Profiles >> Pine River Capital Management LP >> 13Fs >> 2013-12-31

Pine River Capital Management LP

Last Updated: 3/2/2021

Pine River Capital Management LP is a Limited Partnership that started in 2002 and is primarily owned and controlled by Brian Taylor. To see a profile of the company, click here.

Below is the 13F Filing for Pine River Capital Management LP for Report Period 2013-12-31. Historical analysis on the top 100 Holdings are available by clicking on the Issuer Name in the list.

Historical 13F Holdings - 2013-12-31

Issuer Title of Class CUSIP Value(1000s) Share SH/PRN Put/Call Investment Discretion Other Manager Sole Shared None
LE GAGA HOLDINGS LTD-ADR ADR 521168104 2461 761830 SH SOLE 761830 0 0
ISOFTSTONE HOLDINGS LTD-ADS ADR 46489B108 3574 698192 SH SOLE 698192 0 0
CHINA HYDROELECTRIC CP-ADS ADR 16949D101 1700 634346 SH SOLE 634346 0 0
CHINA HYDROELECTRIC CP-ADS WRT G2112E145 6 649292 SH SOLE 649292 0 0
GIANT INTERACTIVE GROUP-ADR ADR 374511103 424 37600 SH SOLE 37600 0 0
CHINAEDU CORP-ADR ADR 16945L107 1661 243572 SH SOLE 243572 0 0
PACTERA TECHNOLOGY-ADR ADR 695255109 12068 1687813 SH SOLE 1687813 0 0
TRUNKBOW INTERNATIONAL HOLDI COM 89818A102 346 261700 SH SOLE 261700 0 0
3M CO COM 88579Y101 9229 65800 SH Call SOLE 65800 0 0
3M CO COM 88579Y101 7350 52400 SH Put SOLE 52400 0 0
ABBVIE INC COM 00287Y109 9452 179000 SH Call SOLE 179000 0 0
ABBVIE INC COM 00287Y109 6188 117200 SH Put SOLE 117200 0 0
ABERCROMBIE & FITCH CO-CL A COM 002896207 984 29900 SH SOLE 29900 0 0
ABIOMED INC COM 003654100 1850 69189 SH SOLE 69189 0 0
ACTIVISION BLIZZARD INC COM 00507V109 4386 245989 SH SOLE 245989 0 0
ADT CORP/THE COM 00101J106 975 24100 SH SOLE 24100 0 0
ADVANCED MICRO DEVICES DEBT 007903AL1 1048 1000000 PRN SOLE 1000000 0 0
AEROPOSTALE INC COM 007865108 1053 115900 SH SOLE 115900 0 0
AGILENT TECHNOLOGIES INC COM 00846U101 7411 129608 SH SOLE 129608 0 0
AIR LEASE CORP COM 00912X302 1554 50000 SH SOLE 50000 0 0
ALLEGHENY TECHNOLOGIES DEBT 01741RAD4 4680 4500000 PRN SOLE 4500000 0 0
ALLIANCE NEW YORK MUNI INC FUND 018714105 206 17379 SH SOLE 17379 0 0
ALLSTATE CORP COM 020002101 61903 1134996 SH SOLE 1134996 0 0
ALTERA CORP COM 021441100 995 30600 SH SOLE 30600 0 0
ALTRIA GROUP INC COM 02209S103 9098 237000 SH Call SOLE 237000 0 0
ALTRIA GROUP INC COM 02209S103 6224 162100 SH Put SOLE 162100 0 0
AMAZON.COM INC COM 023135106 15073 37800 SH Call SOLE 37800 0 0
AMAZON.COM INC COM 023135106 9888 24800 SH Put SOLE 24800 0 0
AMERICAN AIRLINES GROUP INC COM 02376R102 3037 120262 SH SOLE 120262 0 0
AMERICAN AIRLINES GROUP INC COM 02376R102 14238 563900 SH Put SOLE 563900 0 0
