Profiles >> Pine River Capital Management LP >> 13Fs >> 2014-03-31
Pine River Capital Management LP
Last Updated: 3/2/2021
Pine River Capital Management LP is a Limited Partnership that started in 2002 and is primarily owned and controlled by Brian Taylor. To see a profile of the company, click here.
Below is the 13F Filing for Pine River Capital Management LP for Report Period 2014-03-31. Historical analysis on the top 100 Holdings are available by clicking on the Issuer Name in the list.
Historical 13F Holdings - 2014-03-31
| Issuer | Title of Class | CUSIP | Value(1000s) | Share | SH/PRN | Put/Call | Investment Discretion | Other Manager | Sole | Shared | None |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ISOFTSTONE HOLDINGS LTD-ADS | ADR | 46489B108 | 7980 | 1577202 | SH | SOLE | 1577202 | 0 | 0 | ||
| MONTAGE TECHNOLOGY GROUP LTD | COM | G6209T105 | 1756 | 87700 | SH | SOLE | 87700 | 0 | 0 | ||
| CHINDEX INTERNATIONAL INC | COM | 169467107 | 384 | 20100 | SH | SOLE | 20100 | 0 | 0 | ||
| ISOFTSTONE HOLDINGS LTD-ADS | ADR | 46489B108 | 7980 | 1577202 | SH | SOLE | 1577202 | 0 | 0 | ||
| SAFEWAY INC | COM | 786514208 | 104968 | 2841600 | SH | Call | SOLE | 2841600 | 0 | 0 | |
| GIANT INTERACTIVE GROUP-ADR | ADR | 374511103 | 15735 | 1360000 | SH | SOLE | 1360000 | 0 | 0 | ||
| AUTONAVI HOLDINGS LTD-ADR | ADR | 05330F106 | 1002 | 50001 | SH | SOLE | 50001 | 0 | 0 | ||
| CHINA HYDROELECTRIC CP-ADS | ADR | 16949D101 | 5328 | 1567075 | SH | SOLE | 1567075 | 0 | 0 | ||
| LE GAGA HOLDINGS LTD-ADR | ADR | 521168104 | 4806 | 1313066 | SH | SOLE | 1313066 | 0 | 0 | ||
| NOAH EDUCATION HOLDINGS-ADR | ADR | 65487R303 | 969 | 358854 | SH | SOLE | 358854 | 0 | 0 | ||
| YONGYE INTERNATIONAL INC | COM | 98607B106 | 6470 | 950000 | SH | SOLE | 950000 | 0 | 0 | ||
| 3M CO | COM | 88579Y101 | 8397 | 61900 | SH | Call | SOLE | 61900 | 0 | 0 | |
| 3M CO | COM | 88579Y101 | 1939 | 14300 | SH | Put | SOLE | 14300 | 0 | 0 | |
| ABBVIE INC | COM | 00287Y109 | 7842 | 152600 | SH | Call | SOLE | 152600 | 0 | 0 | |
| ABBVIE INC | COM | 00287Y109 | 1840 | 35800 | SH | Put | SOLE | 35800 | 0 | 0 | |
| ABIOMED INC | COM | 003654100 | 4655 | 178771 | SH | SOLE | 178771 | 0 | 0 | ||
| ACTIVISION BLIZZARD INC | COM | 00507V109 | 13074 | 639632 | SH | SOLE | 639632 | 0 | 0 | ||
| ADOBE SYSTEMS INC | COM | 00724F101 | 11859 | 180400 | SH | Put | SOLE | 180400 | 0 | 0 | |
| AGCO CORP | COM | 001084102 | 15808 | 286588 | SH | SOLE | 286588 | 0 | 0 | ||
| AGILENT TECHNOLOGIES INC | COM | 00846U101 | 17161 | 306856 | SH | SOLE | 306856 | 0 | 0 | ||
| AGL RESOURCES INC | COM | 001204106 | 524 | 10700 | SH | SOLE | 10700 | 0 | 0 | ||
| ALERE INC | COM | 01449J105 | 4146 | 120688 | SH | SOLE | 120688 | 0 | 0 | ||
| ALIGN TECHNOLOGY INC | COM | 016255101 | 405 | 7826 | SH | SOLE | 7826 | 0 | 0 | ||
| ALLEGHANY CORP | COM | 017175100 | 244 | 600 | SH | SOLE | 600 | 0 | 0 | ||
| ALLEGHENY TECHNOLOGIES | DEBT | 01741RAD4 | 5100 | 5000000 | PRN | SOLE | 5000000 | 0 | 0 | ||
| ALLSTATE CORP | COM | 020002101 | 21732 | 384100 | SH | SOLE | 384100 | 0 | 0 | ||
| ALTRIA GROUP INC | COM | 02209S103 | 5955 | 159100 | SH | Call | SOLE | 159100 | 0 | 0 | |
| ALTRIA GROUP INC | COM | 02209S103 | 1408 | 37600 | SH | Put | SOLE | 37600 | 0 | 0 | |
| AMAZON.COM INC | COM | 023135106 | 4197 | 12476 | SH | SOLE | 12476 | 0 | 0 | ||
| AMAZON.COM INC | COM | 023135106 | 11033 | 32800 | SH | Call | SOLE | 32800 | 0 | 0 | |
| AMAZON.COM INC | COM | 023135106 | 2523 | 7500 | SH | Put | SOLE | 7500 | 0 | 0 | |
| AMEREN CORPORATION | COM | 023608102 | 544 | 13200 | SH | SOLE | 13200 | 0 | 0 | ||
| AMERICAN AIRLINES GROUP | PFD | 02376R409 | 27 | 99409 | PRN | SOLE | 99409 | 0 | 0 | ||
| AMERICAN AIRLINES GROUP INC | COM | 02376R102 | 5349 | 146136 | SH | SOLE | 146136 | 0 | 0 | ||
| AMERICAN CAPITAL AGENCY CORP | REIT | 02503X105 | 90893 | 4229489 | SH | SOLE | 4229489 | 0 | 0 | ||
| AMERICAN CAPITAL LTD | COM | 02503Y103 | 158561 | 10038569 | SH | SOLE | 10038569 | 0 | 0 | ||
| AMERICAN CAPITAL MORTGAGE IN | REIT | 02504A104 | 32735 | 1744034 | SH | SOLE | 1744034 | 0 | 0 | ||
| AMERICAN CAPITAL SENIOR FLOA | COM | 02504D108 | 3484 | 248043 | SH | SOLE | 248043 | 0 | 0 | ||
| AMERICAN EXPRESS CO | COM | 025816109 | 22552 | 250493 | SH | SOLE | 250493 | 0 | 0 | ||
| AMERICAN EXPRESS CO | COM | 025816109 | 11154 | 123900 | SH | Call | SOLE | 123900 | 0 | 0 | |
| AMERICAN EXPRESS CO | COM | 025816109 | 4275 | 47500 | SH | Put | SOLE | 47500 | 0 | 0 | |
| AMERICAN FINANCIAL GROUP INC | COM | 025932104 | 358 | 6200 | SH | SOLE | 6200 | 0 | 0 | ||
| AMERICAN INTERNATIONAL GROUP | COM | 026874784 | 48212 | 964048 | SH | SOLE | 964048 | 0 | 0 | ||
| AMERICAN INTERNATIONAL GROUP | COM | 026874784 | 7781 | 155600 | SH | Call | SOLE | 155600 | 0 | 0 | |
| AMERICAN INTERNATIONAL GROUP | COM | 026874784 | 1705 | 34100 | SH | Put | SOLE | 34100 | 0 | 0 | |
| AMGEN INC | COM | 031162100 | 9065 | 73500 | SH | Call | SOLE | 73500 | 0 | 0 | |
| AMGEN INC | COM | 031162100 | 2098 | 17000 | SH | Put | SOLE | 17000 | 0 | 0 | |
| AMTRUST FINANCIAL SERVIC | DEBT | 032359AC5 | 47250 | 31900000 | PRN | SOLE | 31900000 | 0 | 0 | ||
| ANADARKO PETROLEUM CORP | COM | 032511107 | 53508 | 631300 | SH | SOLE | 631300 | 0 | 0 | ||
| ANADARKO PETROLEUM CORP | COM | 032511107 | 8475 | 100000 | SH | Call | SOLE | 100000 | 0 | 0 | |
| ANNALY CAPITAL MGMT | DEBT | 035710AB8 | 168564 | 164435000 | PRN | SOLE | 99999999 | 0 | 0 | ||
| ANWORTH MORTGAGE ASSET CORP | REIT | 037347101 | 5574 | 1123877 | SH | SOLE | 1123877 | 0 | 0 | ||
| APOLLO CMMRL REAL EST FI | DEBT | 03762UAA3 | 7145 | 7000000 | PRN | SOLE | 7000000 | 0 | 0 | ||
| APOLLO INVESTMENT CORP | COM | 03761U106 | 23792 | 2862767 | SH | SOLE | 2862767 | 0 | 0 | ||
| APOLLO RESIDENTIAL MORTGAGE | REIT | 03763V102 | 25810 | 1590297 | SH | SOLE | 1590297 | 0 | 0 | ||
| APPLE INC | COM | 037833100 | 12025 | 22405 | SH | SOLE | 22405 | 0 | 0 | ||
| APPLE INC | COM | 037833100 | 19052 | 35500 | SH | Call | SOLE | 35500 | 0 | 0 | |
| APPLE INC | COM | 037833100 | 10787 | 20100 | SH | Put | SOLE | 20100 | 0 | 0 | |
| AQUASITION CORP | WRT | Y0192H111 | 78 | 300000 | SH | SOLE | 300000 | 0 | 0 | ||
| ARCH CAPITAL GROUP LTD | COM | G0450A105 | 414 | 7200 | SH | SOLE | 7200 | 0 | 0 | ||
| ARCHER-DANIELS-MIDLAND CO | COM | 039483102 | 516 | 11900 | SH | SOLE | 11900 | 0 | 0 | ||
| ARDMORE SHIPPING CORP | COM | Y0207T100 | 9661 | 726372 | SH | SOLE | 726372 | 0 | 0 | ||
| ARES CAPITAL CORP | DEBT | 04010LAB9 | 1089 | 1000000 | PRN | SOLE | 1000000 | 0 | 0 | ||
| ARES CAPITAL CORP | DEBT | 04010LAD5 | 701 | 650000 | PRN | SOLE | 650000 | 0 | 0 | ||
| ARES COMMERCIAL REAL EST | DEBT | 04013VAB4 | 512 | 500000 | PRN | SOLE | 500000 | 0 | 0 | ||
| ARGO GROUP INTERNATIONAL | COM | G0464B107 | 257 | 5600 | SH | SOLE | 5600 | 0 | 0 | ||
