUNGE LTD | COM | G16962105 | 1795 | 23725 | SH | SOLE | 23725 | 0 | 0 | ||
| CAMAC ENERGY INC | COM | 131745101 | 0 | 150000 | SH | SOLE | 150000 | 0 | 0 | ||
| CAMBRIDGE CAPITAL ACQUISITIO | UNIT | 13215Q205 | 1220 | 125000 | SH | SOLE | 125000 | 0 | 0 | ||
| CAMBRIDGE CAPITAL ACQUISITIO | WRT | 13215Q114 | 44 | 125000 | SH | SOLE | 125000 | 0 | 0 | ||
| CAMPBELL SOUP CO | COM | 134429109 | 482 | 10511 | SH | SOLE | 10511 | 0 | 0 | ||
| CAN IMPERIAL BK OF COMMERCE | COM | 136069101 | 2136 | 22000 | SH | SOLE | 22000 | 0 | 0 | ||
| CAN IMPERIAL BK OF COMMERCE | COM | 136069101 | 4855 | 50000 | SH | Put | SOLE | 50000 | 0 | 0 | |
| CAPITAL ONE FINANCIAL CORP | COM | 14040H105 | 2583 | 31262 | SH | SOLE | 31262 | 0 | 0 | ||
| CAPITOL ACQUISITION CORP II | WRT | 14056V113 | 441 | 899321 | SH | SOLE | 899321 | 0 | 0 | ||
| CAPITOL FEDERAL FINANCIAL IN | COM | 14057J101 | 1831 | 150525 | SH | SOLE | 150525 | 0 | 0 | ||
| CARDINAL HEALTH INC | COM | 14149Y108 | 5735 | 83648 | SH | SOLE | 83648 | 0 | 0 | ||
| CARDTRONICS INC | COM | 14161H108 | 5690 | 166958 | SH | SOLE | 166958 | 0 | 0 | ||
| CATAMARAN CORP | COM | 148887102 | 103559 | 2345080 | SH | SOLE | 2345080 | 0 | 0 | ||
| CATERPILLAR INC | COM | 149123101 | 2032 | 18700 | SH | SOLE | 18700 | 0 | 0 | ||
| CBS CORP-CLASS B NON VOTING | COM | 124857202 | 21549 | 346783 | SH | SOLE | 346783 | 0 | 0 | ||
| CEMEX SAB-SPONS ADR PART CER | ADR | 151290889 | 9327 | 705016 | SH | SOLE | 705016 | 0 | 0 | ||
| CENOVUS ENERGY INC | COM | 15135U109 | 2320 | 67075 | SH | SOLE | 67075 | 0 | 0 | ||
| CENTERPOINT ENERGY INC | COM | 15189T107 | 2041 | 79950 | SH | SOLE | 79950 | 0 | 0 | ||
| CEPHEID INC | COM | 15670R107 | 5676 | 118400 | SH | SOLE | 118400 | 0 | 0 | ||
| CF INDUSTRIES HOLDINGS INC | COM | 125269100 | 505 | 2100 | SH | SOLE | 2100 | 0 | 0 | ||
| CHANGYOU.COM LTD-ADR | ADR | 15911M107 | 569 | 21900 | SH | SOLE | 21900 | 0 | 0 | ||
| CHART ACQUISITION CORP | COM | 161151105 | 1463 | 146397 | SH | SOLE | 146397 | 0 | 0 | ||
| CHART ACQUISITION CORP | WRT | 161151113 | 67 | 148300 | SH | SOLE | 148300 | 0 | 0 | ||
| CHC GROUP LTD | COM | G07021101 | 9593 | 1136599 | SH | SOLE | 1136599 | 0 | 0 | ||
| CHEGG INC | COM | 163092109 | 3710 | 526986 | SH | SOLE | 526986 | 0 | 0 | ||
| CHESAPEAKE ENERGY CORP | DEBT | 165167CA3 | 10464 | 10000000 | PRN | SOLE | 10000000 | 0 | 0 | ||
| CHEVRON CORP | COM | 166764100 | 11283 | 86427 | SH | SOLE | 86427 | 0 | 0 | ||
| CHEVRON CORP | COM | 166764100 | 3030 | 23200 | SH | Call | SOLE | 23200 | 0 | 0 | |
| CHEVRON CORP | COM | 166764100 | 3265 | 25000 | SH | Put | SOLE | 25000 | 0 | 0 | |
| CHILDREN'S PLACE INC/THE | COM | 168905107 | 1886 | 38000 | SH | SOLE | 38000 | 0 | 0 | ||
| CHIMERA INVESTMENT CORP | REIT | 16934Q109 | 16291 | 5107000 | SH | SOLE | 5107000 | 0 | 0 | ||
| CHINA HYDROELECTRIC CP-ADS | ADR | 16949D101 | 8635 | 2511376 | SH | SOLE | 2511376 | 0 | 0 | ||
| CHINDEX INTERNATIONAL INC | COM | 169467107 | 13220 | 558023 | SH | SOLE | 558023 | 0 | 0 | ||
| CHOICE HOTELS INTL INC | COM | 169905106 | 1281 | 27202 | SH | SOLE | 27202 | 0 | 0 | ||
| CHUBB CORP | COM | 171232101 | 373 | 4049 | SH | SOLE | 4049 | 0 | 0 | ||
| CIENA CORP | COM | 171779309 | 6442 | 297383 | SH | SOLE | 297383 | 0 | 0 | ||
| CIGNA CORP | COM | 125509109 | 14936 | 162395 | SH | SOLE | 162395 | 0 | 0 | ||
| CIMAREX ENERGY CO | COM | 171798101 | 5622 | 39190 | SH | SOLE | 39190 | 0 | 0 | ||
| CINCINNATI FINANCIAL CORP | COM | 172062101 | 1586 | 33005 | SH | SOLE | 33005 | 0 | 0 | ||
| CIS ACQUISITION LTD-CLASS A | COM | G21490209 | 2897 | 282600 | SH | SOLE | 282600 | 0 | 0 | ||
| CIS ACQUISITION LTD-CLASS A | WRT | G21490118 | 124 | 774600 | SH | SOLE | 774600 | 0 | 0 | ||
| CISCO SYSTEMS INC | COM | 17275R102 | 3287 | 132300 | SH | Call | SOLE | 132300 | 0 | 0 | |
| CISCO SYSTEMS INC | COM | 17275R102 | 3287 | 132300 | SH | Put | SOLE | 132300 | 0 | 0 | |
| CITIGROUP INC | COM | 172967424 | 1108 | 23537 | SH | SOLE | 23537 | 0 | 0 | ||
| CITIGROUP INC | COM | 172967424 | 1860 | 39500 | SH | Call | SOLE | 39500 | 0 | 0 | |
| CITIGROUP INC | COM | 172967424 | 1860 | 39500 | SH | Put | SOLE | 39500 | 0 | 0 | |
| CITRIX SYSTEMS INC | COM | 177376100 | 1370 | 21900 | SH | SOLE | 21900 | 0 | 0 | ||
| CIVEO CORP | COM | 178787107 | 952 | 38050 | SH | SOLE | 38050 | 0 | 0 | ||
| CLEVELAND BIOLABS INC | COM | 185860103 | 0 | 15000 | SH | SOLE | 15000 | 0 | 0 | ||
| CLIFFS NATURAL RESOURCES INC | COM | 18683K101 | 1496 | 99440 | SH | SOLE | 99440 | 0 | 0 | ||
| CNO FINANCIAL GROUP INC | COM | 12621E103 | 4552 | 255756 | SH | SOLE | 255756 | 0 | 0 | ||
| COBALT INTERNATIONAL ENERGY | COM | 19075F106 | 17073 | 930427 | SH | SOLE | 930427 | 0 | 0 | ||
| COCA-COLA CO/THE | COM | 191216100 | 1876 | 44300 | SH | Call | SOLE | 44300 | 0 | 0 | |
| COCA-COLA CO/THE | COM | 191216100 | 2075 | 49000 | SH | Put | SOLE | 49000 | 0 | 0 | |
| COGNIZANT TECH SOLUTIONS-A | COM | 192446102 | 78529 | 1605578 | SH | SOLE | 1605578 | 0 | 0 | ||
| COLLABRIUM JAPAN ACQUISITION | COM | G2266G102 | 3671 | 350011 | SH | SOLE | 350011 | 0 | 0 | ||
| COLLABRIUM JAPAN ACQUISITION | WRT | G2266G110 | 40 | 495000 | SH | SOLE | 495000 | 0 | 0 | ||
| COMCAST CORP-CLASS A | COM | 20030N101 | 681 | 12689 | SH | SOLE | 12689 | 0 | 0 | ||
| COMCAST CORP-CLASS A | COM | 20030N101 | 1460 | 27200 | SH | Call | SOLE | 27200 | 0 | 0 | |
| COMCAST CORP-CLASS A | COM | 20030N101 | 1825 | 34000 | SH | Put | SOLE | 34000 | 0 | 0 | |
| COMMUNITY HEALTH SYSTEMS INC | COM | 203668108 | 34809 | 767210 | SH | SOLE | 767210 | 0 | 0 | ||
| COMMUNITY HEALTH SYSTEMS-CVR | RIGHT | 203668116 | 329 | 4912830 | SH | SOLE | 4912830 | 0 | 0 | ||
| CONAGRA FOODS INC | COM | 205887102 | 9990 | 336612 | SH | SOLE | 336612 | 0 | 0 | ||
| CONCUR TECHNOLOGIES INC | DEBT | 206708AC3 | 5705 | 5100000 | PRN | SOLE | 5100000 | 0 | 0 | ||
| CONOCOPHILLIPS | COM | 20825C104 | 1552 | 18096 | SH | SOLE | 18096 | 0 | 0 | ||
| CONOCOPHILLIPS | COM | 20825C104 | 1330 | 15500 | SH | Call | SOLE | 15500 | 0 | 0 | |
| CONOCOPHILLIPS | COM | 20825C104 | 1330 | 15500 | SH | Put | SOLE | 15500 | 0 | 0 | |
| CONSOL ENERGY INC | COM | 20854P109 | 475 | 10300 | SH | SOLE | 10300 | 0 | 0 | ||
| CONSOLIDATED EDISON INC | COM | 209115104 | 277 | 4800 | SH | SOLE | 4800 | 0 | 0 | ||
| CONTINENTAL BUILDING PRODUCT | COM | 211171103 | 5607 | 364087 | SH | SOLE | 364087 | 0 | 0 | ||
| CONVERGYS CORP | COM | 212485106 | 1828 | 85250 | SH | SOLE | 85250 | 0 | 0 | ||
| CR BARD INC | COM | 067383109 | 1502 | 10500 | SH | SOLE | 10500 | 0 | 0 | ||