AMERICAN CAMPUS COMMUNITIES REIT 024835100 956 29700 SH SOLE 29700 0 0
AMERICAN CAPITAL AGENCY CORP REIT 02503X105 280531 14542825 SH SOLE 14542825 0 0
AMERICAN CAPITAL LTD COM 02503Y103 208523 13332644 SH SOLE 13332644 0 0
AMERICAN CAPITAL MORTGAGE IN REIT 02504A104 66161 3789276 SH SOLE 3789276 0 0
AMERICAN EXPRESS CO COM 025816109 14878 164000 SH Call SOLE 164000 0 0
AMERICAN EXPRESS CO COM 025816109 10967 120900 SH Put SOLE 120900 0 0
AMERICAN INTERNATIONAL GROUP COM 026874784 56907 1114713 SH SOLE 1114713 0 0
AMERICAN INTERNATIONAL GROUP COM 026874784 8593 168300 SH Call SOLE 168300 0 0
AMERICAN INTERNATIONAL GROUP COM 026874784 5661 110900 SH Put SOLE 110900 0 0
AMGEN INC COM 031162100 9947 87200 SH Call SOLE 87200 0 0
AMGEN INC COM 031162100 6482 56800 SH Put SOLE 56800 0 0
AMTRUST FINANCIAL SERVIC DEBT 032359AC5 38428 28900000 PRN SOLE 28900000 0 0
ANADARKO PETROLEUM CORP COM 032511107 28270 356389 SH SOLE 356389 0 0
ANADARKO PETROLEUM CORP COM 032511107 28246 356100 SH Call SOLE 356100 0 0
ANADARKO PETROLEUM CORP COM 032511107 484 6100 SH Put SOLE 6100 0 0
ANNALY CAPITAL MANAGEMENT IN REIT 035710409 169134 16964268 SH SOLE 16964268 0 0
ANNALY CAPITAL MANAGEMENT IN REIT 035710409 35116 3522200 SH Call SOLE 3522200 0 0
ANNALY CAPITAL MGMT DEBT 035710AB8 212742 209597000 PRN SOLE 99999999 0 0
ANWORTH MORTGAGE ASSET CORP REIT 037347101 11702 2779465 SH SOLE 2779465 0 0
APARTMENT INVT & MGMT CO -A REIT 03748R101 959 37000 SH SOLE 37000 0 0
APOLLO INVESTMENT CORP COM 03761U106 8566 1010807 SH SOLE 1010807 0 0
APOLLO RESIDENTIAL MORTGAGE REIT 03763V102 36622 2477767 SH SOLE 2477767 0 0
APPLE INC COM 037833100 32766 58403 SH SOLE 58403 0 0
APPLE INC COM 037833100 55151 98300 SH Call SOLE 98300 0 0
APPLE INC COM 037833100 81352 145000 SH Put SOLE 145000 0 0
APPROACH RESOURCES INC COM 03834A103 963 49900 SH SOLE 49900 0 0
AQUASITION CORP COM Y0192H103 2534 249900 SH SOLE 249900 0 0
AQUASITION CORP WRT Y0192H111 70 300000 SH SOLE 300000 0 0
ARDMORE SHIPPING CORP COM Y0207T100 6245 401372 SH SOLE 401372 0 0
ARES CAPITAL CORP DEBT 04010LAB9 1080 1000000 PRN SOLE 1000000 0 0
ARES CAPITAL CORP DEBT 04010LAD5 6956 6500000 PRN SOLE 6500000 0 0
ARIAD PHARMACEUTICALS INC COM 04033A100 1683 246700 SH SOLE 246700 0 0
ARMOUR RESIDENTIAL REIT INC REIT 042315101 55594 13863800 SH SOLE 13863800 0 0
ASIAINFO-LINKAGE INC COM 04518A104 32616 2727119 SH SOLE 2727119 0 0
AT&T INC COM 00206R102 20531 584000 SH Call SOLE 584000 0 0
AT&T INC COM 00206R102 13567 385900 SH Put SOLE 385900 0 0
ATLAS AIR WORLDWIDE HOLDINGS COM 049164205 1037 25200 SH SOLE 25200 0 0