| ARGOS THERAPEUTICS INC | COM | 040221103 | 2558 | 255800 | SH | SOLE | 255800 | 0 | 0 | ||
| ARMOUR RESIDENTIAL REIT INC | REIT | 042315101 | 10028 | 2434000 | SH | SOLE | 2434000 | 0 | 0 | ||
| ASPEN INSURANCE HOLDINGS LTD | COM | G05384105 | 421 | 10600 | SH | SOLE | 10600 | 0 | 0 | ||
| AT&T INC | COM | 00206R102 | 18976 | 541200 | SH | Call | SOLE | 541200 | 0 | 0 | |
| AT&T INC | COM | 00206R102 | 3925 | 112000 | SH | Put | SOLE | 112000 | 0 | 0 | |
| ATLAS FINANCIAL HOLDINGS INC | COM | G06207115 | 1156 | 84418 | SH | SOLE | 84418 | 0 | 0 | ||
| ATWOOD OCEANICS INC | COM | 050095108 | 8859 | 175816 | SH | SOLE | 175816 | 0 | 0 | ||
| AUGUSTA RESOURCE CORP | COM | 050912203 | 19370 | 5680100 | SH | SOLE | 5680100 | 0 | 0 | ||
| AUTODESK INC | COM | 052769106 | 34687 | 705306 | SH | SOLE | 705306 | 0 | 0 | ||
| AXIS CAPITAL HOLDINGS LTD | COM | G0692U109 | 417 | 9100 | SH | SOLE | 9100 | 0 | 0 | ||
| AXOGEN INC | COM | 05463X106 | 1063 | 348607 | SH | SOLE | 348607 | 0 | 0 | ||
| BAIDU INC - SPON ADR | ADR | 056752108 | 12056 | 79175 | SH | SOLE | 79175 | 0 | 0 | ||
| BANCO DE CHILE-ADR | ADR | 059520106 | 3764 | 50000 | SH | SOLE | 50000 | 0 | 0 | ||
| BANK OF AMERICA CORP | COM | 060505104 | 25026 | 1455000 | SH | Call | SOLE | 1455000 | 0 | 0 | |
| BANK OF AMERICA CORP | COM | 060505104 | 6811 | 395900 | SH | Put | SOLE | 395900 | 0 | 0 | |
| BANK OF MONTREAL | COM | 063671101 | 263 | 3553 | SH | SOLE | 3553 | 0 | 0 | ||
| BANK OF MONTREAL | COM | 063671101 | 8897 | 120300 | SH | Put | SOLE | 120300 | 0 | 0 | |
| BANK OF NOVA SCOTIA | COM | 064149107 | 7703 | 120300 | SH | Put | SOLE | 120300 | 0 | 0 | |
| BARNES GROUP INC | DEBT | 067806AD1 | 4065 | 3000000 | PRN | SOLE | 3000000 | 0 | 0 | ||
| BCE INC | COM | 05534B760 | 562 | 11800 | SH | SOLE | 11800 | 0 | 0 | ||
| BENCHMARK ELECTRONICS INC | COM | 08160H101 | 249 | 11000 | SH | SOLE | 11000 | 0 | 0 | ||
| BERKSHIRE HATHAWAY INC-CL B | COM | 084670702 | 21669 | 173400 | SH | Call | SOLE | 173400 | 0 | 0 | |
| BERKSHIRE HATHAWAY INC-CL B | COM | 084670702 | 3948 | 31600 | SH | Put | SOLE | 31600 | 0 | 0 | |
| BIOAMBER INC | COM | 09072Q106 | 2225 | 194478 | SH | SOLE | 194478 | 0 | 0 | ||
| BIOAMBER INC | WRT | 09072Q114 | 1173 | 537800 | SH | SOLE | 537800 | 0 | 0 | ||
| BIOSCRIP INC | COM | 09069N108 | 2671 | 382540 | SH | SOLE | 382540 | 0 | 0 | ||
| BIOTELEMETRY INC | COM | 090672106 | 989 | 98040 | SH | SOLE | 98040 | 0 | 0 | ||
| BLACKROCK CORPORATE HIGH YIE | FUND | 09255P107 | 11982 | 977335 | SH | SOLE | 977335 | 0 | 0 | ||
| BLACKROCK KELSO CAPITAL | DEBT | 092533AB4 | 10100 | 9700000 | PRN | SOLE | 9700000 | 0 | 0 | ||
| BLUCORA INC | COM | 095229100 | 3900 | 198045 | SH | SOLE | 198045 | 0 | 0 | ||
| BLUE CAPITAL REINSURANCE HOL | COM | G1190F107 | 1792 | 103000 | SH | SOLE | 103000 | 0 | 0 | ||
| BOEING CO/THE | COM | 097023105 | 39542 | 315100 | SH | Call | SOLE | 315100 | 0 | 0 | |
| BOEING CO/THE | COM | 097023105 | 1909 | 15200 | SH | Put | SOLE | 15200 | 0 | 0 | |
| BOULEVARD ACQUISITION CORP | UNIT | 10157P203 | 5026 | 500000 | SH | SOLE | 500000 | 0 | 0 | ||
| BRIGHT HORIZONS FAMILY SOLUT | COM | 109194100 | 7822 | 200000 | SH | SOLE | 200000 | 0 | 0 | ||
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 7518 | 144700 | SH | Call | SOLE | 144700 | 0 | 0 | |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 1593 | 30700 | SH | Put | SOLE | 30700 | 0 | 0 | |
| BROOKDALE SENIOR LIVING INC | COM | 112463104 | 11104 | 331351 | SH | SOLE | 331351 | 0 | 0 | ||
| BROOKLINE BANCORP INC | COM | 11373M107 | 261 | 27700 | SH | SOLE | 27700 | 0 | 0 | ||
| BUNGE LTD | COM | G16962105 | 413 | 5200 | SH | SOLE | 5200 | 0 | 0 | ||
| CABLEVISION SYSTEMS-NY GRP-A | COM | 12686C109 | 8629 | 511482 | SH | SOLE | 511482 | 0 | 0 | ||
| CAMBRIDGE CAPITAL ACQUISITIO | COM | 13215Q106 | 1205 | 125000 | SH | SOLE | 125000 | 0 | 0 | ||
| CAMBRIDGE CAPITAL ACQUISITIO | WRT | 13215Q114 | 53 | 125000 | SH | SOLE | 125000 | 0 | 0 | ||
| CAN IMPERIAL BK OF COMMERCE | COM | 136069101 | 552 | 5787 | SH | SOLE | 5787 | 0 | 0 | ||
| CAN IMPERIAL BK OF COMMERCE | COM | 136069101 | 11460 | 120300 | SH | Put | SOLE | 120300 | 0 | 0 | |
| CANADIAN SOLAR INC | COM | 136635109 | 1654 | 51598 | SH | SOLE | 51598 | 0 | 0 | ||
| CAPITALSOURCE INC | COM | 14055X102 | 10871 | 745136 | SH | SOLE | 745136 | 0 | 0 | ||
| CAPITOL ACQUISITION CORP II | WRT | 14056V113 | 441 | 899321 | SH | SOLE | 899321 | 0 | 0 | ||
| CAPITOL FEDERAL FINANCIAL IN | COM | 14057J101 | 512 | 40800 | SH | SOLE | 40800 | 0 | 0 | ||
| CAPSTEAD MORTGAGE CORP | REIT | 14067E506 | 247 | 19500 | SH | SOLE | 19500 | 0 | 0 | ||
| CARDTRONICS INC | COM | 14161H108 | 3888 | 100058 | SH | SOLE | 100058 | 0 | 0 | ||
| CASH AMERICA INTERNATION | DEBT | 14754DAF7 | 17588 | 11500000 | PRN | SOLE | 11500000 | 0 | 0 | ||
| CATAMARAN CORP | COM | 148887102 | 26442 | 590746 | SH | SOLE | 590746 | 0 | 0 | ||
| CATAMARAN CORP | COM | 148887102 | 11168 | 249500 | SH | Put | SOLE | 249500 | 0 | 0 | |
| CATERPILLAR INC | COM | 149123101 | 517 | 5200 | SH | SOLE | 5200 | 0 | 0 | ||
| CBS CORP-CLASS B NON VOTING | COM | 124857202 | 14176 | 229381 | SH | SOLE | 229381 | 0 | 0 | ||
| CEMEX SAB-SPONS ADR PART CER | ADR | 151290889 | 8562 | 677900 | SH | SOLE | 677900 | 0 | 0 | ||
| CENTERPOINT ENERGY INC | COM | 15189T107 | 507 | 21400 | SH | SOLE | 21400 | 0 | 0 | ||
| CENTURYLINK INC | COM | 156700106 | 440 | 13400 | SH | SOLE | 13400 | 0 | 0 | ||
| CEPHEID INC | COM | 15670R107 | 6107 | 118400 | SH | SOLE | 118400 | 0 | 0 | ||
| CHANGYOU.COM LTD-ADR | ADR | 15911M107 | 850 | 28800 | SH | SOLE | 28800 | 0 | 0 | ||
| CHART ACQUISITION CORP | COM | 161151105 | 1455 | 146397 | SH | SOLE | 146397 | 0 | 0 | ||
| CHART ACQUISITION CORP | WRT | 161151113 | 102 | 148300 | SH | SOLE | 148300 | 0 | 0 | ||
| CHART INDUSTRIES INC | COM | 16115Q308 | 2147 | 27024 | SH | SOLE | 27024 | 0 | 0 | ||
| CHATHAM LODGING TRUST | REIT | 16208T102 | 11124 | 550175 | SH | SOLE | 550175 | 0 | 0 | ||
| CHC GROUP LTD | COM | G07021101 | 11840 | 1602243 | SH | SOLE | 1602243 | 0 | 0 | ||
| CHEGG INC | COM | 163092109 | 4039 | 576986 | SH | SOLE | 576986 | 0 | 0 | ||
| CHEMED CORP | DEBT | 16359RAC7 | 6780 | 6000000 | PRN | SOLE | 6000000 | 0 | 0 | ||
| CHESAPEAKE ENERGY CORP | DEBT | 165167CA3 | 10134 | 10000000 | PRN | SOLE | 10000000 | 0 | 0 | ||
| CHEVRON CORP | COM | 166764100 | 29726 | 249981 | SH | SOLE | 249981 | 0 | 0 | ||
| CHEVRON CORP | COM | 166764100 | 22366 | 188100 | SH | Call | SOLE | 188100 | 0 | 0 | |
| CHEVRON CORP | COM | 166764100 | 4435 | 37300 | SH | Put | SOLE | 37300 | 0 | 0 | |
| CHINA PETROLEUM & CHEM-ADR | ADR | 16941R108 | 430 | 4800 | SH | SOLE | 4800 | 0 | 0 | ||
| CHINA PETROLEUM & CHEM-ADR | ADR | 16941R108 | 2461 | 27500 | SH | Call | SOLE | 27500 | 0 | 0 | |
| CHINAEDU CORP-ADR | ADR | 16945L107 | 2450 | 355100 | SH | SOLE | 355100 | 0 | 0 | ||