| CRESCENT POINT ENERGY CORP | COM | 22576C101 | 2366 | 50050 | SH | SOLE | 50050 | 0 | 0 | ||
| CROWN HOLDINGS INC | COM | 228368106 | 1974 | 39675 | SH | SOLE | 39675 | 0 | 0 | ||
| CRUMBS BAKE SHOP INC | WRT | 228803110 | 1 | 95609 | SH | SOLE | 95609 | 0 | 0 | ||
| CST BRANDS INC | COM | 12646R105 | 1691 | 49000 | SH | SOLE | 49000 | 0 | 0 | ||
| CUBIST PHARMACEUTICALS INC | COM | 229678107 | 5927 | 84900 | SH | SOLE | 84900 | 0 | 0 | ||
| CUMMINS INC | COM | 231021106 | 411 | 2659 | SH | SOLE | 2659 | 0 | 0 | ||
| CVS CAREMARK CORP | COM | 126650100 | 1064 | 14126 | SH | SOLE | 14126 | 0 | 0 | ||
| CVS CAREMARK CORP | COM | 126650100 | 1170 | 15500 | SH | Call | SOLE | 15500 | 0 | 0 | |
| CVS CAREMARK CORP | COM | 126650100 | 1170 | 15500 | SH | Put | SOLE | 15500 | 0 | 0 | |
| CYS INVESTMENTS INC | REIT | 12673A108 | 10559 | 1170649 | SH | SOLE | 1170649 | 0 | 0 | ||
| DB HARVEST CSI 300 CHINA A | ETP | 233051879 | 317 | 14100 | SH | SOLE | 14100 | 0 | 0 | ||
| DELEK US HOLDINGS INC | COM | 246647101 | 3399 | 120377 | SH | SOLE | 120377 | 0 | 0 | ||
| DENBURY RESOURCES INC | COM | 247916208 | 834 | 45158 | SH | SOLE | 45158 | 0 | 0 | ||
| DEVON ENERGY CORPORATION | COM | 25179M103 | 26323 | 331518 | SH | SOLE | 331518 | 0 | 0 | ||
| DHT HOLDINGS INC | COM | Y2065G121 | 1047 | 145461 | SH | SOLE | 145461 | 0 | 0 | ||
| DICK'S SPORTING GOODS INC | COM | 253393102 | 10308 | 221386 | SH | SOLE | 221386 | 0 | 0 | ||
| DIPEXIUM PHARMACEUTICALS INC | COM | 25456J104 | 1998 | 205962 | SH | SOLE | 205962 | 0 | 0 | ||
| DISCOVERY COMMUNICATIONS-A | COM | 25470F104 | 3840 | 51699 | SH | SOLE | 51699 | 0 | 0 | ||
| DISCOVERY LABORATORIES INC | COM | 254668403 | 77 | 200000 | SH | SOLE | 200000 | 0 | 0 | ||
| DOMINION RESOURCES INC/VA | COM | 25746U109 | 2576 | 36017 | SH | SOLE | 36017 | 0 | 0 | ||
| DORIAN LPG LTD | COM | Y2106R110 | 6493 | 282440 | SH | SOLE | 282440 | 0 | 0 | ||
| DR HORTON INC | COM | 23331A109 | 12509 | 508800 | SH | Put | SOLE | 508800 | 0 | 0 | |
| DRESSER-RAND GROUP INC | COM | 261608103 | 6648 | 104310 | SH | SOLE | 104310 | 0 | 0 | ||
| DST SYSTEMS INC | COM | 233326107 | 1539 | 16700 | SH | SOLE | 16700 | 0 | 0 | ||
| DTE ENERGY COMPANY | COM | 233331107 | 1745 | 22400 | SH | SOLE | 22400 | 0 | 0 | ||
| DUKE ENERGY CORP | COM | 26441C204 | 482 | 6500 | SH | SOLE | 6500 | 0 | 0 | ||
| DUNKIN' BRANDS GROUP INC | COM | 265504100 | 591 | 12900 | SH | SOLE | 12900 | 0 | 0 | ||
| DYNAGAS LNG PARTNERS LP | MLP | Y2188B108 | 2437 | 100504 | SH | SOLE | 100504 | 0 | 0 | ||
| E-COMMERCE CHINA-SPON ADR -A | ADR | 26833A105 | 3011 | 225000 | SH | SOLE | 225000 | 0 | 0 | ||
| E-HOUSE CHINA HOLDINGS-ADR | ADR | 26852W103 | 5047 | 583424 | SH | SOLE | 583424 | 0 | 0 | ||
| E2OPEN INC | COM | 29788A104 | 4326 | 209271 | SH | SOLE | 209271 | 0 | 0 | ||
| EASTMAN CHEMICAL CO | COM | 277432100 | 507 | 5809 | SH | SOLE | 5809 | 0 | 0 | ||
| EATON CORP PLC | COM | G29183103 | 11031 | 142921 | SH | SOLE | 142921 | 0 | 0 | ||
| ECOTALITY INC | COM | 27922Y202 | 0 | 31250 | SH | SOLE | 31250 | 0 | 0 | ||
| EMC CORP/MA | COM | 268648102 | 14481 | 549725 | SH | SOLE | 549725 | 0 | 0 | ||
| EMERGENT BIOSOLUTIONS INC | COM | 29089Q105 | 6674 | 297200 | SH | SOLE | 297200 | 0 | 0 | ||
| EMERITUS CORP | COM | 291005106 | 4998 | 157911 | SH | SOLE | 157911 | 0 | 0 | ||
| EMERSON ELECTRIC CO | COM | 291011104 | 1065 | 16043 | SH | SOLE | 16043 | 0 | 0 | ||
| ENCANA CORP | COM | 292505104 | 2351 | 93650 | SH | SOLE | 93650 | 0 | 0 | ||
| ENDO INTERNATIONAL PLC | COM | G30401106 | 4020 | 57419 | SH | SOLE | 57419 | 0 | 0 | ||
| ENDURANCE SPECIALTY HOLDINGS | COM | G30397106 | 1796 | 34800 | SH | SOLE | 34800 | 0 | 0 | ||
| ENTERGY CORP | COM | 29364G103 | 2450 | 29850 | SH | SOLE | 29850 | 0 | 0 | ||
| ENTEROMEDICS INC | COM | 29365M208 | 2 | 12000 | SH | SOLE | 12000 | 0 | 0 | ||
| EVEREST RE GROUP LTD | COM | G3223R108 | 1926 | 12000 | SH | SOLE | 12000 | 0 | 0 | ||
| EVERYWARE GLOBAL INC | COM | 300439106 | 396 | 304320 | SH | SOLE | 304320 | 0 | 0 | ||
| EXCEL TRUST INC | REIT | 30068C109 | 1903 | 142730 | SH | SOLE | 142730 | 0 | 0 | ||
| EXELON CORP | COM | 30161N101 | 4874 | 133601 | SH | SOLE | 133601 | 0 | 0 | ||
| EXPRESS SCRIPTS HOLDING CO | COM | 30219G108 | 40100 | 578378 | SH | SOLE | 578378 | 0 | 0 | ||
| EXXON MOBIL CORP | COM | 30231G102 | 33295 | 330700 | SH | Call | SOLE | 330700 | 0 | 0 | |
| EXXON MOBIL CORP | COM | 30231G102 | 33830 | 336000 | SH | Put | SOLE | 336000 | 0 | 0 | |
| FACEBOOK INC-A | COM | 30303M102 | 20771 | 308677 | SH | SOLE | 308677 | 0 | 0 | ||
| FACEBOOK INC-A | COM | 30303M102 | 1580 | 23500 | SH | Call | SOLE | 23500 | 0 | 0 | |
| FACEBOOK INC-A | COM | 30303M102 | 15039 | 223500 | SH | Put | SOLE | 223500 | 0 | 0 | |
| FIDELITY NATL FINANCIAL | DEBT | 31620RAE5 | 5771 | 3500000 | PRN | SOLE | 3500000 | 0 | 0 | ||
| FIRST NIAGARA FINANCIAL GRP | COM | 33582V108 | 1806 | 206575 | SH | SOLE | 206575 | 0 | 0 | ||
| FIRST TRUST HIGH INCOME LONG | FUND | 33738E109 | 6243 | 343994 | SH | SOLE | 343994 | 0 | 0 | ||
| FIRST TRUST STRAT HIGH INC 2 | FUND | 337353304 | 3431 | 209905 | SH | SOLE | 209905 | 0 | 0 | ||
| FIRSTENERGY CORP | COM | 337932107 | 326 | 9400 | SH | SOLE | 9400 | 0 | 0 | ||
| FIVE9 INC | COM | 338307101 | 3477 | 482937 | SH | SOLE | 482937 | 0 | 0 | ||
| FLEXTRONICS INTERNATIONAL LTD | COM | Y2573F102 | 2198 | 198575 | SH | SOLE | 198575 | 0 | 0 | ||
| FMC TECHNOLOGIES INC | COM | 30249U101 | 19450 | 318494 | SH | SOLE | 318494 | 0 | 0 | ||
| FORTINET INC | COM | 34959E109 | 12091 | 481144 | SH | SOLE | 481144 | 0 | 0 | ||
| FORTUNE BRANDS HOME & SECURI | COM | 34964C106 | 4834 | 121000 | SH | Put | SOLE | 121000 | 0 | 0 | |
| FREEPORT-MCMORAN COPPER | COM | 35671D857 | 548 | 15000 | SH | SOLE | 15000 | 0 | 0 | ||
| FUSION-IO INC | COM | 36112J107 | 26035 | 2303897 | SH | SOLE | 2303897 | 0 | 0 | ||
| FXCM INC-A | COM | 302693106 | 494 | 33094 | SH | SOLE | 33094 | 0 | 0 | ||
| GALMED PHARMACEUTICALS LTD | COM | M47238106 | 2030 | 208430 | SH | SOLE | 208430 | 0 | 0 | ||
| GAMESTOP CORP-CLASS A | COM | 36467W109 | 16723 | 413225 | SH | SOLE | 413225 | 0 | 0 | ||
| GENERAL DYNAMICS CORP | COM | 369550108 | 1053 | 9035 | SH | SOLE | 9035 | 0 | 0 | ||
| GENERAL ELECTRIC CO | COM | 369604103 | 3365 | 128000 | SH | Call | SOLE | 128000 | 0 | 0 | |
| GENERAL ELECTRIC CO | COM | 369604103 | 3365 | 128000 | SH | Put | SOLE | 128000 | 0 | 0 | |
| GENERAL MOTORS CO | WRT | 37045V118 | 30061 | 1134364 | SH | SOLE | 1134364 | 0 | 0 | ||
| GENERAL MOTORS CO | WRT | 37045V126 | 8537 | 460000 | SH | SOLE | 460000 | 0 | 0 | ||