ATLAS FINANCIAL HOLDINGS INC COM G06207115 1243 84418 SH SOLE 84418 0 0
AUTODESK INC COM 052769106 25549 507759 SH SOLE 507759 0 0
AXOGEN INC COM 05463X106 1736 386699 SH SOLE 386699 0 0
BALTIC TRADING LTD COM Y0553W103 1932 300000 SH SOLE 300000 0 0
BANK OF AMERICA CORP COM 060505104 17625 1132030 SH SOLE 1132030 0 0
BANK OF AMERICA CORP COM 060505104 30731 1973800 SH Call SOLE 1973800 0 0
BANK OF AMERICA CORP COM 060505104 22458 1442400 SH Put SOLE 1442400 0 0
BANK OF MONTREAL COM 063671101 22165 313000 SH Put SOLE 313000 0 0
BANK OF NOVA SCOTIA COM 064149107 10828 163000 SH Put SOLE 163000 0 0
BARNES GROUP INC DEBT 067806AD1 4089 3000000 PRN SOLE 3000000 0 0
BARRACUDA NETWORKS INC COM 068323104 9576 241333 SH SOLE 241333 0 0
BARRACUDA NETWORKS INC COM 068323104 694 17500 SH SOLE 17500 0 0
BEAZER HOMES USA INC COM 07556Q881 24957 1021940 SH SOLE 1021940 0 0
BENEFITFOCUS INC COM 08180D106 8026 139000 SH SOLE 139000 0 0
BERKSHIRE HATHAWAY INC-CL B COM 084670702 24696 208300 SH Call SOLE 208300 0 0
BERKSHIRE HATHAWAY INC-CL B COM 084670702 15709 132500 SH Put SOLE 132500 0 0
BHP BILLITON LTD-SPON ADR ADR 088606108 1009 14800 SH SOLE 14800 0 0
BIOAMBER INC COM 09072Q106 5618 750951 SH SOLE 750951 0 0
BIOAMBER INC WRT 09072Q114 393 537800 SH SOLE 537800 0 0
BIOTELEMETRY INC COM 090672106 588 74020 SH SOLE 74020 0 0
BLACKBERRY LTD COM 09228F103 1144 153700 SH SOLE 153700 0 0
BLACKROCK BUILD AMERICA BOND FUND 09248X100 10748 561288 SH SOLE 561288 0 0
BLACKROCK CORPORATE HY FD VI FUND 09255P107 18822 1546577 SH SOLE 1546577 0 0
BLACKROCK CREDIT ALLOCATION FUND 092508100 8742 669355 SH SOLE 669355 0 0
BLACKROCK MUNI INTERM DURATI FUND 09253X102 221 15884 SH SOLE 15884 0 0
BLACKROCK MUNIASSETS FUND FUND 09254J102 546 47218 SH SOLE 47218 0 0
BLACKROCK MUNIYIELD QUALITY FUND 09254T100 306 25000 SH SOLE 25000 0 0
BLUCORA INC COM 095229100 5922 203120 SH SOLE 203120 0 0
BLUE CAPITAL REINSURANCE HOL COM G1190F107 1838 100000 SH SOLE 100000 0 0
BOEING CO/THE COM 097023105 44728 327700 SH Call SOLE 327700 0 0
BOEING CO/THE COM 097023105 7344 53800 SH Put SOLE 53800 0 0
BONA FILM GROUP LTD-SPON ADR ADR 09777B107 344 60000 SH SOLE 60000 0 0
BOSTON PROPERTIES INC REIT 101121101 964 9600 SH SOLE 9600 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108 7232 136100 SH Call SOLE 136100 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108 6136 115400 SH Put SOLE 115400 0 0
BROADCOM CORP-CL A COM 111320107 1023 34484 SH SOLE 34484 0 0
BROOKDALE SENIOR LIVING INC COM 112463104 1044 38400 SH SOLE 38400 0 0
BURLINGTON STORES INC COM 122017106 3616 113000 SH SOLE 113000 0 0