| CHOICE HOTELS INTL INC | COM | 169905106 | 8051 | 175000 | SH | SOLE | 175000 | 0 | 0 | ||
| CIENA CORP | COM | 171779309 | 6763 | 297383 | SH | SOLE | 297383 | 0 | 0 | ||
| CIGNA CORP | COM | 125509109 | 19801 | 236481 | SH | SOLE | 236481 | 0 | 0 | ||
| CIMAREX ENERGY CO | COM | 171798101 | 4058 | 34073 | SH | SOLE | 34073 | 0 | 0 | ||
| CIS ACQUISITION LTD-CLASS A | COM | G21490209 | 2883 | 282600 | SH | SOLE | 282600 | 0 | 0 | ||
| CIS ACQUISITION LTD-CLASS A | WRT | G21490118 | 202 | 774600 | SH | SOLE | 774600 | 0 | 0 | ||
| CISCO SYSTEMS INC | COM | 17275R102 | 17181 | 766500 | SH | Call | SOLE | 766500 | 0 | 0 | |
| CISCO SYSTEMS INC | COM | 17275R102 | 2997 | 133800 | SH | Put | SOLE | 133800 | 0 | 0 | |
| CIT GROUP INC | COM | 125581801 | 27608 | 563192 | SH | SOLE | 563192 | 0 | 0 | ||
| CITIGROUP INC | COM | 172967424 | 21714 | 456198 | SH | SOLE | 456198 | 0 | 0 | ||
| CITIGROUP INC | COM | 172967424 | 12206 | 256400 | SH | Call | SOLE | 256400 | 0 | 0 | |
| CITIGROUP INC | COM | 172967424 | 6899 | 144900 | SH | Put | SOLE | 144900 | 0 | 0 | |
| CLECO CORPORATION | COM | 12561W105 | 258 | 5100 | SH | SOLE | 5100 | 0 | 0 | ||
| CMS ENERGY CORP | COM | 125896100 | 372 | 12700 | SH | SOLE | 12700 | 0 | 0 | ||
| COBALT INTERNATIONAL ENERGY | COM | 19075F106 | 20221 | 1103738 | SH | SOLE | 1103738 | 0 | 0 | ||
| COCA-COLA CO/THE | COM | 191216100 | 14707 | 380400 | SH | Call | SOLE | 380400 | 0 | 0 | |
| COCA-COLA CO/THE | COM | 191216100 | 3280 | 84800 | SH | Put | SOLE | 84800 | 0 | 0 | |
| COGNIZANT TECH SOLUTIONS-A | COM | 192446102 | 27268 | 538906 | SH | SOLE | 538906 | 0 | 0 | ||
| COHEN & STEERS SELECT PREFER | FUND | 19248Y107 | 359 | 14389 | SH | SOLE | 14389 | 0 | 0 | ||
| COLLABRIUM JAPAN ACQUISITION | COM | G2266G102 | 3622 | 350011 | SH | SOLE | 350011 | 0 | 0 | ||
| COLLABRIUM JAPAN ACQUISITION | WRT | G2266G110 | 71 | 495000 | SH | SOLE | 495000 | 0 | 0 | ||
| COLONY FINANCIAL INC | REIT | 19624R106 | 8300 | 378154 | SH | SOLE | 378154 | 0 | 0 | ||
| COMCAST CORP-CLASS A | COM | 20030N101 | 380 | 7591 | SH | SOLE | 7591 | 0 | 0 | ||
| COMCAST CORP-CLASS A | COM | 20030N101 | 21161 | 422900 | SH | Call | SOLE | 422900 | 0 | 0 | |
| COMCAST CORP-CLASS A | COM | 20030N101 | 7765 | 155200 | SH | Put | SOLE | 155200 | 0 | 0 | |
| COMMUNITY HEALTH SYSTEMS INC | COM | 203668108 | 12026 | 307029 | SH | SOLE | 307029 | 0 | 0 | ||
| COMMUNITY HEALTH SYSTEMS-CVR | RIGHT | 203668116 | 299 | 4912830 | SH | SOLE | 4912830 | 0 | 0 | ||
| CONAGRA FOODS INC | COM | 205887102 | 16441 | 529848 | SH | SOLE | 529848 | 0 | 0 | ||
| CONOCOPHILLIPS | COM | 20825C104 | 8562 | 121700 | SH | Call | SOLE | 121700 | 0 | 0 | |
| CONOCOPHILLIPS | COM | 20825C104 | 1892 | 26900 | SH | Put | SOLE | 26900 | 0 | 0 | |
| CONSOLIDATED COMMUNICATIONS | COM | 209034107 | 258 | 12900 | SH | SOLE | 12900 | 0 | 0 | ||
| CONTINENTAL BUILDING PRODUCT | COM | 211171103 | 7212 | 382800 | SH | SOLE | 382800 | 0 | 0 | ||
| COTT CORPORATION | COM | 22163N106 | 104 | 12282 | SH | SOLE | 12282 | 0 | 0 | ||
| CR BARD INC | COM | 067383109 | 252 | 1700 | SH | SOLE | 1700 | 0 | 0 | ||
| CRUMBS BAKE SHOP INC | WRT | 228803110 | 5 | 95609 | SH | SOLE | 95609 | 0 | 0 | ||
| CUBIST PHARMACEUTICALS INC | COM | 229678107 | 6211 | 84900 | SH | SOLE | 84900 | 0 | 0 | ||
| CVS CAREMARK CORP | COM | 126650100 | 7597 | 101489 | SH | SOLE | 101489 | 0 | 0 | ||
| CVS CAREMARK CORP | COM | 126650100 | 8233 | 110000 | SH | Call | SOLE | 110000 | 0 | 0 | |
| CVS CAREMARK CORP | COM | 126650100 | 1970 | 26300 | SH | Put | SOLE | 26300 | 0 | 0 | |
| CYS INVESTMENTS INC | REIT | 12673A108 | 8323 | 1007563 | SH | SOLE | 1007563 | 0 | 0 | ||
| DEVON ENERGY CORPORATION | COM | 25179M103 | 22422 | 335004 | SH | SOLE | 335004 | 0 | 0 | ||
| DFC GLOBAL CORP | COM | 23324T107 | 1246 | 141000 | SH | SOLE | 141000 | 0 | 0 | ||
| DHT HOLDINGS INC | COM | Y2065G121 | 8825 | 1134400 | SH | SOLE | 1134400 | 0 | 0 | ||
| DIPEXIUM PHARMACEUTICALS INC | COM | 25456J104 | 2076 | 205962 | SH | SOLE | 205962 | 0 | 0 | ||
| DIREXION DAILY FIN BULL 3X | ETP | 25459Y694 | 4180 | 44159 | SH | SOLE | 44159 | 0 | 0 | ||
| DIREXION DAILY FIN BULL 3X | ETP | 25459Y694 | 4089 | 43200 | SH | Call | SOLE | 43200 | 0 | 0 | |
| DIREXION DAILY FIN BULL 3X | ETP | 25459Y694 | 4089 | 43200 | SH | Put | SOLE | 43200 | 0 | 0 | |
| DIREXION DLY EMG MKT BULL 3X | ETP | 25459Y686 | 1494 | 57200 | SH | SOLE | 57200 | 0 | 0 | ||
| DIREXION DLY EMG MKT BULL 3X | ETP | 25459Y686 | 2612 | 100000 | SH | Put | SOLE | 100000 | 0 | 0 | |
| DISCOVERY COMMUNICATIONS-A | COM | 25470F104 | 2224 | 26890 | SH | SOLE | 26890 | 0 | 0 | ||
| DRESSER-RAND GROUP INC | COM | 261608103 | 9890 | 169319 | SH | SOLE | 169319 | 0 | 0 | ||
| DST SYSTEMS INC | COM | 233326107 | 502 | 5300 | SH | SOLE | 5300 | 0 | 0 | ||
| DTE ENERGY COMPANY | COM | 233331107 | 542 | 7300 | SH | SOLE | 7300 | 0 | 0 | ||
| E-COMMERCE CHINA-SPON ADR -A | ADR | 26833A105 | 3605 | 251019 | SH | SOLE | 251019 | 0 | 0 | ||
| E-HOUSE CHINA HOLDINGS-ADR | ADR | 26852W103 | 503 | 41656 | SH | SOLE | 41656 | 0 | 0 | ||
| E2OPEN INC | COM | 29788A104 | 4316 | 183098 | SH | SOLE | 183098 | 0 | 0 | ||
| EDISON INTERNATIONAL | COM | 281020107 | 294 | 5200 | SH | SOLE | 5200 | 0 | 0 | ||
| EINSTEIN NOAH RESTAURANT GRO | COM | 28257U104 | 694 | 42188 | SH | SOLE | 42188 | 0 | 0 | ||
| EL PASO ELECTRIC CO | COM | 283677854 | 411 | 11500 | SH | SOLE | 11500 | 0 | 0 | ||
| ELI LILLY & CO | COM | 532457108 | 4715 | 80100 | SH | Call | SOLE | 80100 | 0 | 0 | |
| ELI LILLY & CO | COM | 532457108 | 4715 | 80100 | SH | Put | SOLE | 80100 | 0 | 0 | |
| EMC CORP/MA | COM | 268648102 | 44485 | 1622978 | SH | SOLE | 1622978 | 0 | 0 | ||
| EMERGENT BIOSOLUTIONS INC | COM | 29089Q105 | 5461 | 216100 | SH | SOLE | 216100 | 0 | 0 | ||
| EMERITUS CORP | COM | 291005106 | 4950 | 157437 | SH | SOLE | 157437 | 0 | 0 | ||
| EMPIRE DISTRICT ELECTRIC CO | COM | 291641108 | 523 | 21491 | SH | SOLE | 21491 | 0 | 0 | ||
| ENCANA CORP | COM | 292505104 | 2917 | 136460 | SH | SOLE | 136460 | 0 | 0 | ||
| ENDURANCE SPECIALTY HOLDINGS | COM | G30397106 | 409 | 7600 | SH | SOLE | 7600 | 0 | 0 | ||
| ENTERGY CORP | COM | 29364G103 | 535 | 8000 | SH | SOLE | 8000 | 0 | 0 | ||
| EVERCORE PARTNERS INC-CL A | COM | 29977A105 | 19344 | 350132 | SH | SOLE | 350132 | 0 | 0 | ||
| EVEREST RE GROUP LTD | COM | G3223R108 | 413 | 2700 | SH | SOLE | 2700 | 0 | 0 | ||
| EVERYWARE GLOBAL INC | COM | 300439106 | 2627 | 576192 | SH | SOLE | 576192 | 0 | 0 | ||
| EXXON MOBIL CORP | COM | 30231G102 | 40694 | 416600 | SH | Call | SOLE | 416600 | 0 | 0 | |
| EXXON MOBIL CORP | COM | 30231G102 | 9357 | 95800 | SH | Put | SOLE | 95800 | 0 | 0 | |
| FACEBOOK INC-A | COM | 30303M102 | 31045 | 515358 | SH | SOLE | 515358 | 0 | 0 | ||
| FACEBOOK INC-A | COM | 30303M102 | 6024 | 100000 | SH | Put | SOLE | 100000 | 0 | 0 | |