| GENTIVA HEALTH SERVICES | COM | 37247A102 | 3012 | 200000 | SH | Put | SOLE | 200000 | 0 | 0 | |
| GENWORTH FINANCIAL INC-CL A | COM | 37247D106 | 7876 | 452595 | SH | SOLE | 452595 | 0 | 0 | ||
| GIANT INTERACTIVE GROUP-ADR | ADR | 374511103 | 39683 | 3351700 | SH | SOLE | 3351700 | 0 | 0 | ||
| GILEAD SCIENCES INC | COM | 375558103 | 1615 | 19500 | SH | Call | SOLE | 19500 | 0 | 0 | |
| GILEAD SCIENCES INC | COM | 375558103 | 1615 | 19500 | SH | Put | SOLE | 19500 | 0 | 0 | |
| GLOBE SPECIALTY METALS INC | COM | 37954N206 | 1964 | 94500 | SH | SOLE | 94500 | 0 | 0 | ||
| GLOBUS MEDICAL INC - A | COM | 379577208 | 5125 | 214229 | SH | SOLE | 214229 | 0 | 0 | ||
| GLORI ENERGY INC | WRT | 379606114 | 391 | 315000 | SH | SOLE | 315000 | 0 | 0 | ||
| GOLD RESOURCE CORP | COM | 38068T105 | 74 | 14689 | SH | SOLE | 14689 | 0 | 0 | ||
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 335 | 2000 | SH | SOLE | 2000 | 0 | 0 | ||
| GOOGLE INC-CL A | COM | 38259P508 | 34394 | 58826 | SH | SOLE | 58826 | 0 | 0 | ||
| GOOGLE INC-CL A | COM | 38259P508 | 2045 | 3500 | SH | Call | SOLE | 3500 | 0 | 0 | |
| GOOGLE INC-CL A | COM | 38259P508 | 2045 | 3500 | SH | Put | SOLE | 3500 | 0 | 0 | |
| GOOGLE INC-CL C | COM | 38259P706 | 464 | 806 | SH | SOLE | 806 | 0 | 0 | ||
| GOOGLE INC-CL C | COM | 38259P706 | 2015 | 3500 | SH | Call | SOLE | 3500 | 0 | 0 | |
| GOOGLE INC-CL C | COM | 38259P706 | 2015 | 3500 | SH | Put | SOLE | 3500 | 0 | 0 | |
| GREENBRIER COMPANIES INC | COM | 393657101 | 4759 | 82613 | SH | SOLE | 82613 | 0 | 0 | ||
| GULFMARK OFFSHORE INC-CL A | COM | 402629208 | 4177 | 92458 | SH | SOLE | 92458 | 0 | 0 | ||
| GULFPORT ENERGY CORP | COM | 402635304 | 5827 | 92786 | SH | SOLE | 92786 | 0 | 0 | ||
| HALLIBURTON CO | COM | 406216101 | 24719 | 348087 | SH | SOLE | 348087 | 0 | 0 | ||
| HANCOCK HOLDING CO | COM | 410120109 | 336 | 9500 | SH | SOLE | 9500 | 0 | 0 | ||
| HARRIS CORP | COM | 413875105 | 1903 | 25125 | SH | SOLE | 25125 | 0 | 0 | ||
| HARRIS CORP | COM | 413875105 | 10226 | 135000 | SH | Put | SOLE | 135000 | 0 | 0 | |
| HATTERAS FINANCIAL CORP | REIT | 41902R103 | 7390 | 373025 | SH | SOLE | 373025 | 0 | 0 | ||
| HAWAIIAN HOLDINGS INC | DEBT | 419879AD3 | 18070 | 10010000 | PRN | SOLE | 10010000 | 0 | 0 | ||
| HAWAIIAN TELCOM HOLDCO INC | COM | 420031106 | 10520 | 367742 | SH | SOLE | 367742 | 0 | 0 | ||
| HCA HOLDINGS INC | COM | 40412C101 | 38247 | 678367 | SH | SOLE | 678367 | 0 | 0 | ||
| HCC INSURANCE HOLDINGS INC | COM | 404132102 | 1989 | 40650 | SH | SOLE | 40650 | 0 | 0 | ||
| HCP INC | REIT | 40414L109 | 244 | 5900 | SH | SOLE | 5900 | 0 | 0 | ||
| HEALTHWAYS INC | DEBT | 422245AB6 | 21328 | 19500000 | PRN | SOLE | 19500000 | 0 | 0 | ||
| HEARTWARE INTERNATIONAL INC | COM | 422368100 | 2647 | 29917 | SH | SOLE | 29917 | 0 | 0 | ||
| HELIOS ADVANTAGE INCOME FUND | FUND | 42327W206 | 853 | 86627 | SH | SOLE | 86627 | 0 | 0 | ||
| HELIOS HIGH INCOME FUND INC | FUND | 42327X204 | 279 | 30533 | SH | SOLE | 30533 | 0 | 0 | ||
| HELIOS MULTI-SECTOR HIGH INC | FUND | 42327Y202 | 946 | 134511 | SH | SOLE | 134511 | 0 | 0 | ||
| HENNESSY CAPITAL ACQUISITION | COM | 425886108 | 8596 | 883404 | SH | SOLE | 883404 | 0 | 0 | ||
| HENNESSY CAPITAL ACQUISITION | WRT | 425886116 | 406 | 900000 | SH | SOLE | 900000 | 0 | 0 | ||
| HEWLETT-PACKARD CO | COM | 428236103 | 1042 | 30955 | SH | SOLE | 30955 | 0 | 0 | ||
| HOME DEPOT INC | COM | 437076102 | 2068 | 25546 | SH | SOLE | 25546 | 0 | 0 | ||
| HOME DEPOT INC | COM | 437076102 | 1455 | 18000 | SH | Call | SOLE | 18000 | 0 | 0 | |
| HOME DEPOT INC | COM | 437076102 | 12367 | 152800 | SH | Put | SOLE | 152800 | 0 | 0 | |
| HORNBECK OFFSHORE SERVICES | COM | 440543106 | 5964 | 127102 | SH | SOLE | 127102 | 0 | 0 | ||
| HOSPIRA INC | COM | 441060100 | 12843 | 250000 | SH | Put | SOLE | 250000 | 0 | 0 | |
| ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 5957 | 119375 | SH | SOLE | 119375 | 0 | 0 | ||
| ICON PLC | COM | G4705A100 | 4811 | 102127 | SH | SOLE | 102127 | 0 | 0 | ||
| IGI LABORATORIES INC | COM | 449575109 | 937 | 176541 | SH | SOLE | 176541 | 0 | 0 | ||
| IKANG HEALTHCARE GROUP-ADR | ADR | 45174L108 | 2701 | 155800 | SH | SOLE | 155800 | 0 | 0 | ||
| ILLUMINA INC | COM | 452327109 | 5052 | 28300 | SH | SOLE | 28300 | 0 | 0 | ||
| IMMUNE PHARMACEUTICALS INC | COM | 45254C101 | 451 | 250000 | SH | SOLE | 250000 | 0 | 0 | ||
| INFINITY PROPERTY & CASUALTY | COM | 45665Q103 | 1047 | 15567 | SH | SOLE | 15567 | 0 | 0 | ||
| INLAND REAL ESTATE CORP | DEBT | 457461AC5 | 6631 | 5994000 | PRN | SOLE | 5994000 | 0 | 0 | ||
| INSTALLED BUILDING PRODUCTS | COM | 45780R101 | 3063 | 250000 | SH | SOLE | 250000 | 0 | 0 | ||
| INTEL CORP | COM | 458140100 | 1245 | 40300 | SH | SOLE | 40300 | 0 | 0 | ||
| INTEL CORP | COM | 458140100 | 3626 | 117300 | SH | Call | SOLE | 117300 | 0 | 0 | |
| INTEL CORP | COM | 458140100 | 3654 | 118200 | SH | Put | SOLE | 118200 | 0 | 0 | |
| INTERMUNE INC | COM | 45884X103 | 1218 | 27582 | SH | SOLE | 27582 | 0 | 0 | ||
| INTERNATIONAL PAPER CO | COM | 460146103 | 13577 | 269010 | SH | SOLE | 269010 | 0 | 0 | ||
| INTERSIL CORP-A | COM | 46069S109 | 2121 | 141825 | SH | SOLE | 141825 | 0 | 0 | ||
| INTL BUSINESS MACHINES CORP | COM | 459200101 | 535 | 2952 | SH | SOLE | 2952 | 0 | 0 | ||
| INTL BUSINESS MACHINES CORP | COM | 459200101 | 2355 | 13000 | SH | Call | SOLE | 13000 | 0 | 0 | |
| INTL BUSINESS MACHINES CORP | COM | 459200101 | 2355 | 13000 | SH | Put | SOLE | 13000 | 0 | 0 | |
| INTL GAME TECHNOLOGY | COM | 459902102 | 15789 | 992411 | SH | SOLE | 992411 | 0 | 0 | ||
| INTRAWEST RESORTS HOLDINGS I | COM | 46090K109 | 7534 | 657355 | SH | SOLE | 657355 | 0 | 0 | ||
| INTUIT INC | COM | 461202103 | 332 | 4125 | SH | SOLE | 4125 | 0 | 0 | ||
| INVESCO MORTGAGE CAPITAL | REIT | 46131B100 | 14772 | 850878 | SH | SOLE | 850878 | 0 | 0 | ||
| IPATH S&P 500 VIX S/T FU ETN | ETP | 06742E711 | 2860 | 100000 | SH | SOLE | 100000 | 0 | 0 | ||
| IPC THE HOSPITALIST CO | COM | 44984A105 | 4457 | 100782 | SH | SOLE | 100782 | 0 | 0 | ||
| IRON MOUNTAIN INC | COM | 462846106 | 12407 | 350000 | SH | Put | SOLE | 350000 | 0 | 0 | |
| ISHARES MSCI BRAZIL CAPPED E | ETP | 464286400 | 99683 | 2086300 | SH | Call | SOLE | 2086300 | 0 | 0 | |
| ISHARES MSCI BRAZIL CAPPED E | ETP | 464286400 | 101905 | 2132800 | SH | Put | SOLE | 2132800 | 0 | 0 | |
| ISHARES RUSSELL 2000 ETF | ETP | 464287655 | 35643 | 300000 | SH | Call | SOLE | 300000 | 0 | 0 | |
| ISHARES RUSSELL 2000 ETF | ETP | 464287655 | 47524 | 400000 | SH | Put | SOLE | 400000 | 0 | 0 | |