CABLEVISION SYSTEMS-NY GRP-A COM 12686C109 6744 376091 SH SOLE 376091 0 0
CAI INTERNATIONAL INC COM 12477X106 708 30049 SH SOLE 30049 0 0
CAMAC ENERGY INC COM 131745101 6 150000 SH SOLE 150000 0 0
CAMERON INTERNATIONAL CORP COM 13342B105 19685 330676 SH SOLE 330676 0 0
CAMPUS CREST COMMUNITIES INC REIT 13466Y105 655 69611 SH SOLE 69611 0 0
CAN IMPERIAL BK OF COMMERCE COM 136069101 28395 313000 SH Put SOLE 313000 0 0
CAPITAL ONE FINANCIAL CORP COM 14040H105 20766 271070 SH SOLE 271070 0 0
CAPITOL ACQUISITION CORP II COM 14056V105 17182 1780495 SH SOLE 1780495 0 0
CAPITOL ACQUISITION CORP II WRT 14056V113 540 899321 SH SOLE 899321 0 0
CARDINAL HEALTH INC COM 14149Y108 5182 77564 SH SOLE 77564 0 0
CARDTRONICS INC COM 14161H108 4064 93500 SH SOLE 93500 0 0
CATAMARAN CORP COM 148887102 16339 344260 SH SOLE 344260 0 0
CATERPILLAR INC COM 149123101 608 6700 SH Call SOLE 6700 0 0
CATERPILLAR INC COM 149123101 608 6700 SH Put SOLE 6700 0 0
CDW CORP/DE COM 12514G108 3182 136189 SH SOLE 136189 0 0
CEMEX SAB-SPONS ADR PART CER ADR 151290889 5788 489200 SH SOLE 489200 0 0
CENOVUS ENERGY INC COM 15135U109 971 33900 SH SOLE 33900 0 0
CENTENE CORP COM 15135B101 2172 36863 SH SOLE 36863 0 0
CHANGYOU.COM LTD-ADR ADR 15911M107 737 23000 SH SOLE 23000 0 0
CHANNELADVISOR CORP COM 159179100 4505 108000 SH SOLE 108000 0 0
CHART ACQUISITION CORP COM 161151105 1427 146397 SH SOLE 146397 0 0
CHART ACQUISITION CORP WRT 161151113 111 148300 SH SOLE 148300 0 0
CHART INDUSTRIES INC COM 16115Q308 9480 99124 SH SOLE 99124 0 0
CHATHAM LODGING TRUST REIT 16208T102 5631 275334 SH SOLE 275334 0 0
CHEGG INC COM 163092109 4059 476986 SH SOLE 476986 0 0
CHEMED CORP DEBT 16359RAC7 6268 6000000 PRN SOLE 6000000 0 0
CHEVRON CORP COM 166764100 17987 143997 SH SOLE 143997 0 0
CHEVRON CORP COM 166764100 29815 238700 SH Call SOLE 238700 0 0
CHEVRON CORP COM 166764100 20834 166800 SH Put SOLE 166800 0 0
CHINA MOBILE LTD-SPON ADR ADR 16941M109 10459 200000 SH Call SOLE 200000 0 0
CHINA MOBILE LTD-SPON ADR ADR 16941M109 10459 200000 SH Put SOLE 200000 0 0
CHINA UNICOM HONG KONG-ADR ADR 16945R104 7531 500000 SH Call SOLE 500000 0 0
CHINA XD PLASTICS CO LTD COM 16948F107 68 13000 SH SOLE 13000 0 0
CIENA CORP COM 171779309 6171 257883 SH SOLE 257883 0 0
CIGNA CORP COM 125509109 12205 139511 SH SOLE 139511 0 0
CIMAREX ENERGY CO COM 171798101 3814 36352 SH SOLE 36352 0 0
CIS ACQUISITION LTD-CLASS A COM G21490209 2857 282600 SH SOLE 282600 0 0
CIS ACQUISITION LTD-CLASS A WRT G21490118 202 774600 SH SOLE 774600 0 0
CISCO SYSTEMS INC COM 17275R102 34761 1549800 SH Call SOLE 1549800 0 0