| FIDELITY NATIONAL FINL-A | COM | 31620R105 | 1072 | 34111 | SH | SOLE | 34111 | 0 | 0 | ||
| FIFTH STREET FINANCE CORP | COM | 31678A103 | 543 | 57392 | SH | SOLE | 57392 | 0 | 0 | ||
| FINANCIAL SELECT SECTOR SPDR | ETP | 81369Y605 | 122955 | 5503700 | SH | Put | SOLE | 5503700 | 0 | 0 | |
| FIRST CITIZENS BCSHS -CL A | COM | 31946M103 | 530 | 2200 | SH | SOLE | 2200 | 0 | 0 | ||
| FIRST COMMONWEALTH FINL CORP | COM | 319829107 | 256 | 28300 | SH | SOLE | 28300 | 0 | 0 | ||
| FIRST TRUST HIGH INCOME LONG | FUND | 33738E109 | 6100 | 343994 | SH | SOLE | 343994 | 0 | 0 | ||
| FIRST TRUST STRAT HIGH INC 2 | FUND | 337353304 | 3343 | 209905 | SH | SOLE | 209905 | 0 | 0 | ||
| FIRSTENERGY CORP | COM | 337932107 | 439 | 12900 | SH | SOLE | 12900 | 0 | 0 | ||
| FISERV INC | COM | 337738108 | 17461 | 308013 | SH | SOLE | 308013 | 0 | 0 | ||
| FMC TECHNOLOGIES INC | COM | 30249U101 | 16729 | 319925 | SH | SOLE | 319925 | 0 | 0 | ||
| FORD MOTOR CO | COM | 345370860 | 5468 | 350600 | SH | Call | SOLE | 350600 | 0 | 0 | |
| FORD MOTOR CO | COM | 345370860 | 545 | 35000 | SH | Put | SOLE | 35000 | 0 | 0 | |
| FORTINET INC | COM | 34959E109 | 15272 | 693258 | SH | SOLE | 693258 | 0 | 0 | ||
| GAIN CAPITAL HOLDINGS IN | DEBT | 36268WAA8 | 4792 | 4250000 | PRN | SOLE | 4250000 | 0 | 0 | ||
| GENERAL ELECTRIC CO | COM | 369604103 | 16741 | 646600 | SH | Call | SOLE | 646600 | 0 | 0 | |
| GENERAL ELECTRIC CO | COM | 369604103 | 9002 | 347700 | SH | Put | SOLE | 347700 | 0 | 0 | |
| GENERAL MOTORS CO | COM | 37045V100 | 1780 | 51700 | SH | SOLE | 51700 | 0 | 0 | ||
| GENERAL MOTORS CO | WRT | 37045V126 | 6647 | 381783 | SH | SOLE | 381783 | 0 | 0 | ||
| GENERAL MOTORS CO | COM | 37045V100 | 6991 | 203100 | SH | Put | SOLE | 203100 | 0 | 0 | |
| GENWORTH FINANCIAL INC-CL A | COM | 37247D106 | 18930 | 1067657 | SH | SOLE | 1067657 | 0 | 0 | ||
| GILEAD SCIENCES INC | COM | 375558103 | 10098 | 142500 | SH | SOLE | 142500 | 0 | 0 | ||
| GILEAD SCIENCES INC | COM | 375558103 | 9588 | 135300 | SH | Call | SOLE | 135300 | 0 | 0 | |
| GILEAD SCIENCES INC | COM | 375558103 | 2410 | 34000 | SH | Put | SOLE | 34000 | 0 | 0 | |
| GLOBAL POWER EQUIPMENT GROUP | COM | 37941P306 | 703 | 35364 | SH | SOLE | 35364 | 0 | 0 | ||
| GLOBUS MEDICAL INC - A | COM | 379577208 | 4646 | 174686 | SH | SOLE | 174686 | 0 | 0 | ||
| GOLDMAN SACHS GROUP INC | COM | 38141G104 | 492 | 3000 | SH | SOLE | 3000 | 0 | 0 | ||
| GOODRICH PETROLEUM CORP | COM | 382410405 | 1081 | 68360 | SH | SOLE | 68360 | 0 | 0 | ||
| GOOGLE INC | COM | 38259P706 | 23183 | 20800 | SH | Call | SOLE | 20800 | 0 | 0 | |
| GOOGLE INC | COM | 38259P706 | 5350 | 4800 | SH | Put | SOLE | 4800 | 0 | 0 | |
| GREAT PLAINS ENERGY INC | COM | 391164100 | 533 | 19700 | SH | SOLE | 19700 | 0 | 0 | ||
| GREENBRIER COMPANIES INC | COM | 393657101 | 3106 | 68113 | SH | SOLE | 68113 | 0 | 0 | ||
| GREENLIGHT CAPITAL RE LTD-A | COM | G4095J109 | 256 | 7800 | SH | SOLE | 7800 | 0 | 0 | ||
| GULFMARK OFFSHORE INC-CL A | COM | 402629208 | 6827 | 151915 | SH | SOLE | 151915 | 0 | 0 | ||
| HALLIBURTON CO | COM | 406216101 | 20712 | 351712 | SH | SOLE | 351712 | 0 | 0 | ||
| HANCOCK HOLDING CO | COM | 410120109 | 359 | 9800 | SH | SOLE | 9800 | 0 | 0 | ||
| HANOVER INSURANCE GROUP INC/ | COM | 410867105 | 258 | 4200 | SH | SOLE | 4200 | 0 | 0 | ||
| HARRIS CORP | COM | 413875105 | 512 | 7000 | SH | SOLE | 7000 | 0 | 0 | ||
| HAWAIIAN HOLDINGS INC | DEBT | 419879AD3 | 18438 | 10010000 | PRN | SOLE | 10010000 | 0 | 0 | ||
| HAWAIIAN TELCOM HOLDCO INC | COM | 420031106 | 9809 | 344293 | SH | SOLE | 344293 | 0 | 0 | ||
| HCA HOLDINGS INC | COM | 40412C101 | 15246 | 290399 | SH | SOLE | 290399 | 0 | 0 | ||
| HCC INSURANCE HOLDINGS INC | COM | 404132102 | 509 | 11200 | SH | SOLE | 11200 | 0 | 0 | ||
| HEALTHWAYS INC | COM | 422245100 | 1967 | 114751 | SH | SOLE | 114751 | 0 | 0 | ||
| HEALTHWAYS INC | DEBT | 422245AB6 | 19978 | 18500000 | PRN | SOLE | 18500000 | 0 | 0 | ||
| HELIOS ADVANTAGE INCOME FUND | FUND | 42327W206 | 985 | 105264 | SH | SOLE | 105264 | 0 | 0 | ||
| HELIOS HIGH INCOME FUND INC | FUND | 42327X204 | 862 | 99974 | SH | SOLE | 99974 | 0 | 0 | ||
| HELIOS MULTI-SECTOR HIGH INC | FUND | 42327Y202 | 1041 | 153024 | SH | SOLE | 153024 | 0 | 0 | ||
| HENNESSY CAPITAL ACQUISITION | COM | 425886108 | 8550 | 900000 | SH | SOLE | 900000 | 0 | 0 | ||
| HENNESSY CAPITAL ACQUISITION | WRT | 425886116 | 544 | 900000 | SH | SOLE | 900000 | 0 | 0 | ||
| HESS CORP | COM | 42809H107 | 11864 | 143142 | SH | SOLE | 143142 | 0 | 0 | ||
| HILLTOP HOLDINGS INC | COM | 432748101 | 11867 | 498789 | SH | SOLE | 498789 | 0 | 0 | ||
| HOME DEPOT INC | COM | 437076102 | 9923 | 125400 | SH | Call | SOLE | 125400 | 0 | 0 | |
| HOME DEPOT INC | COM | 437076102 | 2437 | 30800 | SH | Put | SOLE | 30800 | 0 | 0 | |
| HOMEAWAY INC | COM | 43739Q100 | 2019 | 53600 | SH | SOLE | 53600 | 0 | 0 | ||
| HORNBECK OFFSHORE SERVICES | COM | 440543106 | 2641 | 63177 | SH | SOLE | 63177 | 0 | 0 | ||
| HUMANA INC | COM | 444859102 | 3945 | 35000 | SH | Call | SOLE | 35000 | 0 | 0 | |
| HUMANA INC | COM | 444859102 | 9052 | 80300 | SH | Put | SOLE | 80300 | 0 | 0 | |
| HUNTINGTON BANCSHARES INC | COM | 446150104 | 102 | 10200 | SH | SOLE | 10200 | 0 | 0 | ||
| ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 5229 | 119375 | SH | SOLE | 119375 | 0 | 0 | ||
| ICONIX BRAND GROUP INC | COM | 451055107 | 5090 | 129621 | SH | SOLE | 129621 | 0 | 0 | ||
| ILLUMINA INC | COM | 452327109 | 2831 | 19040 | SH | SOLE | 19040 | 0 | 0 | ||
| INLAND REAL ESTATE CORP | DEBT | 457461AC5 | 6623 | 5994000 | PRN | SOLE | 5994000 | 0 | 0 | ||
| INSTALLED BUILDING PRODUCTS | COM | 45780R101 | 2902 | 208000 | SH | SOLE | 208000 | 0 | 0 | ||
| INTEL CORP | COM | 458140100 | 15990 | 619500 | SH | Call | SOLE | 619500 | 0 | 0 | |
| INTEL CORP | COM | 458140100 | 6242 | 241900 | SH | Put | SOLE | 241900 | 0 | 0 | |
| INTERCONTINENTALEXCHANGE GRO | COM | 45866F104 | 18106 | 91527 | SH | SOLE | 91527 | 0 | 0 | ||
| INTL BUSINESS MACHINES CORP | COM | 459200101 | 19288 | 100200 | SH | Call | SOLE | 100200 | 0 | 0 | |
| INTL BUSINESS MACHINES CORP | COM | 459200101 | 29527 | 153400 | SH | Put | SOLE | 153400 | 0 | 0 | |
| INTL GAME TECHNOLOGY | COM | 459902102 | 17008 | 1209677 | SH | SOLE | 1209677 | 0 | 0 | ||
| INTRAWEST RESORTS HOLDINGS I | COM | 46090K109 | 8816 | 676084 | SH | SOLE | 676084 | 0 | 0 | ||
| INTUITIVE SURGICAL INC | COM | 46120E602 | 116424 | 265817 | SH | SOLE | 265817 | 0 | 0 | ||
| INTUITIVE SURGICAL INC | COM | 46120E602 | 59216 | 135200 | SH | Call | SOLE | 135200 | 0 | 0 | |
| INVESCO LTD | COM | G491BT108 | 9183 | 248208 | SH | SOLE | 248208 | 0 | 0 | ||
| INVESCO MORTGAGE CAPITAL | REIT | 46131B100 | 14014 | 850878 | SH | SOLE | 850878 | 0 | 0 | ||
| ION GEOPHYSICAL CORP | COM | 462044108 | 1683 | 400000 | SH | Call | SOLE | 400000 | 0 | 0 | |