| ISIS PHARMACEUTICALS INC | COM | 464330109 | 512 | 14872 | SH | SOLE | 14872 | 0 | 0 | ||
| ISOFTSTONE HOLDINGS LTD-ADS | ADR | 46489B108 | 15958 | 2922894 | SH | SOLE | 2922894 | 0 | 0 | ||
| J.C. PENNEY CO INC | COM | 708160106 | 2715 | 300000 | SH | SOLE | 300000 | 0 | 0 | ||
| JIAYUAN.COM INTERNATIONA-ADR | ADR | 477374102 | 233 | 38200 | SH | SOLE | 38200 | 0 | 0 | ||
| JOHN HAN PREMIUM DIVIDEND FD | FUND | 41013T105 | 954 | 70239 | SH | SOLE | 70239 | 0 | 0 | ||
| JOHN HANCOCK PFD INCOME FD | FUND | 41013W108 | 991 | 48156 | SH | SOLE | 48156 | 0 | 0 | ||
| JOHN HANCOCK PFD INCOME II | FUND | 41013X106 | 935 | 45179 | SH | SOLE | 45179 | 0 | 0 | ||
| JOHN HANCOCK PFD INCOME III | FUND | 41021P103 | 822 | 45860 | SH | SOLE | 45860 | 0 | 0 | ||
| JOHNSON & JOHNSON | COM | 478160104 | 3819 | 36500 | SH | Call | SOLE | 36500 | 0 | 0 | |
| JOHNSON & JOHNSON | COM | 478160104 | 3820 | 36500 | SH | Put | SOLE | 36500 | 0 | 0 | |
| JPMORGAN CHASE & CO | COM | 46625H100 | 1363 | 23655 | SH | SOLE | 23655 | 0 | 0 | ||
| JPMORGAN CHASE & CO | COM | 46625H100 | 2825 | 49000 | SH | Call | SOLE | 49000 | 0 | 0 | |
| JPMORGAN CHASE & CO | COM | 46625H100 | 2628 | 45600 | SH | Put | SOLE | 45600 | 0 | 0 | |
| JUNIPER NETWORKS INC | COM | 48203R104 | 8954 | 364876 | SH | SOLE | 364876 | 0 | 0 | ||
| KAPSTONE PAPER AND PACKAGING | COM | 48562P103 | 1436 | 43344 | SH | SOLE | 43344 | 0 | 0 | ||
| KB HOME | COM | 48666K109 | 695 | 37200 | SH | SOLE | 37200 | 0 | 0 | ||
| KB HOME | COM | 48666K109 | 8237 | 440800 | SH | Put | SOLE | 440800 | 0 | 0 | |
| KELLOGG CO | COM | 487836108 | 602 | 9169 | SH | SOLE | 9169 | 0 | 0 | ||
| KEYCORP | COM | 493267108 | 339 | 23625 | SH | SOLE | 23625 | 0 | 0 | ||
| KIMBERLY-CLARK CORP | COM | 494368103 | 2006 | 18036 | SH | SOLE | 18036 | 0 | 0 | ||
| KIMCO REALTY CORP | REIT | 49446R109 | 640 | 27831 | SH | SOLE | 27831 | 0 | 0 | ||
| KINDER MORGAN INC | WRT | 49456B119 | 1390 | 500000 | SH | SOLE | 500000 | 0 | 0 | ||
| KINDRED HEALTHCARE INC | COM | 494580103 | 6507 | 281654 | SH | SOLE | 281654 | 0 | 0 | ||
| KNOWLES CORP | COM | 49926D109 | 14602 | 475000 | SH | SOLE | 475000 | 0 | 0 | ||
| KONGZHONG CORP-ADR | ADR | 50047P104 | 4626 | 532987 | SH | SOLE | 532987 | 0 | 0 | ||
| KOSMOS ENERGY LTD | COM | G5315B107 | 10645 | 947849 | SH | SOLE | 947849 | 0 | 0 | ||
| L-3 COMMUNICATIONS HOLDINGS | COM | 502424104 | 3811 | 31559 | SH | SOLE | 31559 | 0 | 0 | ||
| LAM RESEARCH CORP | COM | 512807108 | 385 | 5700 | SH | SOLE | 5700 | 0 | 0 | ||
| LAREDO PETROLEUM INC | COM | 516806106 | 1411 | 45541 | SH | SOLE | 45541 | 0 | 0 | ||
| LAS VEGAS SANDS CORP | COM | 517834107 | 1315 | 17250 | SH | SOLE | 17250 | 0 | 0 | ||
| LDK SOLAR CO LTD -ADR | ADR | 50183L107 | 560 | 1000000 | SH | Put | SOLE | 1000000 | 0 | 0 | |
| LE GAGA HOLDINGS LTD-ADR | ADR | 521168104 | 4291 | 1229765 | SH | SOLE | 1229765 | 0 | 0 | ||
| LEGGETT & PLATT INC | COM | 524660107 | 1611 | 47000 | SH | SOLE | 47000 | 0 | 0 | ||
| LEGGETT & PLATT INC | COM | 524660107 | 4972 | 145000 | SH | Put | SOLE | 145000 | 0 | 0 | |
| LENNAR CORP-A | COM | 526057104 | 10228 | 243600 | SH | Put | SOLE | 243600 | 0 | 0 | |
| LEVEL 3 COMMUNICATIONS INC | COM | 52729N308 | 4284 | 97560 | SH | SOLE | 97560 | 0 | 0 | ||
| LEVY ACQUISITION CORP | COM | 52748T104 | 9724 | 998402 | SH | SOLE | 998402 | 0 | 0 | ||
| LEVY ACQUISITION CORP | WRT | 52748T112 | 230 | 499901 | SH | SOLE | 499901 | 0 | 0 | ||
| LIBERTY INTERACTIVE LLC | DEBT | 530715AN1 | 40641 | 73064000 | PRN | SOLE | 73064000 | 0 | 0 | ||
| LIFELOCK INC | COM | 53224V100 | 9974 | 714517 | SH | SOLE | 714517 | 0 | 0 | ||
| LINCOLN NATIONAL CORP | COM | 534187109 | 5404 | 105057 | SH | SOLE | 105057 | 0 | 0 | ||
| LOCKHEED MARTIN CORP | COM | 539830109 | 7917 | 49260 | SH | SOLE | 49260 | 0 | 0 | ||
| LOWE'S COS INC | COM | 548661107 | 9120 | 190000 | SH | Put | SOLE | 190000 | 0 | 0 | |
| LYONDELLBASELL INDUSTRIES NV | COM | N53745100 | 3589 | 36752 | SH | SOLE | 36752 | 0 | 0 | ||
| MAGIC SOFTWARE ENTERPRISES LTD | COM | 559166103 | 2490 | 332500 | SH | SOLE | 332500 | 0 | 0 | ||
| MANAGED HI YLD PLUS FUND INC | FUND | 561911108 | 1049 | 492444 | SH | SOLE | 492444 | 0 | 0 | ||
| MANNKIND CORP | COM | 56400P201 | 752 | 68600 | SH | SOLE | 68600 | 0 | 0 | ||
| MANTECH INTERNATIONAL CORP-A | COM | 564563104 | 310 | 10500 | SH | SOLE | 10500 | 0 | 0 | ||
| MARATHON PETROLEUM CORP | COM | 56585A102 | 16522 | 211626 | SH | SOLE | 211626 | 0 | 0 | ||
| MARINA BIOTECH INC | COM | 56804Q201 | 2 | 26189 | SH | SOLE | 26189 | 0 | 0 | ||
| MARKET VECTORS RUSSIA ETF | ETP | 57060U506 | 1012 | 38450 | SH | SOLE | 38450 | 0 | 0 | ||
| MASCO CORP | COM | 574599106 | 5392 | 243000 | SH | Put | SOLE | 243000 | 0 | 0 | |
| MAST THERAPEUTICS INC | COM | 576314108 | 2 | 62500 | SH | SOLE | 62500 | 0 | 0 | ||
| MASTERCARD INC-CLASS A | COM | 57636Q104 | 977 | 13300 | SH | SOLE | 13300 | 0 | 0 | ||
| MCDONALD'S CORP | COM | 580135101 | 1260 | 12500 | SH | Call | SOLE | 12500 | 0 | 0 | |
| MCDONALD'S CORP | COM | 580135101 | 1260 | 12500 | SH | Put | SOLE | 12500 | 0 | 0 | |
| MCKESSON CORP | COM | 58155Q103 | 5868 | 31515 | SH | SOLE | 31515 | 0 | 0 | ||
| MDC HOLDINGS INC | COM | 552676108 | 6350 | 210000 | SH | Put | SOLE | 210000 | 0 | 0 | |
| MEADOWBROOK INSURANCE GR | DEBT | 58319PAC2 | 13865 | 13000000 | PRN | SOLE | 13000000 | 0 | 0 | ||
| MEDIVATION INC | COM | 58501N101 | 3451 | 44766 | SH | SOLE | 44766 | 0 | 0 | ||
| MEDNAX INC | COM | 58502B106 | 2557 | 43996 | SH | SOLE | 43996 | 0 | 0 | ||
| MEDTRONIC INC | COM | 585055106 | 100984 | 1583811 | SH | SOLE | 1583811 | 0 | 0 | ||
| MELCO CROWN ENTERTAINME-ADR | ADR | 585464100 | 4381 | 122666 | SH | SOLE | 122666 | 0 | 0 | ||
| MELCO CROWN ENTERTAINME-ADR | ADR | 585464100 | 2249 | 63000 | SH | Call | SOLE | 63000 | 0 | 0 | |
| MENTOR GRAPHICS CORP | COM | 587200106 | 6300 | 292100 | SH | SOLE | 292100 | 0 | 0 | ||
| MERCK & CO. INC. | COM | 58933Y105 | 2199 | 38000 | SH | Call | SOLE | 38000 | 0 | 0 | |
| MERCK & CO. INC. | COM | 58933Y105 | 2130 | 36800 | SH | Put | SOLE | 36800 | 0 | 0 | |
| MERITAGE HOMES CORP | COM | 59001A102 | 7768 | 184000 | SH | Put | SOLE | 184000 | 0 | 0 | |
| MFA FINANCIAL INC | REIT | 55272X102 | 643 | 78293 | SH | SOLE | 78293 | 0 | 0 | ||
| MGM RESORTS INTL | DEBT | 55303QAE0 | 13247 | 9000000 | PRN | SOLE | 9000000 | 0 | 0 | ||
| MICRON TECHNOLOGY INC | COM | 595112103 | 19434 | 589800 | SH | SOLE | 589800 | 0 | 0 | ||