CISCO SYSTEMS INC COM 17275R102 9857 439400 SH Put SOLE 439400 0 0
CITIGROUP INC COM 172967424 27540 528500 SH Call SOLE 528500 0 0
CITIGROUP INC COM 172967424 21675 416000 SH Put SOLE 416000 0 0
CITRIX SYSTEMS INC COM 177376100 1024 16200 SH SOLE 16200 0 0
CMS ENERGY CORP DEBT 125896BD1 33005 16685000 PRN SOLE 16685000 0 0
COBALT INTERNATIONAL ENERGY COM 19075F106 37442 2276094 SH SOLE 2276094 0 0
COCA-COLA CO/THE COM 191216100 27310 661100 SH Call SOLE 661100 0 0
COCA-COLA CO/THE COM 191216100 24398 590600 SH Put SOLE 590600 0 0
COGNIZANT TECH SOLUTIONS-A COM 192446102 29353 290684 SH SOLE 290684 0 0
COHEN & STEERS SELECT PREFER FUND 19248Y107 452 18289 SH SOLE 18289 0 0
COLGATE-PALMOLIVE CO COM 194162103 522 8000 SH Call SOLE 8000 0 0
COLGATE-PALMOLIVE CO COM 194162103 522 8000 SH Put SOLE 8000 0 0
COLLABRIUM JAPAN ACQUISITION COM G2266G102 3580 350011 SH SOLE 350011 0 0
COLLABRIUM JAPAN ACQUISITION WRT G2266G110 54 495000 SH SOLE 495000 0 0
COLONY FINANCIAL INC DEBT 19624RAA4 10372 10000000 PRN SOLE 10000000 0 0
COMCAST CORP-CLASS A COM 20030N101 9494 182700 SH Call SOLE 182700 0 0
COMCAST CORP-CLASS A COM 20030N101 9733 187300 SH Put SOLE 187300 0 0
COMMUNITY HEALTH SYSTEMS INC COM 203668108 5558 141518 SH SOLE 141518 0 0
CONOCOPHILLIPS COM 20825C104 15241 215700 SH Call SOLE 215700 0 0
CONOCOPHILLIPS COM 20825C104 6967 98600 SH Put SOLE 98600 0 0
CONSTANT CONTACT INC COM 210313102 1796 57795 SH SOLE 57795 0 0
CONTAINER STORE GROUP INC/TH COM 210751103 6092 130700 SH SOLE 130700 0 0
CONTROL4 CORP COM 21240D107 1085 61300 SH SOLE 61300 0 0
COOPER TIRE & RUBBER COM 216831107 420 17500 SH Put SOLE 17500 0 0
COSTCO WHOLESALE CORP COM 22160K105 488 4100 SH Call SOLE 4100 0 0
COSTCO WHOLESALE CORP COM 22160K105 488 4100 SH Put SOLE 4100 0 0
COTY INC-CL A COM 222070203 3645 239017 SH SOLE 239017 0 0
COVANTA HOLDING CORP COM 22282E102 969 54600 SH SOLE 54600 0 0
COVISINT CORP COM 22357R103 2485 198000 SH SOLE 198000 0 0
CROWN CASTLE INTL CORP PREF 228227500 150 150000 PRN SOLE 150000 0 0
CRUMBS BAKE SHOP INC WRT 228803110 6 95609 SH SOLE 95609 0 0
CUMMINS INC COM 231021106 451 3200 SH Call SOLE 3200 0 0
CUMMINS INC COM 231021106 451 3200 SH Put SOLE 3200 0 0
CVENT INC COM 23247G109 5349 147000 SH SOLE 147000 0 0
CVS CAREMARK CORP COM 126650100 10163 142000 SH Call SOLE 142000 0 0
CVS CAREMARK CORP COM 126650100 6926 96800 SH Put SOLE 96800 0 0
CYRUSONE INC REIT 23283R100 2903 130000 SH SOLE 130000 0 0
CYS INVESTMENTS INC REIT 12673A108 1920 259179 SH SOLE 259179 0 0
DANAHER CORP COM 235851102 479 6200 SH Call SOLE 6200 0 0
DANAHER CORP COM 235851102 479 6200 SH Put SOLE 6200 0 0