| ION GEOPHYSICAL CORP | COM | 462044108 | 1683 | 400000 | SH | Put | SOLE | 400000 | 0 | 0 | |
| IPATH S&P 500 VIX S/T FU ETN | ETP | 06742E711 | 8430 | 200000 | SH | Put | SOLE | 200000 | 0 | 0 | |
| ISHARES IBOXX HIGH YIELD COR | ETP | 464288513 | 188780 | 2000000 | SH | Call | SOLE | 2000000 | 0 | 0 | |
| ISHARES IBOXX HIGH YIELD COR | ETP | 464288513 | 322813 | 3420000 | SH | Put | SOLE | 3420000 | 0 | 0 | |
| ISHARES MSCI EAFE ETF | ETP | 464287465 | 71586 | 1065270 | SH | SOLE | 1065270 | 0 | 0 | ||
| ISHARES MSCI EAFE ETF | ETP | 464287465 | 67200 | 1000000 | SH | Call | SOLE | 1000000 | 0 | 0 | |
| J.C. PENNEY CO INC | COM | 708160106 | 2586 | 300000 | SH | SOLE | 300000 | 0 | 0 | ||
| JOHN HAN PREMIUM DIVIDEND FD | FUND | 41013T105 | 914 | 70439 | SH | SOLE | 70439 | 0 | 0 | ||
| JOHN HANCOCK PFD INCOME FD | FUND | 41013W108 | 1583 | 79490 | SH | SOLE | 79490 | 0 | 0 | ||
| JOHN HANCOCK PFD INCOME II | FUND | 41013X106 | 1167 | 58429 | SH | SOLE | 58429 | 0 | 0 | ||
| JOHN HANCOCK PFD INCOME III | FUND | 41021P103 | 1233 | 71205 | SH | SOLE | 71205 | 0 | 0 | ||
| JOHNSON & JOHNSON | COM | 478160104 | 46678 | 475200 | SH | Call | SOLE | 475200 | 0 | 0 | |
| JOHNSON & JOHNSON | COM | 478160104 | 16512 | 168100 | SH | Put | SOLE | 168100 | 0 | 0 | |
| JPMORGAN CHASE & CO | COM | 46625H100 | 19093 | 314500 | SH | Call | SOLE | 314500 | 0 | 0 | |
| JPMORGAN CHASE & CO | COM | 46625H100 | 8444 | 139100 | SH | Put | SOLE | 139100 | 0 | 0 | |
| JUNIPER NETWORKS INC | COM | 48203R104 | 9389 | 364465 | SH | SOLE | 364465 | 0 | 0 | ||
| KB HOME | COM | 48666K109 | 32674 | 1923191 | SH | SOLE | 1923191 | 0 | 0 | ||
| KEMPER CORP | COM | 488401100 | 251 | 6400 | SH | SOLE | 6400 | 0 | 0 | ||
| KEYCORP | COM | 493267108 | 11958 | 839715 | SH | SOLE | 839715 | 0 | 0 | ||
| KINDER MORGAN INC | WRT | 49456B119 | 880 | 500000 | SH | SOLE | 500000 | 0 | 0 | ||
| KNIGHT CAPITAL GROUP INC | DEBT | 499005AE6 | 51192 | 51000000 | PRN | SOLE | 51000000 | 0 | 0 | ||
| KONGZHONG CORP-ADR | ADR | 50047P104 | 4370 | 381000 | SH | SOLE | 381000 | 0 | 0 | ||
| KOSMOS ENERGY LTD | COM | G5315B107 | 10466 | 951442 | SH | SOLE | 951442 | 0 | 0 | ||
| KROGER CO | COM | 501044101 | 297 | 6800 | SH | SOLE | 6800 | 0 | 0 | ||
| L-3 COMMS HLDGS INC | DEBT | 502413AW7 | 25335 | 19000000 | PRN | SOLE | 19000000 | 0 | 0 | ||
| L-3 COMMUNICATIONS HOLDINGS | COM | 502424104 | 532 | 4500 | SH | SOLE | 4500 | 0 | 0 | ||
| LAS VEGAS SANDS CORP | COM | 517834107 | 1139 | 14100 | SH | SOLE | 14100 | 0 | 0 | ||
| LDK SOLAR CO LTD -ADR | ADR | 50183L107 | 1010 | 1000000 | SH | Put | SOLE | 1000000 | 0 | 0 | |
| LEVY ACQUISITION CORP | COM | 52748T104 | 9688 | 999802 | SH | SOLE | 999802 | 0 | 0 | ||
| LEVY ACQUISITION CORP | WRT | 52748T112 | 240 | 499901 | SH | SOLE | 499901 | 0 | 0 | ||
| LIBERTY INTERACTIVE LLC | DEBT | 530715AN1 | 36840 | 69264000 | PRN | SOLE | 69264000 | 0 | 0 | ||
| LINCOLN NATIONAL CORP | COM | 534187109 | 39425 | 778083 | SH | SOLE | 778083 | 0 | 0 | ||
| LOWE'S COS INC | COM | 548661107 | 22193 | 453879 | SH | SOLE | 453879 | 0 | 0 | ||
| MANAGED HI YLD PLUS FUND INC | FUND | 561911108 | 1045 | 492444 | SH | SOLE | 492444 | 0 | 0 | ||
| MANTECH INTERNATIONAL CORP-A | COM | 564563104 | 250 | 8500 | SH | SOLE | 8500 | 0 | 0 | ||
| MARATHON PETROLEUM CORP | COM | 56585A102 | 12435 | 142870 | SH | SOLE | 142870 | 0 | 0 | ||
| MASTERCARD INC-CLASS A | COM | 57636Q104 | 7505 | 100500 | SH | Call | SOLE | 100500 | 0 | 0 | |
| MASTERCARD INC-CLASS A | COM | 57636Q104 | 2016 | 27000 | SH | Put | SOLE | 27000 | 0 | 0 | |
| MCDONALD'S CORP | COM | 580135101 | 16225 | 165500 | SH | Call | SOLE | 165500 | 0 | 0 | |
| MCDONALD'S CORP | COM | 580135101 | 4283 | 43700 | SH | Put | SOLE | 43700 | 0 | 0 | |
| MCKESSON CORP | COM | 58155Q103 | 3714 | 21031 | SH | SOLE | 21031 | 0 | 0 | ||
| MEDICAL PROPERTIES TRUST INC | REIT | 58463J304 | 18399 | 1438566 | SH | SOLE | 1438566 | 0 | 0 | ||
| MEDIVATION INC | COM | 58501N101 | 3241 | 50354 | SH | SOLE | 50354 | 0 | 0 | ||
| MEDNAX INC | COM | 58502B106 | 8314 | 134146 | SH | SOLE | 134146 | 0 | 0 | ||
| MEDTRONIC INC | COM | 585055106 | 14334 | 232932 | SH | SOLE | 232932 | 0 | 0 | ||
| MELCO CROWN ENTERTAINME-ADR | ADR | 585464100 | 846 | 21900 | SH | SOLE | 21900 | 0 | 0 | ||
| MELCO CROWN ENTERTAINME-ADR | ADR | 585464100 | 2183 | 56500 | SH | Call | SOLE | 56500 | 0 | 0 | |
| MENTOR GRAPHICS CORP | COM | 587200106 | 6432 | 292100 | SH | SOLE | 292100 | 0 | 0 | ||
| MERCER INTERNATIONAL INC | COM | 588056101 | 1500 | 200000 | SH | SOLE | 200000 | 0 | 0 | ||
| MERCK & CO. INC. | COM | 58933Y105 | 9566 | 168500 | SH | Call | SOLE | 168500 | 0 | 0 | |
| MERCK & CO. INC. | COM | 58933Y105 | 3708 | 65300 | SH | Put | SOLE | 65300 | 0 | 0 | |
| MERGE HEALTHCARE INC | COM | 589499102 | 1124 | 460865 | SH | SOLE | 460865 | 0 | 0 | ||
| MFA FINANCIAL INC | REIT | 55272X102 | 2807 | 362183 | SH | SOLE | 362183 | 0 | 0 | ||
| MGM RESORTS INTL | DEBT | 55303QAE0 | 8948 | 6135000 | PRN | SOLE | 6135000 | 0 | 0 | ||
| MICRON TECHNOLOGY INC | COM | 595112103 | 25314 | 1069900 | SH | SOLE | 1069900 | 0 | 0 | ||
| MICROSOFT CORP | COM | 594918104 | 28548 | 696500 | SH | Call | SOLE | 696500 | 0 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 6929 | 169100 | SH | Put | SOLE | 169100 | 0 | 0 | |
| MICROSTRATEGY INC-CL A | COM | 594972408 | 5183 | 44916 | SH | SOLE | 44916 | 0 | 0 | ||
| MONSTER WORLDWIDE INC | COM | 611742107 | 1135 | 151709 | SH | SOLE | 151709 | 0 | 0 | ||
| MONTPELIER RE HOLDINGS LTD | COM | G62185106 | 259 | 8700 | SH | SOLE | 8700 | 0 | 0 | ||
| MORGANS HOTEL GROUP CO | COM | 61748W108 | 19280 | 2398032 | SH | SOLE | 2398032 | 0 | 0 | ||
| MURPHY USA INC | COM | 626755102 | 244 | 6000 | SH | SOLE | 6000 | 0 | 0 | ||
| MYLAN INC | COM | 628530107 | 2985 | 61131 | SH | SOLE | 61131 | 0 | 0 | ||
| NABORS INDUSTRIES LTD | COM | G6359F103 | 10912 | 442683 | SH | SOLE | 442683 | 0 | 0 | ||
| NAVIGATOR HOLDINGS LTD | COM | Y62132108 | 2296 | 88300 | SH | SOLE | 88300 | 0 | 0 | ||
| NAVIGATORS GROUP INC | COM | 638904102 | 252 | 4112 | SH | SOLE | 4112 | 0 | 0 | ||
| NAVIOS MARITIME ACQUISITION | COM | Y62159101 | 3660 | 1000000 | SH | SOLE | 1000000 | 0 | 0 | ||
| NCI BUILDING SYSTEMS INC | COM | 628852204 | 1465 | 83946 | SH | SOLE | 83946 | 0 | 0 | ||
| NEUBERGER BERMAN HIGH YIELD | FUND | 64128C106 | 3367 | 247261 | SH | SOLE | 247261 | 0 | 0 | ||
| NEW AMERICA HIGH INCOME FUND | FUND | 641876800 | 1132 | 115407 | SH | SOLE | 115407 | 0 | 0 | ||
| NEW RESIDENTIAL INVESTMENT | REIT | 64828T102 | 12993 | 2008263 | SH | SOLE | 2008263 | 0 | 0 | ||
| NEWFIELD EXPLORATION CO | COM | 651290108 | 3732 | 119002 | SH | SOLE | 119002 | 0 | 0 | ||
| NORANDA ALUMINUM HOLDING COR | COM | 65542W107 | 4380 | 1065800 | SH | SOLE | 1065800 | 0 | 0 | ||