| MICROSOFT CORP | COM | 594918104 | 7429 | 178100 | SH | Call | SOLE | 178100 | 0 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 7429 | 178100 | SH | Put | SOLE | 178100 | 0 | 0 | |
| MICROSTRATEGY INC-CL A | COM | 594972408 | 2534 | 18020 | SH | SOLE | 18020 | 0 | 0 | ||
| MICROVISION INC | COM | 594960304 | 1 | 73000 | SH | SOLE | 73000 | 0 | 0 | ||
| MIX TELEMATICS LTD-SP ADR | ADR | 60688N102 | 5690 | 566154 | SH | SOLE | 566154 | 0 | 0 | ||
| MOBILEIRON INC | COM | 60739U204 | 3972 | 417180 | SH | SOLE | 417180 | 0 | 0 | ||
| MOHAWK INDUSTRIES INC | COM | 608190104 | 5817 | 42000 | SH | Put | SOLE | 42000 | 0 | 0 | |
| MONDELEZ INTERNATIONAL INC-A | COM | 609207105 | 1955 | 51975 | SH | SOLE | 51975 | 0 | 0 | ||
| MONSANTO CO | COM | 61166W101 | 10216 | 81900 | SH | SOLE | 81900 | 0 | 0 | ||
| MONTAGE TECHNOLOGY GROUP LTD | COM | G6209T105 | 20954 | 1012800 | SH | SOLE | 1012800 | 0 | 0 | ||
| MONTAGE TECHNOLOGY GROUP LTD | COM | G6209T105 | 1334 | 64400 | SH | Put | SOLE | 64400 | 0 | 0 | |
| MONTPELIER RE HOLDINGS LTD | COM | G62185106 | 858 | 26874 | SH | SOLE | 26874 | 0 | 0 | ||
| MORGANS HOTEL GROUP CO | COM | 61748W108 | 22117 | 2789040 | SH | SOLE | 2789040 | 0 | 0 | ||
| MOSAIC CO/THE | COM | 61945C103 | 999 | 20200 | SH | SOLE | 20200 | 0 | 0 | ||
| MOTOROLA SOLUTIONS INC | COM | 620076307 | 17800 | 267400 | SH | Put | SOLE | 267400 | 0 | 0 | |
| MURPHY OIL CORP | COM | 626717102 | 341 | 5125 | SH | SOLE | 5125 | 0 | 0 | ||
| MURPHY USA INC | COM | 626755102 | 2049 | 41900 | SH | SOLE | 41900 | 0 | 0 | ||
| MYLAN INC | COM | 628530107 | 5894 | 114323 | SH | SOLE | 114323 | 0 | 0 | ||
| NABORS INDUSTRIES LTD | COM | G6359F103 | 12546 | 427207 | SH | SOLE | 427207 | 0 | 0 | ||
| NEOSTEM INC | COM | 640650404 | 49 | 531250 | SH | SOLE | 531250 | 0 | 0 | ||
| NETAPP INC | COM | 64110D104 | 1330 | 36425 | SH | SOLE | 36425 | 0 | 0 | ||
| NEUBERGER BERMAN HIGH YIELD | FUND | 64128C106 | 3425 | 247261 | SH | SOLE | 247261 | 0 | 0 | ||
| NEW AMERICA HIGH INCOME FUND | FUND | 641876800 | 1159 | 115407 | SH | SOLE | 115407 | 0 | 0 | ||
| NEW RESIDENTIAL INVESTMENT | REIT | 64828T102 | 8529 | 1353911 | SH | SOLE | 1353911 | 0 | 0 | ||
| NEW YORK COMMUNITY BANCORP | COM | 649445103 | 334 | 20875 | SH | SOLE | 20875 | 0 | 0 | ||
| NEWFIELD EXPLORATION CO | COM | 651290108 | 11856 | 268244 | SH | SOLE | 268244 | 0 | 0 | ||
| NEWMONT MINING CORP | COM | 651639106 | 1074 | 42200 | SH | SOLE | 42200 | 0 | 0 | ||
| NEXTERA ENERGY INC | COM | 65339F101 | 2089 | 20384 | SH | SOLE | 20384 | 0 | 0 | ||
| NOAH EDUCATION HOLDINGS-ADR | ADR | 65487R303 | 2068 | 744026 | SH | SOLE | 744026 | 0 | 0 | ||
| NOBLE CORP PLC | COM | G65431101 | 20683 | 616296 | SH | SOLE | 616296 | 0 | 0 | ||
| NORANDA ALUMINUM HOLDING COR | COM | 65542W107 | 518 | 146755 | SH | SOLE | 146755 | 0 | 0 | ||
| NORD ANGLIA EDUCATION INC | COM | G6583A102 | 392 | 21400 | SH | SOLE | 21400 | 0 | 0 | ||
| NORFOLK SOUTHERN CORP | COM | 655844108 | 1020 | 9900 | SH | SOLE | 9900 | 0 | 0 | ||
| NORTHWEST NATURAL GAS CO | COM | 667655104 | 336 | 7125 | SH | SOLE | 7125 | 0 | 0 | ||
| NQ MOBILE INC - ADR | ADR | 64118U108 | 1842 | 300000 | SH | Call | SOLE | 300000 | 0 | 0 | |
| NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 2208 | 117689 | SH | SOLE | 117689 | 0 | 0 | ||
| NUCOR CORP | COM | 670346105 | 216 | 4374 | SH | SOLE | 4374 | 0 | 0 | ||
| NUVASIVE INC | COM | 670704105 | 5573 | 156675 | SH | SOLE | 156675 | 0 | 0 | ||
| NUVEEN QUALITY PREFERRED II | FUND | 67072C105 | 718 | 79573 | SH | SOLE | 79573 | 0 | 0 | ||
| NUVEEN QUALITY PREFERRED III | FUND | 67072W101 | 201 | 23102 | SH | SOLE | 23102 | 0 | 0 | ||
| NVIDIA CORP | COM | 67066G104 | 326 | 17595 | SH | SOLE | 17595 | 0 | 0 | ||
| OASIS PETROLEUM INC | COM | 674215108 | 5478 | 98000 | SH | SOLE | 98000 | 0 | 0 | ||
| OCCIDENTAL PETROLEUM CORP | COM | 674599105 | 1236 | 12026 | SH | SOLE | 12026 | 0 | 0 | ||
| OCCIDENTAL PETROLEUM CORP | COM | 674599105 | 1079 | 10500 | SH | Call | SOLE | 10500 | 0 | 0 | |
| OCCIDENTAL PETROLEUM CORP | COM | 674599105 | 1080 | 10500 | SH | Put | SOLE | 10500 | 0 | 0 | |
| OCEANEERING INTL INC | COM | 675232102 | 13344 | 170794 | SH | SOLE | 170794 | 0 | 0 | ||
| OFFICE DEPOT INC | COM | 676220106 | 282 | 49645 | SH | SOLE | 49645 | 0 | 0 | ||
| OIL STATES INTERNATIONAL INC | COM | 678026105 | 1219 | 19025 | SH | SOLE | 19025 | 0 | 0 | ||
| OLD NATIONAL BANCORP | COM | 680033107 | 1855 | 129900 | SH | SOLE | 129900 | 0 | 0 | ||
| OLD REPUBLIC INTL CORP | COM | 680223104 | 1477 | 89289 | SH | SOLE | 89289 | 0 | 0 | ||
| OMNICARE INC | COM | 681904108 | 34741 | 521864 | SH | SOLE | 521864 | 0 | 0 | ||
| OMNICARE INC | DEBT | 681904AP3 | 12474 | 7500000 | PRN | SOLE | 7500000 | 0 | 0 | ||
| ON SEMICONDUCTOR CORPORATION | COM | 682189105 | 496 | 54311 | SH | SOLE | 54311 | 0 | 0 | ||
| OPKO HEALTH INC | DEBT | 68375NAB9 | 396 | 440006 | PRN | SOLE | 440006 | 0 | 0 | ||
| ORACLE CORP | COM | 68389X105 | 1825 | 45000 | SH | Call | SOLE | 45000 | 0 | 0 | |
| ORACLE CORP | COM | 68389X105 | 1825 | 45000 | SH | Put | SOLE | 45000 | 0 | 0 | |
| OWENS CORNING | COM | 690742101 | 4260 | 110000 | SH | Put | SOLE | 110000 | 0 | 0 | |
| OXYGEN BIOTHERAPEUTICS INC | COM | 69207P308 | 2093 | 512905 | SH | SOLE | 512905 | 0 | 0 | ||
| P G & E CORP | COM | 69331C108 | 2150 | 44777 | SH | SOLE | 44777 | 0 | 0 | ||
| PARAGON SHIPPING INC-CLASS A | COM | 69913R408 | 2138 | 361747 | SH | SOLE | 361747 | 0 | 0 | ||
| PAREXEL INTERNATIONAL CORP | COM | 699462107 | 10938 | 207000 | SH | Put | SOLE | 207000 | 0 | 0 | |
| PARSLEY ENERGY INC-CLASS A | COM | 701877102 | 1582 | 65755 | SH | SOLE | 65755 | 0 | 0 | ||
| PARTNERRE LTD | COM | G6852T105 | 1966 | 18000 | SH | SOLE | 18000 | 0 | 0 | ||
| PATTERSON-UTI ENERGY INC | COM | 703481101 | 15704 | 449447 | SH | SOLE | 449447 | 0 | 0 | ||
| PAYCOM SOFTWARE INC | COM | 70432V102 | 4377 | 300000 | SH | SOLE | 300000 | 0 | 0 | ||
| PEABODY ENERGY CORP | COM | 704549104 | 226 | 13800 | SH | SOLE | 13800 | 0 | 0 | ||
| PENGROWTH ENERGY CORP | COM | 70706P104 | 377 | 49250 | SH | SOLE | 49250 | 0 | 0 | ||
| PENNYMAC CORP | DEBT | 70932AAB9 | 32747 | 33185000 | PRN | SOLE | 33185000 | 0 | 0 | ||
| PEOPLE'S UNITED FINANCIAL | COM | 712704105 | 1936 | 127600 | SH | SOLE | 127600 | 0 | 0 | ||
| PEPSICO INC | COM | 713448108 | 1786 | 20000 | SH | Call | SOLE | 20000 | 0 | 0 | |
| PEPSICO INC | COM | 713448108 | 1785 | 20000 | SH | Put | SOLE | 20000 | 0 | 0 | |
| PERFECT WORLD CO-SPON ADR | ADR | 71372U104 | 559 | 28500 | SH | SOLE | 28500 | 0 | 0 | ||
| PFIZER INC | COM | 717081103 | 47669 | 1606128 | SH | SOLE | 1606128 | 0 | 0 | ||
