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Spectrum Asset Management Inc

Last Updated: 3/2/2021

Spectrum Asset Management Inc is a Corporation that started in 1987 and is primarily owned and controlled by Mark Lieb, and later acquired in 2001 by PGI, the asset management arm of The Principal Financial Group.. To see a profile of the company, click here.

Below is the 13F Filing for Spectrum Asset Management Inc for Report Period 2018-09-30. Historical analysis on the top 100 Holdings are available by clicking on the Issuer Name in the list.


Historical 13F Holdings - 2018-09-30

Issuer Title of Class CUSIP Value(1000s) Share SH/PRN Put/Call Investment Discretion Other Manager Sole Shared None
BLACKROCK CR ALLCTN INC TR COM 092508100 11831 966571 SH SOLE 966571 0 0
HANCOCK JOHN PFD INCOME FD I COM 41021P103 12056 646421 SH SOLE 646421 0 0
HSBC HLDGS PLC ADR A 1/40PF A 404280604 9199 358374 SH SOLE 358374 0 0
ISHARES TR CORE US AGGBD ET 464287226 722 6835 SH SOLE 6835 0 0
WELLS FARGO CO NEW PERP PFD CNV A 949746804 110905 85914 SH SOLE 85914 0 0
WELLS FARGO CO NEW PERP PFD CNV A 949746804 3951 3061 SH DFND 3061 0 0