| NORTHSTAR REALTY FINANCE COR | REIT | 66704R100 | 27361 | 1695274 | SH | SOLE | 1695274 | 0 | 0 | ||
| NORTHWEST BANCSHARES INC | COM | 667340103 | 256 | 17500 | SH | SOLE | 17500 | 0 | 0 | ||
| NORTHWEST NATURAL GAS CO | COM | 667655104 | 533 | 12100 | SH | SOLE | 12100 | 0 | 0 | ||
| NQ MOBILE INC - ADR | ADR | 64118U108 | 1092 | 62000 | SH | SOLE | 62000 | 0 | 0 | ||
| NQ MOBILE INC - ADR | ADR | 64118U108 | 660 | 37500 | SH | Call | SOLE | 37500 | 0 | 0 | |
| NRG YIELD INC-CLASS A | COM | 62942X108 | 261 | 6600 | SH | SOLE | 6600 | 0 | 0 | ||
| NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 3533 | 205800 | SH | SOLE | 205800 | 0 | 0 | ||
| NUVASIVE INC | COM | 670704105 | 7624 | 198491 | SH | SOLE | 198491 | 0 | 0 | ||
| NUVEEN CONNECTICUT PREM INC | FUND | 67060D107 | 563 | 46330 | SH | SOLE | 46330 | 0 | 0 | ||
| NUVEEN MA PREMIUM INC MUNI | FUND | 67061E104 | 209 | 16337 | SH | SOLE | 16337 | 0 | 0 | ||
| NUVEEN MASS DVD ADVNTG MUNI | FUND | 67069P101 | 137 | 10814 | SH | SOLE | 10814 | 0 | 0 | ||
| NUVEEN MORTGAGE OPPORTUNITY | FUND | 670735109 | 9674 | 412200 | SH | SOLE | 412200 | 0 | 0 | ||
| NUVEEN MTG OPPORT TERM FUND | FUND | 67074R100 | 3246 | 139000 | SH | SOLE | 139000 | 0 | 0 | ||
| NUVEEN PREFERRED INCOME OPPO | FUND | 67073B106 | 493 | 52881 | SH | SOLE | 52881 | 0 | 0 | ||
| NUVEEN QUALITY PREFERRED II | FUND | 67072C105 | 715 | 82426 | SH | SOLE | 82426 | 0 | 0 | ||
| NUVEEN QUALITY PREFERRED III | FUND | 67072W101 | 248 | 29492 | SH | SOLE | 29492 | 0 | 0 | ||
| NUVEEN QUALITY PREFERRED INC | FUND | 67071S101 | 140 | 17420 | SH | SOLE | 17420 | 0 | 0 | ||
| OASIS PETROLEUM INC | COM | 674215108 | 3699 | 88641 | SH | SOLE | 88641 | 0 | 0 | ||
| OCCIDENTAL PETROLEUM CORP | COM | 674599105 | 7824 | 82100 | SH | Call | SOLE | 82100 | 0 | 0 | |
| OCCIDENTAL PETROLEUM CORP | COM | 674599105 | 1658 | 17400 | SH | Put | SOLE | 17400 | 0 | 0 | |
| OCEANEERING INTL INC | COM | 675232102 | 5322 | 74063 | SH | SOLE | 74063 | 0 | 0 | ||
| OCWEN FINANCIAL CORP | COM | 675746309 | 7835 | 200000 | SH | Put | SOLE | 200000 | 0 | 0 | |
| OFS CAPITAL CORP | COM | 67103B100 | 1336 | 106798 | SH | SOLE | 106798 | 0 | 0 | ||
| OLD NATIONAL BANCORP | COM | 680033107 | 259 | 17400 | SH | SOLE | 17400 | 0 | 0 | ||
| OLD REPUBLIC INTL CORP | COM | 680223104 | 237 | 14500 | SH | SOLE | 14500 | 0 | 0 | ||
| OMNICARE INC | COM | 681904108 | 239 | 4000 | SH | SOLE | 4000 | 0 | 0 | ||
| OMNICARE INC | DEBT | 681904AP3 | 11312 | 7500000 | PRN | SOLE | 7500000 | 0 | 0 | ||
| ORACLE CORP | COM | 68389X105 | 22934 | 560600 | SH | Call | SOLE | 560600 | 0 | 0 | |
| ORACLE CORP | COM | 68389X105 | 7032 | 171900 | SH | Put | SOLE | 171900 | 0 | 0 | |
| OTTER TAIL CORP | COM | 689648103 | 280 | 9100 | SH | SOLE | 9100 | 0 | 0 | ||
| OXYGEN BIOTHERAPEUTICS INC | COM | 69207P308 | 2997 | 539900 | SH | SOLE | 539900 | 0 | 0 | ||
| P G & E CORP | COM | 69331C108 | 259 | 6000 | SH | SOLE | 6000 | 0 | 0 | ||
| PACWEST BANCORP | COM | 695263103 | 13318 | 309636 | SH | SOLE | 309636 | 0 | 0 | ||
| PARAGON SHIPPING INC-CLASS A | COM | 69913R408 | 2938 | 428963 | SH | SOLE | 428963 | 0 | 0 | ||
| PATTERSON-UTI ENERGY INC | COM | 703481101 | 5680 | 179295 | SH | SOLE | 179295 | 0 | 0 | ||
| PENNANTPARK INVESTMENT CORP | COM | 708062104 | 245 | 22200 | SH | SOLE | 22200 | 0 | 0 | ||
| PEOPLE'S UNITED FINANCIAL | COM | 712704105 | 257 | 17300 | SH | SOLE | 17300 | 0 | 0 | ||
| PEPSICO INC | COM | 713448108 | 13135 | 157300 | SH | Call | SOLE | 157300 | 0 | 0 | |
| PEPSICO INC | COM | 713448108 | 2873 | 34400 | SH | Put | SOLE | 34400 | 0 | 0 | |
| PERFECT WORLD CO-SPON ADR | ADR | 71372U104 | 496 | 24000 | SH | SOLE | 24000 | 0 | 0 | ||
| PFIZER INC | COM | 717081103 | 16592 | 516600 | SH | Call | SOLE | 516600 | 0 | 0 | |
| PFIZER INC | COM | 717081103 | 3995 | 124400 | SH | Put | SOLE | 124400 | 0 | 0 | |
| PHH CORP | DEBT | 693320AQ6 | 38699 | 17834000 | PRN | SOLE | 17834000 | 0 | 0 | ||
| PHILIP MORRIS INTERNATIONAL | COM | 718172109 | 10718 | 130900 | SH | Call | SOLE | 130900 | 0 | 0 | |
| PHILIP MORRIS INTERNATIONAL | COM | 718172109 | 2473 | 30200 | SH | Put | SOLE | 30200 | 0 | 0 | |
| PHOENIX NEW MEDIA LTD -ADR | ADR | 71910C103 | 633 | 61100 | SH | SOLE | 61100 | 0 | 0 | ||
| PINNACLE WEST CAPITAL | COM | 723484101 | 508 | 9300 | SH | SOLE | 9300 | 0 | 0 | ||
| PIONEER NATURAL RESOURCES CO | COM | 723787107 | 1768 | 9446 | SH | SOLE | 9446 | 0 | 0 | ||
| PLATINUM UNDERWRITERS HLDGS | COM | G7127P100 | 415 | 6900 | SH | SOLE | 6900 | 0 | 0 | ||
| PORTLAND GENERAL ELECTRIC CO | COM | 736508847 | 534 | 16500 | SH | SOLE | 16500 | 0 | 0 | ||
| PPL CORPORATION | COM | 69351T106 | 537 | 16200 | SH | SOLE | 16200 | 0 | 0 | ||
| PREMIER INC-CLASS A | COM | 74051N102 | 2744 | 83286 | SH | SOLE | 83286 | 0 | 0 | ||
| PRICELINE GROUP INC/THE | COM | 741503403 | 7775 | 6523 | SH | SOLE | 6523 | 0 | 0 | ||
| PRICELINE.COM INC | DEBT | 741503AQ9 | 9288 | 6581000 | PRN | SOLE | 6581000 | 0 | 0 | ||
| PRINCIPAL FINANCIAL GROUP | COM | 74251V102 | 30662 | 666705 | SH | SOLE | 666705 | 0 | 0 | ||
| PROASSURANCE CORP | COM | 74267C106 | 494 | 11100 | SH | SOLE | 11100 | 0 | 0 | ||
| PROCTER & GAMBLE CO/THE | COM | 742718109 | 19844 | 246200 | SH | Call | SOLE | 246200 | 0 | 0 | |
| PROCTER & GAMBLE CO/THE | COM | 742718109 | 4820 | 59800 | SH | Put | SOLE | 59800 | 0 | 0 | |
| PROLOGIS INC | REIT | 74340W103 | 5803 | 142118 | SH | SOLE | 142118 | 0 | 0 | ||
| PROSPECT CAPITAL CORP | DEBT | 74348TAC6 | 18508 | 17207000 | PRN | SOLE | 17207000 | 0 | 0 | ||
| PROSPECT CAPITAL CORP | DEBT | 74348TAK8 | 524 | 500000 | PRN | SOLE | 500000 | 0 | 0 | ||
| PROSPECT CAPITAL CORP | DEBT | 74348TAL6 | 25058 | 23500000 | PRN | SOLE | 23500000 | 0 | 0 | ||
| PROSPECT GLOBAL RESOURCES IN | COM | 74348X202 | 27 | 20065 | SH | SOLE | 20065 | 0 | 0 | ||
| PUBLIC SERVICE ENTERPRISE GP | COM | 744573106 | 561 | 14700 | SH | SOLE | 14700 | 0 | 0 | ||
| QIHOO 360 TECH CO LTD | DEBT | G73030AA9 | 17457 | 15000000 | PRN | SOLE | 15000000 | 0 | 0 | ||
| QIHOO 360 TECHNOLOGY CO-ADR | ADR | 74734M109 | 1792 | 18000 | SH | SOLE | 18000 | 0 | 0 | ||
| QUALCOMM INC | COM | 747525103 | 11789 | 149500 | SH | Call | SOLE | 149500 | 0 | 0 | |
| QUALCOMM INC | COM | 747525103 | 2959 | 37500 | SH | Put | SOLE | 37500 | 0 | 0 | |
| QUANTUM CORP | DEBT | 747906AJ4 | 156 | 155000 | PRN | SOLE | 155000 | 0 | 0 | ||
| QUESTAR CORP | COM | 748356102 | 257 | 10800 | SH | SOLE | 10800 | 0 | 0 | ||
| QUINPARIO ACQUISITION CORP | WRT | 74874R116 | 743 | 1218700 | SH | SOLE | 1218700 | 0 | 0 | ||
| QUINTILES TRANSNATIONAL HOLD | COM | 74876Y101 | 8343 | 164334 | SH | SOLE | 164334 | 0 | 0 | ||
| RAIT FINANCIAL TRUST | DEBT | 749227AA2 | 30212 | 21852000 | PRN | SOLE | 21852000 | 0 | 0 | ||
| REDWOOD TRUST INC | DEBT | 758075AB1 | 67356 | 62950000 | PRN | SOLE | 62950000 | 0 | 0 | ||
| REINSURANCE GROUP OF AMERICA | COM | 759351604 | 358 | 4500 | SH | SOLE | 4500 | 0 | 0 | ||