| PFIZER INC | COM | 717081103 | 2465 | 83000 | SH | Call | SOLE | 83000 | 0 | 0 | |
| PFIZER INC | COM | 717081103 | 2465 | 83000 | SH | Put | SOLE | 83000 | 0 | 0 | |
| PHARMACYCLICS INC | COM | 716933106 | 628 | 7001 | SH | SOLE | 7001 | 0 | 0 | ||
| PHH CORP | DEBT | 693320AQ6 | 34831 | 17834000 | PRN | SOLE | 17834000 | 0 | 0 | ||
| PHILIP MORRIS INTERNATIONAL | COM | 718172109 | 1384 | 16400 | SH | Call | SOLE | 16400 | 0 | 0 | |
| PHILIP MORRIS INTERNATIONAL | COM | 718172109 | 1730 | 20500 | SH | Put | SOLE | 20500 | 0 | 0 | |
| PHILLIPS 66 | COM | 718546104 | 1908 | 23718 | SH | SOLE | 23718 | 0 | 0 | ||
| PHOENIX NEW MEDIA LTD -ADR | ADR | 71910C103 | 1254 | 117100 | SH | SOLE | 117100 | 0 | 0 | ||
| PHOSPHATE HOLDINGS INC | COM | 71922F102 | 27 | 656667 | SH | SOLE | 656667 | 0 | 0 | ||
| PIONEER NATURAL RESOURCES CO | COM | 723787107 | 506 | 2200 | SH | SOLE | 2200 | 0 | 0 | ||
| PLATINUM UNDERWRITERS HLDGS | COM | G7127P100 | 1419 | 21888 | SH | SOLE | 21888 | 0 | 0 | ||
| PLEXUS CORP | COM | 729132100 | 1636 | 37800 | SH | SOLE | 37800 | 0 | 0 | ||
| PLURISTEM THERAPEUTICS INC | COM | 72940R102 | 3 | 30000 | SH | SOLE | 30000 | 0 | 0 | ||
| PORTLAND GENERAL ELECTRIC CO | COM | 736508847 | 1969 | 56800 | SH | SOLE | 56800 | 0 | 0 | ||
| PPL CORPORATION | COM | 69351T106 | 1720 | 48410 | SH | SOLE | 48410 | 0 | 0 | ||
| PRECISION CASTPARTS CORP | COM | 740189105 | 1021 | 4045 | SH | SOLE | 4045 | 0 | 0 | ||
| PRINCIPAL FINANCIAL GROUP | COM | 74251V102 | 7103 | 140710 | SH | SOLE | 140710 | 0 | 0 | ||
| PROASSURANCE CORP | COM | 74267C106 | 311 | 7000 | SH | SOLE | 7000 | 0 | 0 | ||
| PROCTER & GAMBLE CO/THE | COM | 742718109 | 2710 | 34500 | SH | Call | SOLE | 34500 | 0 | 0 | |
| PROCTER & GAMBLE CO/THE | COM | 742718109 | 2710 | 34500 | SH | Put | SOLE | 34500 | 0 | 0 | |
| PROLOGIS INC | REIT | 74340W103 | 6328 | 154020 | SH | SOLE | 154020 | 0 | 0 | ||
| PROSPECT CAPITAL CORP | DEBT | 74348TAC6 | 18499 | 17207000 | PRN | SOLE | 17207000 | 0 | 0 | ||
| PROSPECT CAPITAL CORP | DEBT | 74348TAK8 | 521 | 500000 | PRN | SOLE | 500000 | 0 | 0 | ||
| PROSPECT CAPITAL CORP | DEBT | 74348TAL6 | 24993 | 23500000 | PRN | SOLE | 23500000 | 0 | 0 | ||
| PROSPECT GLOBAL RESOURCES IN | COM | 74348X202 | 7 | 20065 | SH | SOLE | 20065 | 0 | 0 | ||
| PRUDENTIAL FINANCIAL INC | COM | 744320102 | 3207 | 36134 | SH | SOLE | 36134 | 0 | 0 | ||
| PUBLIC SERVICE ENTERPRISE GP | COM | 744573106 | 2403 | 58875 | SH | SOLE | 58875 | 0 | 0 | ||
| PUBLIC STORAGE | REIT | 74460D109 | 320 | 1865 | SH | SOLE | 1865 | 0 | 0 | ||
| PULTEGROUP INC | COM | 745867101 | 13444 | 666900 | SH | Put | SOLE | 666900 | 0 | 0 | |
| Q2 HOLDINGS INC | COM | 74736L109 | 2307 | 161832 | SH | SOLE | 161832 | 0 | 0 | ||
| QIHOO 360 TECH CO LTD | DEBT | G73030AA9 | 18422 | 16000000 | PRN | SOLE | 16000000 | 0 | 0 | ||
| QIHOO 360 TECHNOLOGY CO-ADR | ADR | 74734M109 | 1197 | 13000 | SH | SOLE | 13000 | 0 | 0 | ||
| QUALCOMM INC | COM | 747525103 | 1820 | 23000 | SH | Call | SOLE | 23000 | 0 | 0 | |
| QUALCOMM INC | COM | 747525103 | 1820 | 23000 | SH | Put | SOLE | 23000 | 0 | 0 | |
| QUANTUM CORP | DEBT | 747906AJ4 | 160 | 155000 | PRN | SOLE | 155000 | 0 | 0 | ||
| QUESTCOR PHARMACEUTICALS | COM | 74835Y101 | 881 | 9530 | SH | SOLE | 9530 | 0 | 0 | ||
| QUOTIENT LTD | COM | G73268107 | 2861 | 342242 | SH | SOLE | 342242 | 0 | 0 | ||
| QUOTIENT LTD | WRT | G73268107 | 347 | 350000 | SH | SOLE | 350000 | 0 | 0 | ||
| RAIT FINANCIAL TRUST | DEBT | 749227AA2 | 29461 | 21852000 | PRN | SOLE | 21852000 | 0 | 0 | ||
| RAYTHEON COMPANY | COM | 755111507 | 9020 | 97771 | SH | SOLE | 97771 | 0 | 0 | ||
| RDA MICROELECTRON-SPON ADR | ADR | 749394102 | 10252 | 599190 | SH | SOLE | 599190 | 0 | 0 | ||
| RDA MICROELECTRON-SPON ADR | ADR | 749394102 | 1214 | 71000 | SH | Put | SOLE | 71000 | 0 | 0 | |
| RED HAT INC | COM | 756577102 | 77083 | 1394665 | SH | SOLE | 1394665 | 0 | 0 | ||
| REDWOOD TRUST INC | DEBT | 758075AB1 | 65028 | 62950000 | PRN | SOLE | 62950000 | 0 | 0 | ||
| RENAISSANCERE HOLDINGS LTD | COM | G7496G103 | 2014 | 18825 | SH | SOLE | 18825 | 0 | 0 | ||
| RESOLUTE ENERGY CORP | WRT | 76116A116 | 0 | 19466 | SH | SOLE | 19466 | 0 | 0 | ||
| RESOURCE CAPITAL CORP | DEBT | 76120WAA2 | 26525 | 26294000 | PRN | SOLE | 26294000 | 0 | 0 | ||
| RESTORATION HARDWARE HOLDING | COM | 761283100 | 3424 | 36800 | SH | SOLE | 36800 | 0 | 0 | ||
| RETAILMENOT INC | COM | 76132B106 | 5307 | 199440 | SH | SOLE | 199440 | 0 | 0 | ||
| REX ENERGY CORP | COM | 761565100 | 7228 | 408100 | SH | SOLE | 408100 | 0 | 0 | ||
| RF MICRO DEVICES INC | COM | 749941100 | 255 | 26600 | SH | SOLE | 26600 | 0 | 0 | ||
| RITE AID CORP | DEBT | 767754BU7 | 6067 | 2150000 | PRN | SOLE | 2150000 | 0 | 0 | ||
| RIVERBED TECHNOLOGY INC | COM | 768573107 | 28611 | 1386857 | SH | SOLE | 1386857 | 0 | 0 | ||
| RMG NETWORKS HOLDING CORP | COM | 74966K102 | 118 | 52638 | SH | SOLE | 52638 | 0 | 0 | ||
| ROCK TENN COMPANY -CL A | COM | 772739207 | 34405 | 325831 | SH | SOLE | 325831 | 0 | 0 | ||
| ROCKET FUEL INC | COM | 773111109 | 5145 | 165500 | SH | SOLE | 165500 | 0 | 0 | ||
| ROCKWELL COLLINS INC | COM | 774341101 | 511 | 6533 | SH | SOLE | 6533 | 0 | 0 | ||
| ROI ACQUISITION CORP II | WRT | 74966G119 | 403 | 1150000 | SH | SOLE | 1150000 | 0 | 0 | ||
| ROYAL BANK OF CANADA | COM | 780087102 | 3814 | 50000 | SH | Put | SOLE | 50000 | 0 | 0 | |
| RPC INC | COM | 749660106 | 12682 | 539951 | SH | SOLE | 539951 | 0 | 0 | ||
| RPM INTERNATIONAL INC | COM | 749685103 | 2216 | 48000 | SH | SOLE | 48000 | 0 | 0 | ||
| RPX CORP | COM | 74972G103 | 1104 | 62200 | SH | SOLE | 62200 | 0 | 0 | ||
| RUBICON PROJECT INC/THE | COM | 78112V102 | 3359 | 261588 | SH | SOLE | 261588 | 0 | 0 | ||
| RXI PHARMACEUTICALS | COM | 74979C303 | 0 | 145000 | SH | SOLE | 145000 | 0 | 0 | ||
| RYLAND GROUP INC/THE | COM | 783764103 | 8990 | 228000 | SH | Put | SOLE | 228000 | 0 | 0 | |
| SAFEGUARD SCIENTIFICS IN | DEBT | 786449AK4 | 7856 | 6000000 | PRN | SOLE | 6000000 | 0 | 0 | ||
| SAFEWAY INC | COM | 786514208 | 903 | 26300 | SH | SOLE | 26300 | 0 | 0 | ||
| SALESFORCE.COM INC | DEBT | 79466LAD6 | 14139 | 12311000 | PRN | SOLE | 12311000 | 0 | 0 | ||
| SANDERSON FARMS INC | COM | 800013104 | 2247 | 23125 | SH | SOLE | 23125 | 0 | 0 | ||
| SANDISK CORP | COM | 80004C101 | 1922 | 18400 | SH | SOLE | 18400 | 0 | 0 | ||
| SANDISK CORP | DEBT | 80004CAD3 | 30724 | 15000000 | PRN | SOLE | 15000000 | 0 | 0 | ||
| SANDRIDGE ENERGY INC | COM | 80007P307 | 586 | 82011 | SH | SOLE | 82011 | 0 | 0 | ||