DARLING INTERNATIONAL INC COM 237266101 5220 250000 SH SOLE 250000 0 0
DEERE & CO COM 244199105 384 4200 SH Call SOLE 4200 0 0
DEERE & CO COM 244199105 384 4200 SH Put SOLE 4200 0 0
DEL FRISCO'S RESTAURANT GROU COM 245077102 4580 194300 SH SOLE 194300 0 0
DELAWARE INV MINN MUNI II FUND 24610V103 203 16491 SH SOLE 16491 0 0
DELIA*S INC COM 246911101 484 550000 SH SOLE 550000 0 0
DEVON ENERGY CORPORATION COM 25179M103 20086 324658 SH SOLE 324658 0 0
DFC GLOBAL CORP COM 23324T107 1614 141000 SH SOLE 141000 0 0
DIGITAL REALTY TRUST INC REIT 253868103 1041 21200 SH SOLE 21200 0 0
DIREXION DAILY FIN BULL 3X ETP 25459Y694 26349 291800 SH Call SOLE 291800 0 0
DIREXION DAILY FIN BULL 3X ETP 25459Y694 40084 443900 SH Put SOLE 443900 0 0
DIREXION DLY EMG MKT BULL 3X ETP 25459Y686 1366 47600 SH SOLE 47600 0 0
DIREXION DLY EMG MKT BULL 3X ETP 25459Y686 2870 100000 SH Put SOLE 100000 0 0
DISCOVER FINANCIAL SERVICES COM 254709108 5856 104661 SH SOLE 104661 0 0
DISCOVERY LABORATORIES INC COM 254668403 166 200000 SH SOLE 200000 0 0
DOUBLELINE INCOME SOLUTIONS FUND 258622109 29464 1397036 SH SOLE 1397036 0 0
DR HORTON INC COM 23331A109 38998 1747281 SH SOLE 1747281 0 0
DRESSER-RAND GROUP INC COM 261608103 8184 137251 SH SOLE 137251 0 0
DRIL-QUIP INC COM 262037104 8479 77125 SH SOLE 77125 0 0
DUPONT FABROS TECHNOLOGY REIT 26613Q106 999 40400 SH SOLE 40400 0 0
E-COMMERCE CHINA-SPON ADR -A ADR 26833A105 1170 122519 SH SOLE 122519 0 0
EATON VANCE CA MUNI INC TRST FUND 27826F101 189 16807 SH SOLE 16807 0 0
EATON VANCE CAL MUNI BOND FUND 27828A100 203 19955 SH SOLE 19955 0 0
EATON VANCE LTD DURATION FND FUND 27828H105 8771 573300 SH SOLE 573300 0 0
EATON VANCE NATIONAL MUNICIP FUND 27829L105 275 14875 SH SOLE 14875 0 0
EBAY INC COM 278642103 30048 547661 SH SOLE 547661 0 0
ECOTALITY INC (LEGENDED) COM 27922Y202 20 1000000 SH SOLE 1000000 0 0
EDUCATION REALTY TRUST INC REIT 28140H104 963 109200 SH SOLE 109200 0 0
EINSTEIN NOAH RESTAURANT GRO COM 28257U104 611 42188 SH SOLE 42188 0 0
ELIZABETH ARDEN INC COM 28660G106 953 26900 SH SOLE 26900 0 0
ELLINGTON RESIDENTIAL MORTGA REIT 288578107 3619 235336 SH SOLE 235336 0 0
EMC CORP/MA COM 268648102 9941 395302 SH SOLE 395302 0 0
EMERITUS CORP COM 291005106 4255 196706 SH SOLE 196706 0 0
EMERSON ELECTRIC CO COM 291011104 512 7300 SH Call SOLE 7300 0 0
EMERSON ELECTRIC CO COM 291011104 512 7300 SH Put SOLE 7300 0 0
ENTEROMEDICS INC COM 29365M208 4 12000 SH SOLE 12000 0 0
EOG RESOURCES INC COM 26875P101 24779 147633 SH SOLE 147633 0 0
EOG RESOURCES INC COM 26875P101 571 3400 SH Call SOLE 3400 0 0
EOG RESOURCES INC COM 26875P101 571 3400 SH Put SOLE 3400 0 0