| RENAISSANCERE HOLDINGS LTD | COM | G7496G103 | 410 | 4200 | SH | SOLE | 4200 | 0 | 0 | ||
| RENESOLA LTD-ADR | ADR | 75971T103 | 3620 | 1127762 | SH | SOLE | 1127762 | 0 | 0 | ||
| RESOLUTE ENERGY CORP | WRT | 76116A116 | 1 | 19466 | SH | SOLE | 19466 | 0 | 0 | ||
| RESOURCE CAPITAL CORP | DEBT | 76120WAA2 | 22863 | 22794000 | PRN | SOLE | 22794000 | 0 | 0 | ||
| RETAILMENOT INC | COM | 76132B106 | 16725 | 522684 | SH | SOLE | 522684 | 0 | 0 | ||
| REX ENERGY CORP | COM | 761565100 | 9006 | 481347 | SH | SOLE | 481347 | 0 | 0 | ||
| REXFORD INDUSTRIAL REALTY IN | REIT | 76169C100 | 2261 | 159470 | SH | SOLE | 159470 | 0 | 0 | ||
| RICE ENERGY INC | COM | 762760106 | 5278 | 200000 | SH | SOLE | 200000 | 0 | 0 | ||
| RITE AID CORP | DEBT | 767754BU7 | 5378 | 2150000 | PRN | SOLE | 2150000 | 0 | 0 | ||
| RIVERBED TECHNOLOGY INC | COM | 768573107 | 9838 | 499139 | SH | SOLE | 499139 | 0 | 0 | ||
| ROCK TENN COMPANY -CL A | COM | 772739207 | 20834 | 197348 | SH | SOLE | 197348 | 0 | 0 | ||
| ROI ACQUISITION CORP II | WRT | 74966G119 | 462 | 1050000 | SH | SOLE | 1050000 | 0 | 0 | ||
| ROYAL BANK OF CANADA | COM | 780087102 | 8768 | 120300 | SH | Put | SOLE | 120300 | 0 | 0 | |
| RPC INC | COM | 749660106 | 11267 | 551766 | SH | SOLE | 551766 | 0 | 0 | ||
| RPM INTERNATIONAL INC | COM | 749685103 | 2009 | 48000 | SH | SOLE | 48000 | 0 | 0 | ||
| SAFEGUARD SCIENTIFICS IN | DEBT | 786449AK4 | 8185 | 6000000 | PRN | SOLE | 6000000 | 0 | 0 | ||
| SANDISK CORP | COM | 80004C101 | 2774 | 34168 | SH | SOLE | 34168 | 0 | 0 | ||
| SANDISK CORP | DEBT | 80004CAD3 | 14800 | 9000000 | PRN | SOLE | 9000000 | 0 | 0 | ||
| SANTANDER CONSUMER USA HOLDI | COM | 80283M101 | 36402 | 1511758 | SH | SOLE | 1511758 | 0 | 0 | ||
| SCHLUMBERGER LTD | COM | 806857108 | 9598 | 98434 | SH | SOLE | 98434 | 0 | 0 | ||
| SCHLUMBERGER LTD | COM | 806857108 | 7820 | 80200 | SH | Call | SOLE | 80200 | 0 | 0 | |
| SCHLUMBERGER LTD | COM | 806857108 | 1628 | 16700 | SH | Put | SOLE | 16700 | 0 | 0 | |
| SCIQUEST INC | COM | 80908T101 | 1351 | 50000 | SH | SOLE | 50000 | 0 | 0 | ||
| SCORPIO BULKERS INC | COM | Y7546A106 | 10333 | 1022058 | SH | SOLE | 1022058 | 0 | 0 | ||
| SCORPIO TANKERS INC | COM | Y7542C106 | 8142 | 816625 | SH | SOLE | 816625 | 0 | 0 | ||
| SEACOR HOLDINGS INC | COM | 811904101 | 510 | 5900 | SH | SOLE | 5900 | 0 | 0 | ||
| SEI INVESTMENTS COMPANY | COM | 784117103 | 17281 | 514142 | SH | SOLE | 514142 | 0 | 0 | ||
| SILVER EAGLE ACQUISITION COR | WRT | 827694118 | 1440 | 2000000 | SH | SOLE | 2000000 | 0 | 0 | ||
| SILVER STANDARD RESOURCES | COM | 82823L106 | 1192 | 120000 | SH | SOLE | 120000 | 0 | 0 | ||
| SINA CORP | COM | G81477104 | 7348 | 121641 | SH | SOLE | 121641 | 0 | 0 | ||
| SINA CORP | COM | G81477104 | 302 | 5000 | SH | Call | SOLE | 5000 | 0 | 0 | |
| SINOVAC BIOTECH LTD | COM | P8696W104 | 471 | 65484 | SH | SOLE | 65484 | 0 | 0 | ||
| SIRIUS XM HOLDINGS INC | COM | 82968B103 | 55359 | 17300000 | SH | Call | SOLE | 17300000 | 0 | 0 | |
| SK TELECOM CO LTD-ADR | ADR | 78440P108 | 5890 | 260960 | SH | SOLE | 260960 | 0 | 0 | ||
| SOHU.COM INC | COM | 83408W103 | 358 | 5500 | SH | SOLE | 5500 | 0 | 0 | ||
| SOLAR CAPITAL LTD | COM | 83413U100 | 8876 | 407536 | SH | SOLE | 407536 | 0 | 0 | ||
| SOLAZYME INC | COM | 83415T101 | 4935 | 425000 | SH | SOLE | 425000 | 0 | 0 | ||
| SONOCO PRODUCTS CO | COM | 835495102 | 492 | 12000 | SH | SOLE | 12000 | 0 | 0 | ||
| SONY CORP-SPONSORED ADR | ADR | 835699307 | 3357 | 175640 | SH | SOLE | 175640 | 0 | 0 | ||
| SOUTHERN CO/THE | COM | 842587107 | 259 | 5900 | SH | SOLE | 5900 | 0 | 0 | ||
| SPANSION INC-CLASS A | COM | 84649R200 | 2826 | 162209 | SH | SOLE | 162209 | 0 | 0 | ||
| SPDR GOLD SHARES | ETP | 78463V107 | 8033 | 65000 | SH | SOLE | 65000 | 0 | 0 | ||
| SPDR GOLD SHARES | ETP | 78463V107 | 3708 | 30000 | SH | Call | SOLE | 30000 | 0 | 0 | |
| SPDR GOLD SHARES | ETP | 78463V107 | 3708 | 30000 | SH | Put | SOLE | 30000 | 0 | 0 | |
| SPDR S&P 500 ETF TRUST | ETP | 78462F103 | 123445 | 660096 | SH | SOLE | 660096 | 0 | 0 | ||
| SPDR S&P 500 ETF TRUST | ETP | 78462F103 | 93505 | 500000 | SH | Call | SOLE | 500000 | 0 | 0 | |
| SPDR S&P 500 ETF TRUST | ETP | 78462F103 | 314177 | 1680000 | SH | Put | SOLE | 1680000 | 0 | 0 | |
| SPLUNK INC | COM | 848637104 | 3944 | 55166 | SH | SOLE | 55166 | 0 | 0 | ||
| SPRINT CORP | COM | 85207U105 | 4595 | 500000 | SH | SOLE | 500000 | 0 | 0 | ||
| SPRINT CORP | COM | 85207U105 | 27569 | 3000000 | SH | Call | SOLE | 3000000 | 0 | 0 | |
| ST JUDE MEDICAL INC | COM | 790849103 | 19758 | 302158 | SH | SOLE | 302158 | 0 | 0 | ||
| STERLITE INDUSTRIES LTD | DEBT | 859737AB4 | 34593 | 34680000 | PRN | SOLE | 34680000 | 0 | 0 | ||
| STONE ENERGY CORP | COM | 861642106 | 5028 | 119804 | SH | SOLE | 119804 | 0 | 0 | ||
| SUN COMMUNITIES INC | REIT | 866674104 | 9018 | 200000 | SH | SOLE | 200000 | 0 | 0 | ||
| SUPERIOR ENERGY SERVICES INC | COM | 868157108 | 15565 | 505989 | SH | SOLE | 505989 | 0 | 0 | ||
| SWS GROUP INC | COM | 78503N107 | 1498 | 200233 | SH | SOLE | 200233 | 0 | 0 | ||
| T ROWE PRICE GROUP INC | COM | 74144T108 | 18101 | 219805 | SH | SOLE | 219805 | 0 | 0 | ||
| TAKE-TWO INTERACTIVE SOFTWRE | COM | 874054109 | 2068 | 94300 | SH | SOLE | 94300 | 0 | 0 | ||
| TAL EDUCATION GROUP- ADR | ADR | 874080104 | 5077 | 225450 | SH | SOLE | 225450 | 0 | 0 | ||
| TANDEM DIABETES CARE INC | COM | 875372104 | 284 | 12895 | SH | SOLE | 12895 | 0 | 0 | ||
| TARGET CORP | COM | 87612E106 | 508 | 8400 | SH | SOLE | 8400 | 0 | 0 | ||
| TECO ENERGY INC | COM | 872375100 | 521 | 30400 | SH | SOLE | 30400 | 0 | 0 | ||
| TENET HEALTHCARE CORP | COM | 88033G407 | 13933 | 325442 | SH | SOLE | 325442 | 0 | 0 | ||
| TESCO CORP | COM | 88157K101 | 1390 | 75118 | SH | SOLE | 75118 | 0 | 0 | ||
| TESLA MOTORS INC | DEBT | 88160RAA9 | 87886 | 48950000 | PRN | SOLE | 48950000 | 0 | 0 | ||
| TESLA MOTORS INC | DEBT | 88160RAB7 | 9226 | 10000000 | PRN | SOLE | 10000000 | 0 | 0 | ||
| TESLA MOTORS INC | DEBT | 88160RAC5 | 23161 | 25500000 | PRN | SOLE | 25500000 | 0 | 0 | ||
| TETRALOGIC PHARMACEUTICALS C | COM | 88165U109 | 1065 | 166800 | SH | SOLE | 166800 | 0 | 0 | ||
| TEVA PHARMACEUTICAL-SP ADR | ADR | 881624209 | 1580 | 29900 | SH | SOLE | 29900 | 0 | 0 | ||
| THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 16309 | 135633 | SH | SOLE | 135633 | 0 | 0 | ||
| THORATEC CORP | COM | 885175307 | 4520 | 126227 | SH | SOLE | 126227 | 0 | 0 | ||
| TITAN MACHINERY INC | COM | 88830R101 | 907 | 57900 | SH | SOLE | 57900 | 0 | 0 | ||
| TORCHMARK CORP | COM | 891027104 | 252 | 3200 | SH | SOLE | 3200 | 0 | 0 | ||
| TORONTO-DOMINION BANK | COM | 891160509 | 12470 | 240600 | SH | Put | SOLE | 240600 | 0 | 0 | |
| TRANSALTA CORP | COM | 89346D107 | 262 | 20400 | SH | SOLE | 20400 | 0 | 0 | ||