| SANTANDER CONSUMER USA HOLDI | COM | 80283M101 | 5226 | 268847 | SH | SOLE | 268847 | 0 | 0 | ||
| SCANA CORP | COM | 80589M102 | 1503 | 27925 | SH | SOLE | 27925 | 0 | 0 | ||
| SCANSOURCE INC | COM | 806037107 | 956 | 25100 | SH | SOLE | 25100 | 0 | 0 | ||
| SCHLUMBERGER LTD | COM | 806857108 | 20591 | 174574 | SH | SOLE | 174574 | 0 | 0 | ||
| SCHLUMBERGER LTD | COM | 806857108 | 2005 | 17000 | SH | Call | SOLE | 17000 | 0 | 0 | |
| SCHLUMBERGER LTD | COM | 806857108 | 2005 | 17000 | SH | Put | SOLE | 17000 | 0 | 0 | |
| SCORPIO BULKERS INC | COM | Y7546A106 | 8206 | 922058 | SH | SOLE | 922058 | 0 | 0 | ||
| SCORPIO TANKERS INC | COM | Y7542C106 | 193 | 19015 | SH | SOLE | 19015 | 0 | 0 | ||
| SCOTTS MIRACLE-GRO CO-CL A | COM | 810186106 | 1713 | 30125 | SH | SOLE | 30125 | 0 | 0 | ||
| SEACOR HOLDINGS INC | COM | 811904101 | 1832 | 22275 | SH | SOLE | 22275 | 0 | 0 | ||
| SEMPRA ENERGY | COM | 816851109 | 1508 | 14400 | SH | SOLE | 14400 | 0 | 0 | ||
| SERVICE CORP INTERNATIONAL | COM | 817565104 | 17936 | 865656 | SH | SOLE | 865656 | 0 | 0 | ||
| SHANDA GAMES LTD-SPONS ADR | ADR | 81941U105 | 4913 | 740000 | SH | SOLE | 740000 | 0 | 0 | ||
| SHAW COMMUNICATIONS INC-B | COM | 82028K200 | 345 | 12625 | SH | SOLE | 12625 | 0 | 0 | ||
| SHERWIN-WILLIAMS CO/THE | COM | 824348106 | 7240 | 35000 | SH | Put | SOLE | 35000 | 0 | 0 | |
| SILGAN HOLDINGS INC | COM | 827048109 | 324 | 6375 | SH | SOLE | 6375 | 0 | 0 | ||
| SILVER EAGLE ACQUISITION COR | WRT | 827694118 | 1300 | 2000000 | SH | SOLE | 2000000 | 0 | 0 | ||
| SILVER STANDARD RESOURCES | COM | 82823L106 | 1039 | 120000 | SH | SOLE | 120000 | 0 | 0 | ||
| SIMON PROPERTY GROUP INC | REIT | 828806109 | 565 | 3400 | SH | SOLE | 3400 | 0 | 0 | ||
| SINA CORP | COM | G81477104 | 5705 | 114623 | SH | SOLE | 114623 | 0 | 0 | ||
| SINOVAC BIOTECH LTD | COM | P8696W104 | 1029 | 182365 | SH | SOLE | 182365 | 0 | 0 | ||
| SLM CORP | COM | 78442P106 | 293 | 35250 | SH | SOLE | 35250 | 0 | 0 | ||
| Smurfit-Stone Container Stub | COM | 83272A104 | 0 | 790000 | SH | SOLE | 790000 | 0 | 0 | ||
| SOHU.COM INC | COM | 83408W103 | 237 | 4100 | SH | SOLE | 4100 | 0 | 0 | ||
| SOLAR CAPITAL LTD | COM | 83413U100 | 10172 | 478036 | SH | SOLE | 478036 | 0 | 0 | ||
| SONOCO PRODUCTS CO | COM | 835495102 | 1621 | 36900 | SH | SOLE | 36900 | 0 | 0 | ||
| SOUFUN HOLDINGS LTD-ADR | ADR | 836034108 | 99 | 10100 | SH | SOLE | 10100 | 0 | 0 | ||
| SOUTHERN CO/THE | COM | 842587107 | 4872 | 107354 | SH | SOLE | 107354 | 0 | 0 | ||
| SOUTHWEST AIRLINES CO | COM | 844741108 | 2136 | 79500 | SH | SOLE | 79500 | 0 | 0 | ||
| SPANSION INC-CLASS A | COM | 84649R200 | 3873 | 183809 | SH | SOLE | 183809 | 0 | 0 | ||
| SPDR GOLD SHARES | ETP | 78463V107 | 1921 | 15000 | SH | SOLE | 15000 | 0 | 0 | ||
| SPDR GOLD SHARES | ETP | 78463V107 | 3842 | 30000 | SH | Call | SOLE | 30000 | 0 | 0 | |
| SPDR GOLD SHARES | ETP | 78463V107 | 3842 | 30000 | SH | Put | SOLE | 30000 | 0 | 0 | |
| SPDR S&P 500 ETF TRUST | ETP | 78462F103 | 41100 | 209993 | SH | SOLE | 209993 | 0 | 0 | ||
| SPDR S&P 500 ETF TRUST | ETP | 78462F103 | 48930 | 250000 | SH | Call | SOLE | 250000 | 0 | 0 | |
| SPDR S&P 500 ETF TRUST | ETP | 78462F103 | 353666 | 1807000 | SH | Put | SOLE | 1807000 | 0 | 0 | |
| SPLUNK INC | COM | 848637104 | 55901 | 1010334 | SH | SOLE | 1010334 | 0 | 0 | ||
| SPORTSMAN'S WAREHOUSE HOLDIN | COM | 84920Y106 | 3902 | 487700 | SH | SOLE | 487700 | 0 | 0 | ||
| ST JUDE MEDICAL INC | COM | 790849103 | 20295 | 293058 | SH | SOLE | 293058 | 0 | 0 | ||
| ST JUDE MEDICAL INC | COM | 790849103 | 76390 | 1103100 | SH | Call | SOLE | 1103100 | 0 | 0 | |
| STANDARD PACIFIC CORP | COM | 85375C101 | 6666 | 775000 | SH | Put | SOLE | 775000 | 0 | 0 | |
| STONE ENERGY CORP | COM | 861642106 | 5606 | 119804 | SH | SOLE | 119804 | 0 | 0 | ||
| SUNEDISON INC | COM | 86732Y109 | 15298 | 676900 | SH | SOLE | 676900 | 0 | 0 | ||
| SUNTRUST BANKS INC | COM | 867914103 | 1629 | 40624 | SH | SOLE | 40624 | 0 | 0 | ||
| SUPERIOR ENERGY SERVICES INC | COM | 868157108 | 10831 | 299683 | SH | SOLE | 299683 | 0 | 0 | ||
| TABLEAU SOFTWARE INC-CL A | COM | 87336U105 | 32363 | 453709 | SH | SOLE | 453709 | 0 | 0 | ||
| TAKE-TWO INTERACTIVE SOF | DEBT | 874054AD1 | 3053 | 2500000 | PRN | SOLE | 2500000 | 0 | 0 | ||
| TAKE-TWO INTERACTIVE SOFTWRE | COM | 874054109 | 2140 | 96250 | SH | SOLE | 96250 | 0 | 0 | ||
| TAL EDUCATION GROUP- ADR | ADR | 874080104 | 6375 | 231800 | SH | SOLE | 231800 | 0 | 0 | ||
| TANDEM DIABETES CARE INC | COM | 875372104 | 210 | 12934 | SH | SOLE | 12934 | 0 | 0 | ||
| TARGET CORP | COM | 87612E106 | 1795 | 30975 | SH | SOLE | 30975 | 0 | 0 | ||
| TECO ENERGY INC | COM | 872375100 | 1733 | 93800 | SH | SOLE | 93800 | 0 | 0 | ||
| TECNOGLASS INC | WRT | G87264100 | 1180 | 295100 | SH | SOLE | 295100 | 0 | 0 | ||
| TELUS CORP | COM | 87971M103 | 2043 | 51375 | SH | SOLE | 51375 | 0 | 0 | ||
| TENET HEALTHCARE CORP | COM | 88033G407 | 34800 | 741378 | SH | SOLE | 741378 | 0 | 0 | ||
| TESLA MOTORS INC | DEBT | 88160RAA9 | 84942 | 41999000 | PRN | SOLE | 41999000 | 0 | 0 | ||
| TESLA MOTORS INC | DEBT | 88160RAB7 | 9475 | 9728000 | PRN | SOLE | 9728000 | 0 | 0 | ||
| TESLA MOTORS INC | DEBT | 88160RAC5 | 34885 | 36000000 | PRN | SOLE | 36000000 | 0 | 0 | ||
| TETRALOGIC PHARMACEUTICALS C | COM | 88165U109 | 1236 | 209900 | SH | SOLE | 209900 | 0 | 0 | ||
| TEVA PHARMACEUTICAL-SP ADR | ADR | 881624209 | 4005 | 76400 | SH | SOLE | 76400 | 0 | 0 | ||
| TEXTRON INC | COM | 883203101 | 540 | 14102 | SH | SOLE | 14102 | 0 | 0 | ||
| THORATEC CORP | COM | 885175307 | 4414 | 126606 | SH | SOLE | 126606 | 0 | 0 | ||
| TIM HORTONS INC | COM | 88706M103 | 328 | 5625 | SH | SOLE | 5625 | 0 | 0 | ||
| TITAN MACHINERY INC | COM | 88830R101 | 953 | 57900 | SH | SOLE | 57900 | 0 | 0 | ||
| TJX COMPANIES INC | COM | 872540109 | 425 | 8000 | SH | SOLE | 8000 | 0 | 0 | ||
| TOLL BROTHERS INC | COM | 889478103 | 22392 | 607000 | SH | Put | SOLE | 607000 | 0 | 0 | |
| TORONTO-DOMINION BANK | COM | 891160509 | 5493 | 100000 | SH | Put | SOLE | 100000 | 0 | 0 | |
| TORNIER NV | COM | N87237108 | 1532 | 65509 | SH | SOLE | 65509 | 0 | 0 | ||
| TRANSALTA CORP | COM | 89346D107 | 2059 | 157375 | SH | SOLE | 157375 | 0 | 0 | ||
| TRAVELERS COS INC/THE | COM | 89417E109 | 317 | 3375 | SH | SOLE | 3375 | 0 | 0 | ||
| TRINET GROUP INC | COM | 896288107 | 14733 | 612059 | SH | SOLE | 612059 | 0 | 0 | ||
| TRIPLEPOINT VENTURE GROWTH B | COM | 89677Y100 | 1802 | 110000 | SH | SOLE | 110000 | 0 | 0 | ||
