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Spectrum Asset Management Inc

Last Updated: 3/2/2021

Spectrum Asset Management Inc is a Corporation that started in 1987 and is primarily owned and controlled by Mark Lieb, and later acquired in 2001 by PGI, the asset management arm of The Principal Financial Group.. To see a profile of the company, click here.

Below is the 13F Filing for Spectrum Asset Management Inc for Report Period 2014-12-31. Historical analysis on the top 100 Holdings are available by clicking on the Issuer Name in the list.


Historical 13F Holdings - 2014-12-31

Issuer Title of Class CUSIP Value(1000s) Share SH/PRN Put/Call Investment Discretion Other Manager Sole Shared None
BARCLAYS BANK PLC ADR PFD SR 5 06739H362 18914 685302 SH SOLE 685302 0 0
BARCLAYS BANK PLC ADR PFD SR 5 06739H362 17873 39930 SH DFND 39930 0 0
BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 1698 65500 SH DFND 65500 0 0
BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 18016 694819 SH SOLE 694819 0 0
BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 409 15867 SH DFND 15867 0 0
BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 29721 1151668 SH SOLE 1151668 0 0
BARCLAYS BK PLC ADR 2 PREF 2 06739F390 382 14975 SH DFND 14975 0 0
BARCLAYS BK PLC ADR 2 PREF 2 06739F390 14844 582226 SH SOLE 582226 0 0
BLACKROCK CR ALLCTN INC TR COM 092508100 13408 1037783 SH SOLE 1037783 0 0
HANCOCK JOHN PFD INCOME FD I COM 41021P103 11979 670344 SH SOLE 670344 0 0
HSBC HLDGS PLC ADR A 1/40PF A 404280604 38991 1517999 SH SOLE 1517999 0 0
HSBC HLDGS PLC ADR A 1/40PF A 404280604 1755 68308 SH DFND 68308 0 0
KEYCORP NEW PFD 7.75% SR A 493267405 373 2850 SH SOLE 2850 0 0
KEYCORP NEW PFD 7.75% SR A 493267405 652 5000 SH DFND 5000 0 0
NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 277 10623 SH DFND 10623 0 0
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 443 17381 SH SOLE 17381 0 0
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 288 11622 SH SOLE 11622 0 0
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS R 780097747 389 16306 SH SOLE 16306 0 0
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 20609 812965 SH SOLE 812965 0 0
ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 1875 76282 SH SOLE 76282 0 0
ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 36959 155463 SH DFND 155463 0 0
ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 29818 1268280 SH SOLE 1268280 0 0
ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 1590 62337 SH SOLE 62337 0 0
WELLS FARGO & CO NEW PERP PFD CNV A 949746804 55309 45532 SH SOLE 45532 0 0
WELLS FARGO & CO NEW PERP PFD CNV A 949746804 3475 2861 SH DFND 2861 0 0