| TRIPLEPOINT VENTURE GROWTH B | COM | 89677Y100 | 3528 | 217309 | SH | SOLE | 217309 | 0 | 0 | ||
| TRUNKBOW INTERNATIONAL HOLDI | COM | 89818A102 | 677 | 480000 | SH | SOLE | 480000 | 0 | 0 | ||
| TSAKOS ENERGY NAVIGATION LTD | COM | G9108L108 | 8148 | 1050000 | SH | SOLE | 1050000 | 0 | 0 | ||
| UNION PACIFIC CORP | COM | 907818108 | 1180 | 6300 | SH | Call | SOLE | 6300 | 0 | 0 | |
| UNION PACIFIC CORP | COM | 907818108 | 1180 | 6300 | SH | Put | SOLE | 6300 | 0 | 0 | |
| UNITED INSURANCE HOLDINGS CO | COM | 910710102 | 5208 | 356487 | SH | SOLE | 356487 | 0 | 0 | ||
| UNITED PARCEL SERVICE-CL B | COM | 911312106 | 231 | 2371 | SH | SOLE | 2371 | 0 | 0 | ||
| UNITED PARCEL SERVICE-CL B | COM | 911312106 | 800 | 8200 | SH | Call | SOLE | 8200 | 0 | 0 | |
| UNITED PARCEL SERVICE-CL B | COM | 911312106 | 985 | 10100 | SH | Put | SOLE | 10100 | 0 | 0 | |
| UNITED TECHNOLOGIES CORP | COM | 913017109 | 9464 | 81000 | SH | Call | SOLE | 81000 | 0 | 0 | |
| UNITED TECHNOLOGIES CORP | COM | 913017109 | 2058 | 17600 | SH | Put | SOLE | 17600 | 0 | 0 | |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | 884 | 10800 | SH | Call | SOLE | 10800 | 0 | 0 | |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | 884 | 10800 | SH | Put | SOLE | 10800 | 0 | 0 | |
| UNIVERSAL AMERICAN CORP | COM | 91338E101 | 1403 | 198385 | SH | SOLE | 198385 | 0 | 0 | ||
| UNUM GROUP | COM | 91529Y106 | 512 | 14500 | SH | SOLE | 14500 | 0 | 0 | ||
| US BANCORP | COM | 902973304 | 5824 | 135900 | SH | Call | SOLE | 135900 | 0 | 0 | |
| US BANCORP | COM | 902973304 | 2931 | 68400 | SH | Put | SOLE | 68400 | 0 | 0 | |
| US SILICA HOLDINGS INC | COM | 90346E103 | 6229 | 163196 | SH | SOLE | 163196 | 0 | 0 | ||
| VALEANT PHARMACEUTICALS INTE | COM | 91911K102 | 15532 | 117817 | SH | SOLE | 117817 | 0 | 0 | ||
| VECTREN CORPORATION | COM | 92240G101 | 536 | 13600 | SH | SOLE | 13600 | 0 | 0 | ||
| VEEVA SYSTEMS INC-CLASS A | COM | 922475108 | 4272 | 160000 | SH | SOLE | 160000 | 0 | 0 | ||
| VEEVA SYSTEMS INC-CLASS A | COM | 922475108 | 2671 | 100000 | SH | Call | SOLE | 100000 | 0 | 0 | |
| VERACYTE INC | COM | 92337F107 | 985 | 57509 | SH | SOLE | 57509 | 0 | 0 | ||
| VERIFONE SYSTEMS INC | COM | 92342Y109 | 38000 | 1123582 | SH | SOLE | 1123582 | 0 | 0 | ||
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | 42939 | 902640 | SH | SOLE | 902640 | 0 | 0 | ||
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | 12966 | 272500 | SH | Call | SOLE | 272500 | 0 | 0 | |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2793 | 58700 | SH | Put | SOLE | 58700 | 0 | 0 | |
| VIOLIN MEMORY INC | COM | 92763A101 | 2706 | 676379 | SH | SOLE | 676379 | 0 | 0 | ||
| VISA INC-CLASS A SHARES | COM | 92826C839 | 51944 | 240634 | SH | SOLE | 240634 | 0 | 0 | ||
| VISA INC-CLASS A SHARES | COM | 92826C839 | 9714 | 45000 | SH | Call | SOLE | 45000 | 0 | 0 | |
| VISA INC-CLASS A SHARES | COM | 92826C839 | 2178 | 10100 | SH | Put | SOLE | 10100 | 0 | 0 | |
| VMWARE INC-CLASS A | COM | 928563402 | 32885 | 304435 | SH | SOLE | 304435 | 0 | 0 | ||
| VODAFONE GROUP PLC-SP ADR | ADR | 92857W308 | 10378 | 281927 | SH | SOLE | 281927 | 0 | 0 | ||
| WAL-MART STORES INC | COM | 931142103 | 10433 | 136500 | SH | Call | SOLE | 136500 | 0 | 0 | |
| WAL-MART STORES INC | COM | 931142103 | 2140 | 28000 | SH | Put | SOLE | 28000 | 0 | 0 | |
| WALT DISNEY CO/THE | COM | 254687106 | 12003 | 149900 | SH | Call | SOLE | 149900 | 0 | 0 | |
| WALT DISNEY CO/THE | COM | 254687106 | 2971 | 37100 | SH | Put | SOLE | 37100 | 0 | 0 | |
| WALTER INVESTMENT MANAGEMENT | COM | 93317W102 | 40430 | 1355392 | SH | SOLE | 1355392 | 0 | 0 | ||
| WEBMD HEALTH CORP | COM | 94770V102 | 1417 | 34236 | SH | SOLE | 34236 | 0 | 0 | ||
| WEBMD HEALTH CORP | DEBT | 94770VAF9 | 10100 | 10000000 | PRN | SOLE | 10000000 | 0 | 0 | ||
| WEIGHT WATCHERS INTL INC | COM | 948626106 | 5971 | 290698 | SH | SOLE | 290698 | 0 | 0 | ||
| WELLPOINT INC | COM | 94973V107 | 37205 | 373726 | SH | SOLE | 373726 | 0 | 0 | ||
| WELLPOINT INC | COM | 94973V107 | 4988 | 50100 | SH | Call | SOLE | 50100 | 0 | 0 | |
| WELLS FARGO & CO | COM | 949746101 | 32601 | 655400 | SH | Call | SOLE | 655400 | 0 | 0 | |
| WELLS FARGO & CO | COM | 949746101 | 11240 | 226000 | SH | Put | SOLE | 226000 | 0 | 0 | |
| WERNER ENTERPRISES INC | COM | 950755108 | 250 | 9800 | SH | SOLE | 9800 | 0 | 0 | ||
| WESTERN ASSET HIGH INCOME OP | FUND | 95766K109 | 4924 | 814062 | SH | SOLE | 814062 | 0 | 0 | ||
| WESTERN ASSET HIGH YIELD DEF | FUND | 95768B107 | 6155 | 344303 | SH | SOLE | 344303 | 0 | 0 | ||
| WESTERN ASSET MANAGED HIGH Y | FUND | 95766L107 | 2081 | 363123 | SH | SOLE | 363123 | 0 | 0 | ||
| WHITE MOUNTAINS INSURANCE GP | COM | G9618E107 | 240 | 400 | SH | SOLE | 400 | 0 | 0 | ||
| WHITING PETROLEUM CORP | COM | 966387102 | 5201 | 74962 | SH | SOLE | 74962 | 0 | 0 | ||
| WINDSTREAM HOLDINGS INC | COM | 97382A101 | 531 | 64500 | SH | SOLE | 64500 | 0 | 0 | ||
| WISDOMTREE INDIA EARNINGS | ETP | 97717W422 | 665 | 35100 | SH | SOLE | 35100 | 0 | 0 | ||
| WISDOMTREE INDIA EARNINGS | ETP | 97717W422 | 9480 | 500000 | SH | Put | SOLE | 500000 | 0 | 0 | |
| WR BERKLEY CORP | COM | 084423102 | 516 | 12400 | SH | SOLE | 12400 | 0 | 0 | ||
| WRIGHT MEDICAL GROUP INC | COM | 98235T107 | 5860 | 188614 | SH | SOLE | 188614 | 0 | 0 | ||
| WRIGHT MEDICAL GROUP INC | DEBT | 98235TAC1 | 6800 | 5000000 | PRN | SOLE | 5000000 | 0 | 0 | ||
| WUXI PHARMATECH CAYMAN-ADR | ADR | 929352102 | 781 | 21200 | SH | SOLE | 21200 | 0 | 0 | ||
| XILINX INC | COM | 983919101 | 21708 | 400000 | SH | Put | SOLE | 400000 | 0 | 0 | |
| XPO LOGISTICS INC | COM | 983793100 | 5882 | 200000 | SH | SOLE | 200000 | 0 | 0 | ||
| YAHOO! INC | COM | 984332106 | 8470 | 235928 | SH | SOLE | 235928 | 0 | 0 | ||
| YUME INC | COM | 98872B104 | 3802 | 520115 | SH | SOLE | 520115 | 0 | 0 | ||
| YY INC-ADR | ADR | 98426T106 | 1985 | 26000 | SH | SOLE | 26000 | 0 | 0 | ||
| ZILLOW INC-CLASS A | COM | 98954A107 | 5484 | 62249 | SH | SOLE | 62249 | 0 | 0 | ||
| ZYNGA INC - CL A | COM | 98986T108 | 8493 | 1975309 | SH | SOLE | 1975309 | 0 | 0 | ||
| AMBER ROAD INC | COM | 02318Y108 | 770 | 50000 | SH | SOLE | 50000 | 0 | 0 | ||
| A10 NETWORKS INC | COM | 02121101 | 642 | 42694 | SH | SOLE | 42694 | 0 | 0 | ||
| BORDERFREE INC | COM | 09970L100 | 1864 | 100000 | SH | SOLE | 100000 | 0 | 0 | ||
| AEROHIVE NETWORKS INC | COM | 007786106 | 4326 | 410000 | SH | SOLE | 410000 | 0 | 0 | ||
| Q2 HOLDINGS INC | COM | 74736L109 | 1320 | 85000 | SH | SOLE | 85000 | 0 | 0 | ||
| SQUARE 1 FINANCIAL INC - A | COM | 85223W101 | 2513 | 125000 | SH | SOLE | 125000 | 0 | 0 | ||
| TRINET GROUP INC | COM | 896288107 | 13788 | 647029 | SH | SOLE | 647029 | 0 | 0 | ||
| TPG SPECIALTY LENDING INC | COM | 87265K102 | 4103 | 247155 | SH | SOLE | 247155 | 0 | 0 | ||
| 2U INC | COM | 90214J101 | 3311 | 242600 | SH | SOLE | 242600 | 0 | 0 |