| TRINSEO SA | COM | L9340P101 | 4499 | 216302 | SH | SOLE | 216302 | 0 | 0 | ||
| TSAKOS ENERGY NAVIGATION LTD | COM | G9108L108 | 24766 | 3701790 | SH | SOLE | 3701790 | 0 | 0 | ||
| TYSON FOODS INC-CL A | COM | 902494103 | 2737 | 72925 | SH | SOLE | 72925 | 0 | 0 | ||
| UNIFIRST CORP/MA | COM | 904708104 | 345 | 3250 | SH | SOLE | 3250 | 0 | 0 | ||
| UNION PACIFIC CORP | COM | 907818108 | 1195 | 12000 | SH | Call | SOLE | 12000 | 0 | 0 | |
| UNION PACIFIC CORP | COM | 907818108 | 1195 | 12000 | SH | Put | SOLE | 12000 | 0 | 0 | |
| UNITED INSURANCE HOLDINGS CO | COM | 910710102 | 2809 | 162803 | SH | SOLE | 162803 | 0 | 0 | ||
| UNITED STATES STEEL CORP | COM | 912909108 | 271 | 10400 | SH | SOLE | 10400 | 0 | 0 | ||
| UNITED TECHNOLOGIES CORP | COM | 913017109 | 1270 | 11000 | SH | Call | SOLE | 11000 | 0 | 0 | |
| UNITED TECHNOLOGIES CORP | COM | 913017109 | 1270 | 11000 | SH | Put | SOLE | 11000 | 0 | 0 | |
| UNIVERSAL HEALTH SERVICES-B | COM | 913903100 | 27226 | 284313 | SH | SOLE | 284313 | 0 | 0 | ||
| URS CORP | COM | 903236107 | 321 | 7000 | SH | SOLE | 7000 | 0 | 0 | ||
| US BANCORP | COM | 902973304 | 832 | 19200 | SH | Call | SOLE | 19200 | 0 | 0 | |
| US BANCORP | COM | 902973304 | 1040 | 24000 | SH | Put | SOLE | 24000 | 0 | 0 | |
| VALE SA-SP ADR | ADR | 91912E105 | 451 | 34100 | SH | SOLE | 34100 | 0 | 0 | ||
| VALEANT PHARMACEUTICALS INTE | COM | 91911K102 | 2978 | 23617 | SH | SOLE | 23617 | 0 | 0 | ||
| VALIDUS HOLDINGS LTD | COM | G9319H102 | 2167 | 56695 | SH | SOLE | 56695 | 0 | 0 | ||
| VALMONT INDUSTRIES | COM | 920253101 | 7605 | 50052 | SH | SOLE | 50052 | 0 | 0 | ||
| VECTOR GROUP LTD | DEBT | 92240MBC1 | 5344 | 5000000 | PRN | SOLE | 5000000 | 0 | 0 | ||
| VECTREN CORPORATION | COM | 92240G101 | 2020 | 47525 | SH | SOLE | 47525 | 0 | 0 | ||
| VEEVA SYSTEMS INC-CLASS A | COM | 922475108 | 5218 | 205000 | SH | SOLE | 205000 | 0 | 0 | ||
| VERACYTE INC | COM | 92337F107 | 987 | 57682 | SH | SOLE | 57682 | 0 | 0 | ||
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | 120167 | 2455885 | SH | SOLE | 2455885 | 0 | 0 | ||
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | 4051 | 82800 | SH | Call | SOLE | 82800 | 0 | 0 | |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | 3806 | 77800 | SH | Put | SOLE | 77800 | 0 | 0 | |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 322 | 3400 | SH | SOLE | 3400 | 0 | 0 | ||
| VIPSHOP HOLDING LTD | DEBT | 92763WAA1 | 23551 | 20000000 | PRN | SOLE | 20000000 | 0 | 0 | ||
| VIPSHOP HOLDINGS LTD - ADS | ADR | 92763W103 | 2760 | 14700 | SH | SOLE | 14700 | 0 | 0 | ||
| VISA INC-CLASS A SHARES | COM | 92826C839 | 1475 | 7000 | SH | Call | SOLE | 7000 | 0 | 0 | |
| VISA INC-CLASS A SHARES | COM | 92826C839 | 1475 | 7000 | SH | Put | SOLE | 7000 | 0 | 0 | |
| VMWARE INC-CLASS A | COM | 928563402 | 9914 | 102400 | SH | Put | SOLE | 102400 | 0 | 0 | |
| VOYA FINANCIAL INC | COM | 929089100 | 2841 | 78158 | SH | SOLE | 78158 | 0 | 0 | ||
| WADDELL & REED FINANCIAL-A | COM | 930059100 | 3577 | 57130 | SH | SOLE | 57130 | 0 | 0 | ||
| WAL-MART STORES INC | COM | 931142103 | 822 | 10950 | SH | SOLE | 10950 | 0 | 0 | ||
| WAL-MART STORES INC | COM | 931142103 | 1540 | 20500 | SH | Call | SOLE | 20500 | 0 | 0 | |
| WAL-MART STORES INC | COM | 931142103 | 1540 | 20500 | SH | Put | SOLE | 20500 | 0 | 0 | |
| WALT DISNEY CO/THE | COM | 254687106 | 1800 | 21000 | SH | Call | SOLE | 21000 | 0 | 0 | |
| WALT DISNEY CO/THE | COM | 254687106 | 1723 | 20100 | SH | Put | SOLE | 20100 | 0 | 0 | |
| WALTER INVESTMENT MANAGEMENT | COM | 93317W102 | 14106 | 473661 | SH | SOLE | 473661 | 0 | 0 | ||
| WEIGHT WATCHERS INTL INC | COM | 948626106 | 5925 | 293796 | SH | SOLE | 293796 | 0 | 0 | ||
| WEATHERFORD INTERNATIONAL PLC | COM | H27013103 | 1571 | 68284 | SH | SOLE | 68284 | 0 | 0 | ||
| WELLS FARGO & CO | COM | 949746101 | 3285 | 62500 | SH | Call | SOLE | 62500 | 0 | 0 | |
| WELLS FARGO & CO | COM | 949746101 | 3285 | 62500 | SH | Put | SOLE | 62500 | 0 | 0 | |
| WESTERN ASSET HIGH INCOME OP | FUND | 95766K109 | 4966 | 814062 | SH | SOLE | 814062 | 0 | 0 | ||
| WESTERN ASSET HIGH YIELD DEF | FUND | 95768B107 | 6167 | 344303 | SH | SOLE | 344303 | 0 | 0 | ||
| WESTERN ASSET MANAGED HIGH Y | FUND | 95766L107 | 2107 | 363123 | SH | SOLE | 363123 | 0 | 0 | ||
| WESTERN ASSET MORTGAGE CAPIT | REIT | 95790D105 | 37 | 559440 | SH | SOLE | 559440 | 0 | 0 | ||
| WESTERN DIGITAL CORP | COM | 958102105 | 24931 | 270114 | SH | SOLE | 270114 | 0 | 0 | ||
| WHITE MOUNTAINS INSURANCE GP | COM | G9618E107 | 1886 | 3100 | SH | SOLE | 3100 | 0 | 0 | ||
| WILLIAMS COS INC | COM | 969457100 | 11642 | 200000 | SH | SOLE | 200000 | 0 | 0 | ||
| WISCONSIN ENERGY CORP | COM | 976657106 | 239 | 5100 | SH | SOLE | 5100 | 0 | 0 | ||
| WL ROSS HOLDING CORP | UNIT | 92939D203 | 7224 | 700000 | SH | SOLE | 700000 | 0 | 0 | ||
| WPX ENERGY INC | COM | 98212B103 | 208 | 8700 | SH | SOLE | 8700 | 0 | 0 | ||
| WR BERKLEY CORP | COM | 084423102 | 330 | 7125 | SH | SOLE | 7125 | 0 | 0 | ||
| WRIGHT MEDICAL GROUP INC | COM | 98235T107 | 5940 | 189182 | SH | SOLE | 189182 | 0 | 0 | ||
| WRIGHT MEDICAL GROUP INC | DEBT | 98235TAC1 | 9616 | 7000000 | PRN | SOLE | 7000000 | 0 | 0 | ||
| WUXI PHARMATECH CAYMAN-ADR | ADR | 929352102 | 1052 | 32000 | SH | SOLE | 32000 | 0 | 0 | ||
| WW GRAINGER INC | COM | 384802104 | 1003 | 3944 | SH | SOLE | 3944 | 0 | 0 | ||
| XCEL ENERGY INC | COM | 98389B100 | 334 | 10375 | SH | SOLE | 10375 | 0 | 0 | ||
| XL GROUP | COM | G98290102 | 5015 | 153216 | SH | SOLE | 153216 | 0 | 0 | ||
| YAHOO! INC | COM | 984332106 | 14912 | 424511 | SH | SOLE | 424511 | 0 | 0 | ||
| YONGYE INTERNATIONAL INC | COM | 98607B106 | 28779 | 4105403 | SH | SOLE | 4105403 | 0 | 0 | ||
| YUME INC | COM | 98872B104 | 2440 | 413500 | SH | SOLE | 413500 | 0 | 0 | ||
| YY INC-ADR | ADR | 98426T106 | 3096 | 41000 | SH | SOLE | 41000 | 0 | 0 | ||
| ZENDESK INC | COM | 98936J101 | 3096 | 178129 | SH | SOLE | 178129 | 0 | 0 | ||
| ZILLOW INC-CLASS A | COM | 98954A107 | 300 | 2100 | SH | SOLE | 2100 | 0 | 0 | ||
| ZOOSK INC. | COM | 98978Y107 | 5500 | 816000 | SH | SOLE | 816000 | 0 | 0 | ||
| ADEPTUS HEALTH INC-CLASS A | COM | 006855100 | 437 | 17220 | SH | SOLE | 17220 | 0 | 0 | ||
| ECLIPSE RESOURCES CORP | COM | 27890G100 | 25407 | 1011039 | SH | SOLE | 1011039 | 0 | 0 | ||
| IMPRIVATA INC | COM | 45323J103 | 7781 | 475000 | SH | SOLE | 475000 | 0 | 0 | ||
| PARNELL PHARMACEUTICALS HOLD | COM | Q73622104 | 508 | 73653 | SH | SOLE | 73653 | 0 | 0 | ||
| TCP INTERNATIONAL HOLDINGS L | COM | H84689100 | 1283 | 125000 | SH | SOLE | 125000 | 0 | 0 |