EQUINIX INC COM 29444U502 993 5600 SH SOLE 5600 0 0
ESSENT GROUP LTD COM G3198U102 5635 234223 SH SOLE 234223 0 0
ESSEX PROPERTY TRUST INC REIT 297178105 3521 24530 SH SOLE 24530 0 0
EVERCORE PARTNERS INC-CL A COM 29977A105 23105 386493 SH SOLE 386493 0 0
EVEREST RE GROUP LTD COM G3223R108 22311 143138 SH SOLE 143138 0 0
EVERTEC INC COM 30040P103 31101 1261188 SH SOLE 1261188 0 0
EVERYWARE GLOBAL INC COM 300439106 382 46192 SH SOLE 46192 0 0
EXCO RESOURCES INC COM 269279402 1009 190100 SH SOLE 190100 0 0
EXPRESS SCRIPTS HOLDING CO COM 30219G108 11364 161775 SH SOLE 161775 0 0
EXTRA SPACE STORAGE INC REIT 30225T102 985 23400 SH SOLE 23400 0 0
EXXON MOBIL CORP COM 30231G102 52211 515900 SH Call SOLE 515900 0 0
EXXON MOBIL CORP COM 30231G102 35178 347600 SH Put SOLE 347600 0 0
F5 NETWORKS INC COM 315616102 7354 80937 SH SOLE 80937 0 0
FACEBOOK INC-A COM 30303M102 28211 516221 SH SOLE 516221 0 0
FAIRWAY GROUP HOLDINGS CORP COM 30603D109 1059 58300 SH SOLE 58300 0 0
FEDERATED PREMIER INT MUNI FUND 31423M105 163 13345 SH SOLE 13345 0 0
FEDEX CORP COM 31428X106 374 2600 SH Call SOLE 2600 0 0
FEDEX CORP COM 31428X106 374 2600 SH Put SOLE 2600 0 0
FIDELITY NATIONAL FINL-A COM 31620R105 1087 33500 SH SOLE 33500 0 0
FIFTH STREET FINANCE CORP COM 31678A103 531 57392 SH SOLE 57392 0 0
FINANCIAL SELECT SECTOR SPDR ETP 81369Y605 69073 3159800 SH SOLE 3159800 0 0
FINANCIAL SELECT SECTOR SPDR ETP 81369Y605 75040 3432700 SH Put SOLE 3432700 0 0
FIREEYE INC COM 31816Q101 5713 131000 SH SOLE 131000 0 0
FIRST REPUBLIC BANK/CA COM 33616C100 3807 72696 SH SOLE 72696 0 0
FIRST TRUST HIGH INCOME LONG FUND 33738E109 5924 343994 SH SOLE 343994 0 0
FIRST TRUST INTERMEDIATE DUR FUND 33718W103 12881 606162 SH SOLE 606162 0 0
FIRST TRUST STRAT HIGH INC 2 FUND 337353304 3283 204546 SH SOLE 204546 0 0
FIRSTENERGY CORP COM 337932107 987 29900 SH SOLE 29900 0 0
FLAH & CRUM PFD INCM OP INC FUND 33848E106 103 10282 SH SOLE 10282 0 0
FLAH & CRUM PFD SEC INCOME FUND 338478100 1028 58718 SH SOLE 58718 0 0
FLAH & CRUM PREFERRED INCOME FUND 338480106 123 10084 SH SOLE 10084 0 0
FLAH & CRUM TOTAL RETURN FD FUND 338479108 321 17274 SH SOLE 17274 0 0
FORD MOTOR CO COM 345370860 644 41737 SH SOLE 41737 0 0
FORD MOTOR CO COM 345370860 2392 155000 SH Call SOLE 155000 0 0
FORD MOTOR CO COM 345370860 1386 89800 SH Put SOLE 89800 0 0
FOREST OIL CORP COM 346091705 941 260900 SH SOLE 260900 0 0
FORTINET INC COM 34959E109 1021 53400 SH SOLE 53400 0 0
FRANCESCAS HOLDINGS CORP COM 351793104 999 54300 SH SOLE 54300 0 0
FRESH MARKET INC/THE COM 35804H106 972 24000 SH SOLE 24000 0 0
FUSION-IO INC COM 36112J107 1000 112300 SH SOLE 112300 0 0
GAIN CAPITAL HOLDINGS IN DEBT 36268WAA8 3737 4000000 PRN SOLE 4000000 0 0
GENERAL ELECTRIC CO COM 369604103 41221 1470600 SH Call SOLE 1470600 0 0
GENERAL ELECTRIC CO COM 369604103 19827 707300 SH Put SOLE 707300 0 0
GENERAL MOTORS CO WRT 37045V118 95653 3068766 SH SOLE 3068766 0 0
GENERAL MOTORS CO WRT 37045V126 323388 13957192 SH SOLE 13957192 0 0
GENERAL MOTORS CO COM 37045V100 8302 203100 SH Put SOLE 203100 0 0
GEVO INC COM 374396109 1001 700000 SH SOLE 700000 0 0
GILEAD SCIENCES INC COM 375558103 12392 165000 SH Call SOLE 165000 0 0
GILEAD SCIENCES INC COM 375558103 8150 108500 SH Put SOLE 108500 0 0
GLOBAL EAGLE ENTERTAINMENT I COM 37951D102 4833 325000 SH SOLE 325000 0 0
GLOBAL POWER EQUIPMENT GROUP COM 37941P306 692 35364 SH SOLE 35364 0 0
GLOBUS MEDICAL INC - A COM 379577208 5183 256893 SH SOLE 256893 0 0
GOLD FIELDS LTD-SPONS ADR ADR 38059T106 871 272100 SH SOLE 272100 0 0
GOLD RESOURCE CORP COM 38068T105 2394 528307 SH SOLE 528307 0 0
GOLDCORP INC COM 380956409 964 44500 SH SOLE 44500 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 39560 223175 SH SOLE 223175 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 9501 53600 SH Call SOLE 53600 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 9465 53400 SH Put SOLE 53400 0 0
GOOGLE INC-CL A COM 38259P508 18534 16537 SH SOLE 16537 0 0
GOOGLE INC-CL A COM 38259P508 32612 29100 SH Call SOLE 29100 0 0
GOOGLE INC-CL A COM 38259P508 21851 19500 SH Put SOLE 19500 0 0
GREENBRIER COMPANIES INC COM 393657101 1916 58350 SH SOLE 58350 0 0
GULFMARK OFFSHORE INC-CL A COM 402629208 8988 190714 SH SOLE 190714 0 0
HALCON RESOURCES CORP COM 40537Q209 980 254000 SH SOLE 254000 0 0
HALLIBURTON CO COM 406216101 7354 144901 SH SOLE 144901 0 0
HALLIBURTON CO COM 406216101 467 9200 SH Call SOLE 9200 0 0
HALLIBURTON CO COM 406216101 467 9200 SH Put SOLE 9200 0 0
HARMONY GOLD MNG-SPON ADR ADR 413216300 976 385600 SH SOLE 385600 0 0
HAWAIIAN TELCOM HOLDCO INC COM 420031106 10391 353782 SH SOLE 353782 0 0
HCA HOLDINGS INC COM 40412C101 1894 39719 SH SOLE 39719 0 0
HCP INC REIT 40414L109 959 26400 SH SOLE 26400 0 0
HEALTH CARE REIT INC REIT 42217K106 948 17700 SH SOLE 17700 0 0
HEALTHWAYS INC COM 422245100 1080 70362 SH SOLE 70362 0 0
HEARTWARE INTERNATIONAL INC COM 422368100 8257 87925 SH SOLE 87925 0 0
HELIOS ADVANTAGE INCOME FUND FUND 42327W206 957 105264 SH SOLE 105264 0 0
HELIOS HIGH INCOME FUND INC FUND 42327X204 824 99974 SH SOLE 99974 0 0
HELIOS MULTI-SECTOR HIGH INC FUND 42327Y202 1091 181403 SH SOLE 181403 0 0
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